Netcapital INC

Netcapital Inc. has entered into an Equity Purchase Agreement with Hudson Global Ventures, LLC, allowing the company to sell up to $15 million in common stock, alongside issuing a warrant for 1 million shares.

Netcapital Inc. has closed a transaction with Dune Equity Holdings LLC, issuing a $290,000 promissory note and a warrant to purchase 250,000 shares of common stock.

Netcapital Inc. has closed a securities purchase agreement with FirstFire Global Opportunities Fund, LLC, issuing a $290,000 promissory note and a warrant to purchase 250,000 shares.

Netcapital Inc. has issued a $182,120 promissory note to Vanquish Funding Group Inc. to bolster general working capital.

Netcapital Inc. entered into a securities purchase agreement with Labrys Fund II, L.P. to issue a $145,000 convertible promissory note and warrants to purchase 125,000 shares of common stock.

Netcapital Inc. has signed a non-binding letter of intent to acquire substantially all assets and liabilities of Resmac, Inc., a residential mortgage bank, for $5 million in preferred stock, with plans for a new subsidiary and potential spin-out.

Netcapital Inc. reported a 38% revenue decrease in the third quarter and disclosed receiving Wells Notices from the SEC staff, indicating potential enforcement action against the company and key personnel.

Netcapital Inc. reports a significant revenue decline in Q2 2026, alongside a CEO change, new General Counsel appointment, and ongoing substantial doubt about its ability to continue as a going concern.

Netcapital Inc. reported increased revenue and significant capital raises in Q1 2026, but also a wider net loss and ongoing 'going concern' doubts.

Netcapital Inc.'s Q3 2025 revenue decreased significantly due to a strategic shift away from equity-based consulting services, despite efforts to grow its funding portal business and establish a broker-dealer subsidiary.

Netcapital Inc. experienced a significant decrease in revenue for the quarter ended October 31, 2024, as the company transitions its focus towards its funding portal and broker-dealer operations.

Netcapital Inc. experienced a significant decrease in revenue during the first quarter of fiscal year 2025, primarily due to a reduction in equity-based contract revenue, while focusing on its funding portal business and a potential broker-dealer subsidiary.

Netcapital Inc. reports an 82% revenue decline and $28.3 million net loss in fiscal 2025, raising substantial doubt about its ability to continue as a going concern despite recent capital raises.

Netcapital Inc.'s 10-K filing outlines the company's capital structure, including common stock, warrants, and measures designed to deter hostile takeovers.

Netcapital Inc. has filed an amendment to its annual report on Form 10-K to correct an error in the consent of its independent accounting firm.

Director Steven F. Geary reports acquiring and disposing of Netcapital Inc. common stock on April 24, 2024.

Netcapital Inc. is soliciting shareholder proxies for its September 11, 2025 Annual Meeting to vote on director elections, auditor ratification, executive compensation, equity plan amendments, and reincorporation to Nevada.

Netcapital Inc. will hold its annual shareholder meeting virtually on September 25, 2024, to vote on key proposals including the election of directors, ratification of the accounting firm, amendments to the company's bylaws, authorization of preferred stock, and approval of warrants.

Netcapital Inc. will hold its annual shareholder meeting virtually on September 25, 2024, to vote on director elections, auditor ratification, executive compensation, bylaw amendments, preferred stock authorization, warrant issuance, and meeting adjournment.

Netcapital Inc. will hold a special meeting on July 24, 2024, to vote on a reverse stock split proposal and an adjournment proposal.

Netcapital Inc. is asking shareholders to approve a reverse stock split proposal to regain compliance with Nasdaq's minimum bid price requirement.

Netcapital Inc. plans a reverse stock split to meet Nasdaq's minimum bid price requirement, with a stockholder meeting set for July 24, 2024.

Netcapital Inc. is registering shares for resale and seeking up to $9.21 million from warrant exercises while grappling with a Nasdaq minimum bid price deficiency and an ongoing SEC enforcement investigation.

Netcapital Inc. filed an S-1/A to register the resale of up to 1.88 million shares, while also disclosing a Nasdaq non-compliance notice due to its stock price falling below $1.00.

Netcapital Inc. filed an S-1/A registration statement for the resale of up to 1.88 million shares by selling shareholders, revealing significant net losses and a going concern warning.

Netcapital Inc. filed an S-1/A to register the resale of 1.88 million common shares, including 1.76 million shares from warrant exercises, by selling shareholders.

Netcapital Inc. filed an S-1 registration statement for the resale of up to 1.88 million common shares, including those from recent warrant exercises, while reporting a significant revenue drop and a substantial non-cash loss in fiscal year 2025.

Netcapital Inc. is registering for resale up to 721,153 shares of its common stock, issuable upon the exercise of outstanding warrants held by selling shareholders.

Strategic EP, LLC and Alexander Chase Deitch have filed an exit amendment to their Schedule 13D, reporting they no longer beneficially own more than five percent of Netcapital Inc.'s common stock.

Strategic EP, LLC and Alexander Chase Deitch have increased their beneficial ownership in Netcapital Inc. to 6.9% through recent open market purchases.

Strategic EP, LLC and Alexander Chase Deitch have acquired a 5.8% stake in Netcapital Inc., intending to push for a high-value accretive transaction.

3i, LP, 3i Management LLC, and Maier Joshua Tarlow have filed an amendment to their Schedule 13G, reporting a 6.1% beneficial ownership stake in Netcapital Inc. through common stock purchase warrants.

Rivetz Corp. has reported beneficial ownership of 950,000 shares, representing 12.1% of the outstanding common stock of Netcapital Inc., as of December 3, 2025.

3i, LP, along with its management entities, filed an Amendment No. 2 to Schedule 13G, disclosing a 7.0% beneficial ownership stake in Netcapital Inc. through warrants.

GlobexUS Holdings, Corp. has reported a beneficial ownership of 10.17% of Netcapital Inc.'s common stock, totaling 500,000 shares.

A group led by Mitchell P. Kopin and Daniel B. Asher, including Intracoastal Capital LLC, has disclosed a 9.3% beneficial ownership stake in Netcapital Inc.

3i, LP, along with 3i Management LLC and Maier Joshua Tarlow, reported a 9.9% beneficial ownership stake in Netcapital Inc. through common stock purchase warrants.