SCHEDULE: GlobexUS Holdings Discloses 10.17% Stake in Netcapital

GlobexUS Holdings, Corp. has reported a beneficial ownership of 10.17% of Netcapital Inc.'s common stock, totaling 500,000 shares.

Summary

• GlobexUS Holdings, Corp. has filed a Schedule 13G, indicating beneficial ownership of Netcapital Inc. common stock.
• The reporting person, GlobexUS Holdings, Corp., beneficially owns 500,000 shares of Netcapital Inc. common stock.
• This ownership represents 10.17% of the total class of securities outstanding.
• The percentage is calculated based on 4,918,889 shares of common stock issued and outstanding, as reported by Netcapital Inc. in their Form S-3 filed on October 21, 2025.
• GlobexUS Holdings, Corp. holds sole voting power and sole dispositive power over all 500,000 shares.
• The securities were not acquired and are not held for the purpose of changing or influencing the control of Netcapital Inc.

Sentiment

Score: 6

Explanation: The filing is a neutral disclosure of a significant ownership stake. While the stake itself could be seen as positive investor confidence, the filing provides no operational or financial performance details to warrant a higher score. The stated intent of passive investment prevents a higher positive score.

Positives

• A significant institutional investor, GlobexUS Holdings, Corp., has taken a substantial stake, potentially signaling confidence in Netcapital Inc.
• The acquisition is stated not to be for the purpose of changing or influencing control, suggesting a passive investment.

Future Outlook

This Schedule 13G filing does not contain any forward-looking statements or guidance regarding Netcapital Inc.'s future outlook.

Industry Context

The disclosure of a significant stake by GlobexUS Holdings, Corp. in Netcapital Inc. indicates continued investor interest in companies within the financial technology or crowdfunding sectors, where Netcapital Inc. operates. Such filings are common as institutional investors build positions.

Stakeholder Impact

• Shareholders: Existing shareholders may view the significant stake by GlobexUS Holdings, Corp. as a vote of confidence, potentially stabilizing or positively influencing share price.
• Management: Management of Netcapital Inc. now has a significant institutional shareholder to consider, though the filing states the stake is not for control purposes.

Key Dates

Recommendation

The filing indicates a significant institutional investor has taken a substantial stake in Netcapital Inc., which can be interpreted as a positive signal of confidence. However, the Schedule 13G itself provides no new operational or financial performance data for Netcapital Inc. to warrant a 'buy' recommendation. The stated passive nature of the investment suggests no immediate strategic changes are expected from this shareholder. Therefore, a 'hold' recommendation is appropriate, pending further operational or financial updates from Netcapital Inc. that could justify a stronger position.

Keywords

Netcapital Inc., GlobexUS Holdings, Schedule 13G, Beneficial Ownership, Common Stock, Institutional Investor, Equity Stake, SEC Filing