NCPL.NASDAQNetcapital INC

SCHEDULE: Strategic EP Boosts Netcapital Stake to 6.9%

Sentiment:

Schedule 13D Amendment


Strategic EP, LLC and Alexander Chase Deitch have increased their beneficial ownership in Netcapital Inc. to 6.9% through recent open market purchases.

Summary

  • Strategic EP, LLC and Alexander Chase Deitch (Reporting Persons) filed Amendment No. 1 to their Schedule 13D, updating their beneficial ownership information for Netcapital Inc.
  • The Reporting Persons now beneficially own an aggregate of 338,695 shares of Netcapital Inc. common stock.
  • This represents 6.9% of the outstanding common stock, based on 4,917,889 shares outstanding as of October 21, 2025.
  • Strategic EP, LLC made multiple open market purchases of Netcapital Inc. common stock between November 20, 2025, and December 2, 2025.
  • The purchases were funded by Strategic EP, LLC's working capital.

Sentiment

Score: 7

Explanation: The increase in beneficial ownership by Strategic EP, LLC and Alexander Chase Deitch suggests continued confidence in Netcapital Inc., which is generally viewed positively by the market.

Positives

  • Strategic EP, LLC and Alexander Chase Deitch have increased their beneficial ownership in Netcapital Inc. to 6.9%, indicating continued interest and confidence in the company from a significant holder.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

  • Shareholders: The increased stake by a significant investor may instill greater confidence among existing and potential shareholders, potentially signaling a positive outlook for the company.

Key Dates

DateDescription
October 21, 2025Date for 4,917,889 shares of common stock outstanding, as disclosed in Netcapital Inc.'s Registration Statement on Form S-3.
November 20, 2025Strategic EP purchased 50,000 shares at $0.6795, 50,000 shares at $0.7093, 50,000 shares at $0.6745, 46,560 shares at $0.7191, and 3,440 shares at $0.69.
November 21, 2025Strategic EP purchased 35,000 shares at $0.82, 5,485 shares at $0.8197, and 3,456 shares at $0.697.
November 25, 2025Strategic EP purchased 20,000 shares at $0.9778.
November 28, 2025Strategic EP purchased 20,000 shares at $0.9663.
December 1, 2025Original Statement on Schedule 13D was initially filed by the Reporting Persons.
December 2, 2025Strategic EP purchased 30,000 shares at $0.8898, 15,005 shares at $0.9695, 9,610 shares at $0.9996, and 139 shares at $0.89. This is also the date of the event which required the filing of this statement.
December 8, 2025Date of signing for Amendment No. 1 to Statement on Schedule 13D.

Recommendation

hold

The filing indicates a significant investor, Strategic EP, LLC, has increased its stake in Netcapital Inc. to 6.9% through open market purchases. This suggests continued confidence from a major holder. While not a direct performance update, such an increase in beneficial ownership can be a positive signal for existing shareholders, warranting a 'hold' recommendation for those already invested, as it doesn't provide new fundamental data for a 'buy' or 'sell' decision but reinforces existing positions.

Keywords

Netcapital Inc., Strategic EP, Alexander Chase Deitch, Schedule 13D, beneficial ownership, common stock, equity stake, investment, open market purchases

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