Guggenheim Active Allocation Fund

Guggenheim Active Allocation Fund has appointed The Bank of New York Mellon for fund administration, accounting, and custody services, replacing previous agreements and MUFG Investor Services.

Ronald Nyberg, a Director and Trustee of Guggenheim Active Allocation Fund, disclosed a planned future purchase of 321 shares of common stock at $15.53 per share under a Rule 10b5-1 plan.

Trustee Ronald Nyberg reports the acquisition of 1,305 shares of Guggenheim Active Allocation Fund (GUG) common stock at $15.1529 per share on May 5, 2025.

Trustee Ronald E. Toupin Jr. reports the acquisition of 1,500 shares of Guggenheim Active Allocation Fund (GUG) common stock at $15.10 per share on April 1, 2025, increasing his direct holdings to 13,617.291 shares.

Director Randall C. Barnes reports the sale of 500 shares of Guggenheim Active Allocation Fund (GUG) at $16.45 per share on October 3, 2024.

Director Angela Brock-Kyle reports purchasing additional shares of Guggenheim Active Allocation Fund (GUG) common stock.

Director Ronald E. Toupin Jr. reports the acquisition of 194 shares of Guggenheim Active Allocation Fund (GUG) common stock at $14.65 per share on April 1, 2024.

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Strategic Opportunities Fund, and Active Allocation Fund will hold a joint virtual annual meeting on April 2, 2026, to elect trustees.

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Guggenheim Strategic Opportunities Fund, and Guggenheim Active Allocation Fund will hold a joint annual meeting of shareholders virtually on April 3, 2025, to elect trustees and conduct other business.

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Guggenheim Strategic Opportunities Fund, and Guggenheim Active Allocation Fund will hold a joint annual meeting on April 4, 2024, to elect trustees.

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Guggenheim Strategic Opportunities Fund, and Guggenheim Active Allocation Fund will hold a joint annual meeting of shareholders on April 4, 2024, to elect trustees.

Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have filed an Amendment No. 3 to their Schedule 13G, disclosing an 8.4% beneficial ownership in Guggenheim Active Allocation Fund.

Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have disclosed a 7.3% beneficial ownership stake in Guggenheim Active Allocation Fund as of December 31, 2024.