Guggenheim Active Allocation Fund Schedule 13G passive stakes

Filed when an investor crosses five percent without intending to seek control — the passive counterpart to a 13D.

NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have filed an Amendment No. 3 to their Schedule 13G, disclosing an 8.4% beneficial ownership in Guggenheim Active Allocation Fund.
NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have disclosed a 7.3% beneficial ownership stake in Guggenheim Active Allocation Fund as of December 31, 2024.