Form 4: Guggenheim Active Allocation Fund: Trustee Ronald E. Toupin Jr. Reports Common Stock Purchase

Trustee Ronald E. Toupin Jr. reports the acquisition of 1,500 shares of Guggenheim Active Allocation Fund (GUG) common stock at $15.10 per share on April 1, 2025, increasing his direct holdings to 13,617.291 shares.

Summary

• On April 1, 2025, Ronald E. Toupin Jr., a Trustee of Guggenheim Active Allocation Fund (GUG), purchased 1,500 shares of common stock at a price of $15.10 per share.
• This transaction increased Toupin's direct ownership in GUG to 13,617.291 shares.
• The transaction was reported on a Form 4 filing with the Securities and Exchange Commission (SEC).

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, indicating a neutral sentiment.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to the market.

Stakeholder Impact

• The transaction provides shareholders with information about insider trading activity, which can influence investor sentiment.

Key Dates

Keywords

Guggenheim Active Allocation Fund, GUG, Ronald E. Toupin Jr., Trustee, Form 4, SEC, Common Stock, Beneficial Ownership, Acquisition