Form 4: Guggenheim Active Allocation Fund: Trustee Ronald Nyberg Reports Transaction
SEC Form 4 Filing
Trustee Ronald Nyberg reports the acquisition of 1,305 shares of Guggenheim Active Allocation Fund (GUG) common stock at $15.1529 per share on May 5, 2025.
Summary
- On May 5, 2025, Ronald Nyberg, a trustee of Guggenheim Active Allocation Fund (GUG), acquired 1,305 shares of common stock at a price of $15.1529 per share.
- Following this transaction, Nyberg directly owns 2,105 shares of GUG.
- This transaction was reported on a Form 4 filing with the SEC.
- Nyberg has a power of attorney on file, authorizing Amy J. Lee, Mark E. Mathiasen, and Michael P. Megaris to act on his behalf for Section 16(a) filings.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing an insider transaction. It doesn't inherently convey positive or negative sentiment.
Industry Context
Form 4 filings are standard disclosures required by the SEC when insiders of a company (such as directors, officers, and principal stockholders) buy or sell the company's securities. These filings provide transparency to the market regarding insider transactions.
Stakeholder Impact
- The transaction may provide stakeholders with insights into the views of a company insider regarding the value of the company's stock.
Key Dates
| Date | Description |
|---|---|
| 2021-10-18 | Date of execution of the Power of Attorney. |
| 2025-05-05 | Date of the transaction: purchase of common stock. |
| 2025-05-08 | Date of signature of the Form 4 filing. |
Keywords
Form 4, Guggenheim Active Allocation Fund, GUG, Ronald Nyberg, Trustee, Beneficial Ownership, SEC Filing, Power of Attorney, Transaction
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.