Flux Power Holdings, INC
Market Movers (8-K)
NASDAQ
Flux Power Holdings, Inc. has entered into a committed equity purchase agreement with Roth Principal Investments, LLC, allowing for up to $40 million in common stock sales over 36 months.
Capital raise
NASDAQ
Flux Power Holdings, Inc. reported $6.6 million in third fiscal quarter revenue, a significant decrease from the prior year, citing customer capital freezes and geopolitical tensions, but anticipates a 20% sequential revenue increase in Q4.
Worse than expected
NASDAQ
Flux Power Holdings, Inc. announced a default on its loan agreement due to failing to meet an EBITDA financial covenant, and is currently negotiating with its lender for a waiver or amendment.
Worse than expected
NASDAQ
Flux Power Holdings, Inc. announced the results of its Annual Meeting of Stockholders, confirming the election of five directors and the ratification of Haskell & White LLP as its independent auditor.
NASDAQ
Flux Power Holdings, Inc. reported its fiscal second quarter 2026 results, marking its first-ever positive GAAP net income alongside sequential revenue growth and significant operational efficiency improvements.
Better than expected
NASDAQ
Flux Power Holdings, Inc. received preliminary court approval for a settlement in a stockholder derivative action, agreeing to corporate governance reforms and a $425,000 payment.
Quarterly Earnings (10-Q)
NASDAQ
Flux Power Holdings, Inc. reported a net income of $601,000 for Q2 2025, a significant improvement from a net loss in the prior year, but faces substantial doubt about its ability to continue as a going concern due to an anticipated debt covenant breach.
Delay expected
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. reported an increased net loss for Q1 2026, driven by lower revenues and higher inventory costs, despite recent capital raises.
Delay expected
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. announces its financial results for the third quarter of fiscal year 2025, showing increased revenue and a reduced net loss, but faces challenges due to potential tariff impacts and Nasdaq compliance issues.
Delay expected
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings reports a decrease in revenue for the quarter ended December 31, 2024, alongside ongoing efforts to address financial reporting weaknesses and leadership transitions.
Worse than expected
Capital raise
Delay expected
NASDAQ
10-Q: Flux Power Reports Q1 2025 Results: Revenue Up, Losses Narrow, and Management Changes Announced
Flux Power Holdings, Inc. reports increased revenue and reduced net losses for the quarter ended September 30, 2024, while also announcing changes in executive leadership and addressing compliance issues with Nasdaq listing requirements.
Capital raise
Worse than expected
Delay expected
NASDAQ
Flux Power Holdings reported its Q3 2024 results, revealing a net loss and challenges related to order delays and financial covenants.
Worse than expected
Delay expected
Capital raise
Annual Reports (10-K)
NASDAQ
Flux Power Holdings, Inc. filed an amendment to its annual report, disclosing executive and board changes, updated compensation, and details of a recent $5.0 million private placement.
Worse than expected
Capital raise
Delay expected
NASDAQ
Flux Power Holdings, Inc. reports increased revenue and gross profit for fiscal year 2025, but faces Nasdaq delisting concerns and ongoing legal proceedings, while securing $5 million in a private placement.
Worse than expected
Delay expected
Capital raise
NASDAQ
10-K: Flux Power Holdings Faces Financial Scrutiny: Restatements, Covenant Waivers, and CEO Transition
Flux Power Holdings navigates financial restatements, seeks covenant waivers, and prepares for a CEO transition amid ongoing efforts to achieve profitability.
Worse than expected
Delay expected
Capital raise
Insider Trading (Form 4)
NASDAQ
Flux Power Holdings CEO Krishna Vanka sold 20,633 shares to cover tax withholding obligations following the vesting of restricted stock units.
NASDAQ
Director Lisa Walters-Hoffert has acquired 50,000 shares of Flux Power Holdings, Inc. following the vesting of restricted stock units.
Delay expected
NASDAQ
Director Dale Thomas Robinette converted 50,000 vested restricted stock units into common stock, increasing his total holdings in Flux Power Holdings, Inc.
Delay expected
NASDAQ
Director Mark Leposky acquired 50,000 shares of Flux Power Holdings, Inc. following the vesting of restricted stock units.
Delay expected
NASDAQ
Director and major shareholder Michael Johnson converted 50,000 restricted stock units into common stock, increasing his direct holdings in Flux Power Holdings.
Delay expected
NASDAQ
Flux Power Holdings Director Michael Johnson sold 86,881 shares of common stock for approximately $112,362 in mid-March 2026.
Worse than expected
Proxy Statements (Def-14A)
NASDAQ
Flux Power Holdings, Inc. announced its 2026 Annual Meeting of Stockholders to elect directors and ratify its independent auditor, alongside details on executive compensation, governance changes, and a recent private placement.
Worse than expected
Capital raise
Delay expected
NASDAQ
Flux Power Holdings, Inc. is seeking shareholder approval for an increase in authorized preferred stock and the issuance of common stock related to a private placement, crucial for regaining Nasdaq listing compliance.
Delay expected
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. has filed a definitive proxy statement with the Securities and Exchange Commission.
NASDAQ
Flux Power Holdings is asking stockholders to vote on proposals including increasing authorized common and preferred shares, approving a new equity incentive plan, and electing directors at its upcoming virtual annual meeting on May 28, 2025.
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. has filed a definitive proxy statement with the SEC.
NASDAQ
Flux Power Holdings will hold its 2024 Annual Meeting of Stockholders virtually on April 18, 2024, to elect directors, ratify the appointment of Baker Tilly US, LLP, and conduct an advisory vote on executive compensation.
New Public Companies (S-1)
NASDAQ
Flux Power Holdings, Inc. has registered up to 38,461,538 shares of common stock for potential sale to Roth Principal Investments under a $40 million committed equity facility.
Worse than expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. files an S-1 registration statement for the resale of up to 3,644,289 shares of common stock by selling stockholders, following a $5.0 million private placement and ongoing efforts to address financial and listing compliance.
Delay expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. filed an Amendment No. 1 to its S-1 Registration Statement to facilitate automatic effectiveness and update offering expenses and recent unregistered securities sales.
Delay expected
Capital raise
NASDAQ
Flux Power Holdings, Inc. reports increased revenue and gross profit, reduced net losses, and a successful capital raise to address Nasdaq listing compliance and liquidity concerns.
Delay expected
Capital raise
Schedule 13G - Passive Investments
NASDAQ
SCHEDULE: Flux Power Holdings Stakeholders Update
Cleveland Capital Management and associated entities report an increased beneficial ownership stake in Flux Power Holdings, Inc. to 7.1%.
NASDAQ
CVI Investments, Inc. and Heights Capital Management, Inc. report 0% beneficial ownership in Flux Power Holdings, Inc. as of December 31, 2025.
Worse than expected
NASDAQ
Cleveland Capital Management and its affiliates have increased their beneficial ownership in Flux Power Holdings, Inc. to 9.5% as of December 31, 2025.
NASDAQ
Formidable Asset Management, LLC has reported an increased beneficial ownership of 14.12% in Flux Power Holdings, INC. common stock.
NASDAQ
CVI Investments, Inc. and Heights Capital Management, Inc. have jointly disclosed a 5.8% beneficial ownership stake in Flux Power Holdings, Inc. common stock.
NASDAQ
SCHEDULE 13G/A: Cleveland Capital Entities and Principals Disclose 8.7% Beneficial Ownership in Flux Power Holdings
Cleveland Capital Management, L.L.C., Cleveland Capital, L.P., Rocky River Specific Opportunities Fund LLC, and individuals Wade Massad and John Shiry have filed an Amendment No. 8 to their Schedule 13G, disclosing their beneficial ownership in Flux Power Holdings, Inc. as of December 31, 2024.