SCHEDULE: Cleveland Capital Group Boosts Flux Power Stake

Cleveland Capital Management and its affiliates have increased their beneficial ownership in Flux Power Holdings, Inc. to 9.5% as of December 31, 2025.

Summary

• Cleveland Capital Management, L.L.C., Cleveland Capital, L.P., Rocky River Specific Opportunities Fund LLC, Wade Massad, and John Shiry have filed an Amendment No. 9 to Schedule 13G for Flux Power Holdings, Inc.
• The filing reports their beneficial ownership of Flux Power Holdings, Inc. common stock as of December 31, 2025.
• Wade Massad and John Shiry each beneficially own 9.5% of the class, representing 2,038,240 and 2,019,367 shares, respectively.
• Cleveland Capital Management, L.L.C. beneficially owns 9.2% (1,969,367 shares), and Cleveland Capital, L.P. beneficially owns 8.4% (1,791,153 shares).
• The reporting persons certify that the securities were not acquired for the purpose of changing or influencing control of the issuer, except for activities solely in connection with a nomination under Rule 14a-11.
• The reported securities are directly owned by advisory clients of Cleveland Capital Management, L.L.C., or its principals.

Sentiment

Score: 7

Explanation: StockSavvy.ai views this as a moderately positive signal, as the increased disclosure of significant beneficial ownership by an institutional group suggests confidence in Flux Power Holdings, Inc. from a sophisticated investor.

Positives

• Significant institutional ownership by Cleveland Capital Management and its affiliates, with Wade Massad and John Shiry each holding 9.5% of the common stock, indicates a strong conviction in the company's long-term prospects by a sophisticated investor group.
• The filing is an amendment, suggesting an ongoing or increased interest in the company's shares by this group.

Risks

• The filing itself does not detail company-specific operational or financial risks. The primary risk related to this filing would be potential changes in the beneficial ownership structure if the reporting persons decide to reduce their stake, which could impact market sentiment.

Industry Context

StockSavvy.ai notes that significant beneficial ownership by institutional investors like Cleveland Capital Management can often signal confidence in a company's strategic direction and future performance. Such filings are closely watched by the market as they can precede further engagement or indicate a stable long-term shareholder base, distinguishing the company from those with predominantly retail or transient institutional ownership.

Stakeholder Impact

• Shareholders: The disclosure of a significant institutional stake by Cleveland Capital Management and its affiliates may instill greater confidence among existing shareholders and potentially attract new investors, as it signals a professional assessment of the company's value.
• Management: The presence of a large institutional investor group could lead to increased scrutiny or engagement from these shareholders regarding strategic decisions and corporate performance, potentially influencing management's actions.

Key Dates

Recommendation

While the disclosure of a significant institutional stake by Cleveland Capital Management is generally a positive indicator of investor confidence, a Schedule 13G filing primarily reports ownership and does not provide sufficient operational or financial details to warrant a 'buy' or 'sell' recommendation. Investors should 'hold' and monitor future company performance and further disclosures from this investor group.

Keywords

Flux Power Holdings, FLUX, Cleveland Capital Management, institutional ownership, Schedule 13G, beneficial ownership, common stock, investment, SEC filing