SCHEDULE: Flux Power Holdings Stakeholders Update

Cleveland Capital Management and associated entities report an increased beneficial ownership stake in Flux Power Holdings, Inc. to 7.1%.

Summary

• Cleveland Capital Management, L.L.C., along with affiliated entities Cleveland Capital, L.P., Rocky River Specific Opportunities Fund LLC, Wade Massad, and John Shiry, have filed an amendment to their Schedule 13G.
• This filing, dated July 24, 2026, reflects changes in beneficial ownership of Flux Power Holdings, Inc. common stock.
• The aggregate beneficial ownership reported by Wade Massad is 1,521,809 shares, representing 7.1% of the class.
• John Shiry beneficially owns 1,500,736 shares, representing 7.0% of the class.
• Cleveland Capital Management, L.L.C. reports beneficial ownership of 1,450,736 shares, or 6.8% of the class.
• Cleveland Capital, L.P. reports beneficial ownership of 1,272,522 shares, or 6.0% of the class.
• Rocky River Specific Opportunities Fund LLC reports beneficial ownership of 178,214 shares, or 0.8% of the class.
• The filing indicates that the securities were not acquired or held for the purpose of influencing control of the issuer.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this filing as neutral to slightly positive, as it indicates increased investor confidence through a larger stake, but lacks operational or financial details to fully assess the company's performance.

Positives

• Increased stake by significant investment entities suggests confidence in Flux Power Holdings' future prospects.
• The reporting persons collectively hold a substantial portion of the company's stock, indicating significant investor interest.

Negatives

• The filing does not contain financial performance data or operational updates, limiting the assessment of the company's health.

Risks

• Potential for increased scrutiny or influence on company decisions due to the significant ownership stake.
• Market perception of increased institutional ownership could lead to volatility.

Future Outlook

The filing itself does not contain forward-looking statements or guidance regarding Flux Power Holdings' future performance. The increase in ownership stake by Cleveland Capital Management and associated entities may imply a positive outlook from their perspective, but this is not explicitly stated.

Management Comments

• Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Industry Context

StockSavvy.ai notes that Schedule 13G filings typically indicate passive investment stakes. An increase in such a stake by multiple related entities suggests a coordinated investment strategy or a growing conviction in the company's value proposition within the energy storage or related technology sector.

Stakeholder Impact

• Shareholders may see increased interest from institutional investors, potentially leading to greater liquidity or price appreciation.
• Management of Flux Power Holdings will be aware of the increased ownership by Cleveland Capital and its affiliates, which could influence strategic discussions.

Next Steps

• Monitor future filings from Cleveland Capital Management and associated entities for any further changes in beneficial ownership.
• Observe Flux Power Holdings' operational and financial performance for insights into the company's strategic direction.

Key Dates

Keywords

Flux Power Holdings, Schedule 13G, Beneficial Ownership, Cleveland Capital Management, Investment Stake, Common Stock, SEC Filing, Amendment