SCHEDULE 13G/A: Cleveland Capital Entities and Principals Disclose 8.7% Beneficial Ownership in Flux Power Holdings

Cleveland Capital Management, L.L.C., Cleveland Capital, L.P., Rocky River Specific Opportunities Fund LLC, and individuals Wade Massad and John Shiry have filed an Amendment No. 8 to their Schedule 13G, disclosing their beneficial ownership in Flux Power Holdings, Inc. as of December 31, 2024.

Summary

• Cleveland Capital Management, L.L.C. beneficially owns 1,404,032 shares, representing 8.4% of Flux Power Holdings, Inc. common stock.
• Cleveland Capital, L.P. beneficially owns 1,225,818 shares, representing 7.3% of Flux Power Holdings, Inc. common stock.
• Rocky River Specific Opportunities Fund LLC beneficially owns 178,214 shares, representing 1.1% of Flux Power Holdings, Inc. common stock.
• Wade Massad beneficially owns an aggregate of 1,445,182 shares, representing 8.7% of Flux Power Holdings, Inc. common stock, including 41,150 shares with sole voting and dispositive power, and 1,404,032 shares with shared voting and dispositive power.
• John Shiry beneficially owns an aggregate of 1,454,032 shares, representing 8.7% of Flux Power Holdings, Inc. common stock, including 50,000 shares with sole voting and dispositive power, and 1,404,032 shares with shared voting and dispositive power.
• The reporting persons, including Cleveland Capital Management, L.L.C., Cleveland Capital, L.P., Rocky River Specific Opportunities Fund LLC, Wade Massad, and John Shiry, are filing as a group.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain information that would inherently indicate a positive or negative sentiment regarding the company's performance or outlook.

Positives

• The filing indicates a significant beneficial ownership stake by institutional investors and their principals, which can be viewed as a sign of confidence in Flux Power Holdings, Inc.

Future Outlook

NA

Industry Context

NA

Related Party Transactions

• All securities reported in this Schedule 13G Amendment No. 8 are directly owned by advisory clients of Cleveland Capital Management, L.L.C., or its principals.

Stakeholder Impact

• Provides increased transparency to shareholders and the market regarding significant institutional and insider ownership stakes in Flux Power Holdings, Inc.

Key Dates

Keywords

Flux Power Holdings, SEC filing, Schedule 13G/A, beneficial ownership, institutional investor, Cleveland Capital, common stock