Latest S-1 registration statements

AMEX
NUBURU, Inc. filed an amendment to its S-1 registration statement to facilitate the resale of up to 20,000,000 shares of common stock by YA II PN, LTD, stemming from a Standby Equity Purchase Agreement.
NASDAQ
A newly formed blank check company, Silver Pegasus Acquisition Corp., is launching a $100 million initial public offering to pursue a business combination with an established technology company, focusing on semiconductors and systems solutions.
NASDAQ
CSLM Digital Asset Acquisition Corp III, a newly formed blank check company, is launching a $200 million initial public offering to pursue business combinations in the technology, financial services, and media sectors within Frontier Growth Markets, with a focus on digital assets and AI.
NASDAQ
Australian Oilseeds Holdings Limited reported significant revenue growth for the nine months ended March 31, 2025, driven by retail oil sales, but faced substantial net losses and ongoing concerns regarding its Nasdaq listing compliance and liquidity.
NASDAQ
Nuvve Holding Corp. has filed an amendment to its S-1 registration statement to register the resale of up to 18,782,828 shares of common stock by various selling stockholders, including shares from recent convertible note and warrant issuances, with the company receiving no proceeds from these sales.
NASDAQ
LightWave Acquisition Corp. filed an amendment to its S-1 registration statement, primarily to include an amended and restated promissory note providing up to $300,000 in interest-free working capital from LightWave Founders LLC.
NASDAQ
Aptevo Therapeutics Inc. has filed a Rule 462(b) registration statement to register an additional $67,500 in securities, including common stock and warrants, for its ongoing public offering.
Nukkleus Inc. is undergoing a major strategic shift from financial technology to the defense sector through the acquisition of Star 26 Capital, while grappling with substantial historical losses, a working capital deficit, and ongoing capital needs.
NASDAQ
Momentus Inc., a commercial space company, is launching a 'best efforts' public offering of common stock and warrants to raise up to $5 million, as it grapples with significant net losses, an accumulated deficit, and ongoing efforts to maintain its Nasdaq listing.
NASDAQ
Classover Holdings, Inc. (KIDZ) has completed its business combination, secured substantial new financing through equity and convertible notes, and adopted a Solana-centric digital asset treasury strategy, despite reporting increased net losses and a working capital deficit.
NASDAQ
Plus Therapeutics, Inc. has filed an S-1 registration statement to register the resale of up to 17,000,000 shares of common stock to Lincoln Park Capital Fund, LLC, potentially raising up to $50 million in gross proceeds for working capital and general corporate purposes, while facing a 'going concern' qualification from its auditors.
NASDAQ
Lixte Biotechnology Holdings, a clinical-stage biopharmaceutical company, has filed an S-1 registration statement for a public offering of common stock and pre-funded warrants to raise capital, primarily to regain Nasdaq compliance and fund its operations, as it faces significant financial losses and challenges in its cancer therapy clinical trials.
OID
Natures Miracle Holding Inc. is grappling with substantial operating losses, negative cash flows, and a recent delisting from Nasdaq, even as it pursues ambitious expansions into electric vehicle distribution and Bitcoin mining.
NASDAQ
Slide Insurance Holdings, Inc. filed an S-1MEF to increase its common stock offering by 4.6 million shares, including an over-allotment option, at a proposed maximum price of $17.00 per share, bringing the total additional offering value to $78.2 million.
NASDAQ
Momentus Inc. has filed an amended S-1 registration statement to register for resale over 2.1 million shares of common stock issued through recent convertible debt and warrant transactions, as the company continues to navigate significant financial losses and Nasdaq listing compliance issues.
NASDAQ
Oxley Bridge Acquisition Limited, a Cayman Islands exempted company, filed an Amendment No. 1 to its S-1 Registration Statement, detailing the terms of its initial public offering of 22,000,000 units at $10.00 per unit, aiming to raise $220 million for a future business combination.
NASDAQ
Cantor Equity Partners III, Inc. filed an amended S-1 registration statement, outlining its $200 million initial public offering of Class A ordinary shares as a blank check company seeking a business combination in financial services, digital assets, healthcare, real estate, technology, or software.
BM Acquisition Corp., a newly formed Cayman Islands SPAC, filed an S-1 registration statement for a $60 million initial public offering to acquire businesses in Southeast Asia with annual revenues between $15 million and $30 million.
Forward Industries, Inc. has filed an amendment to its S-1 registration statement to register shares for resale under a new $35 million equity line of credit agreement with C/M Capital Master Fund, LP, as the company faces a 'going concern' audit opinion.
NASDAQ
Arrive AI Inc., a developmental technology company focused on smart mailboxes for autonomous delivery, filed an S-1 registration statement for the resale of up to 8,125,779 common shares by selling stockholders, while reporting significant net losses and negative operating cash flow for Q1 2025.
Globa Terra Acquisition Corporation, a newly formed blank check company, has filed an amended S-1 registration statement for its initial public offering of 15.217 million units, aiming to acquire businesses in the agribusiness and water sectors with enterprise values between $500 million and $1 billion.
NASDAQ
Hoyne Bancorp, Inc. is undertaking a mutual-to-stock conversion and public offering of up to 7,935,000 shares at $10.00 per share to strengthen its capital base, expand commercial lending, and enhance its community banking franchise.
NASDAQ
FIGX Capital Acquisition Corp., a newly formed blank check company, filed an S-1/A registration statement for a $131 million initial public offering, aiming to acquire a differentiated private wealth or asset manager in the financial industry group sector.
USA Rare Earth, Inc. has filed an amended S-1 registration statement to offer and resell over 270 million shares of common stock and warrants, revealing significant dilution potential and a 'going concern' warning due to continued operating losses and reliance on future capital raises.
NASDAQ
Ontrak, Inc. has filed an S-1 registration statement for a public offering of common stock and warrants, seeking to raise approximately $6.0 million to address its substantial financial challenges, including significant losses and a going concern warning from its auditor.
RPM Interactive, Inc., a generative AI publishing and software company, has filed an S-1 registration statement for its initial public offering to fund the development and launch of its Catch-Up vodcast/podcast platform and Live Trivia mobile game, despite having no revenues since inception and substantial accumulated deficits.
NASDAQ
LightWave Acquisition Corp. has filed an amended S-1 registration statement, outlining its plans for an initial public offering of 18.75 million units at $10.00 each, with proceeds primarily directed to a trust account for a future business combination.
OQX
Tri-County Financial Group has filed an S-1 registration statement to facilitate the resale of 563,064 common shares by Castle Creek Capital Partners VI, LP, with the company not receiving any proceeds, while reporting a slight dip in Q1 2025 net income despite improved net interest margin and strong capital ratios.
NASDAQ
Solarius Capital Acquisition Corp., a newly formed blank check company, is launching a $150 million initial public offering to pursue business combinations in the asset management, wealth management, and broader financial services industries.
AMEX
NUBURU, Inc. has filed an S-1 registration statement for the resale of up to 47.2 million common shares by selling stockholders, revealing significant financial distress, a strategic shift away from laser manufacturing, and ongoing efforts to secure capital through highly dilutive instruments.