Latest S-1 registration statements

NASDAQ
Blue Water Acquisition Corp. III, a blank check company, has filed an S-1MEF to register an additional 2.3 million units, expanding its initial public offering.
NASDAQ
Capstone Holding Corp., a building products distributor, has filed an amended S-1 registration statement for the potential resale of over 5.19 million shares by a selling stockholder, signaling a strategic equity line financing of up to $20 million to fuel its growth initiatives despite significant shareholder dilution.
NASDAQ
Nuvve Holding Corp. has filed an S-1 registration statement to allow existing selling stockholders to resell up to 18,782,828 shares of common stock, including those from recent convertible note and warrant issuances, with the company receiving no proceeds from these sales.
NASDAQ
LightWave Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for an initial public offering of 18,750,000 units at $10.00 per unit, aiming to complete a business combination primarily in the technology industry within 24 months, despite its auditor expressing substantial doubt about its ability to continue as a going concern.
NASDAQ
NeOnc Technologies Holdings, Inc., a clinical-stage biopharmaceutical company focused on brain cancers, has filed an S-1 registration statement to facilitate the resale of shares tied to a potential $50 million equity line of credit, while disclosing significant financial losses and a 'going concern' warning from its auditors.
NASDAQ
Caris Life Sciences, a leading AI TechBio company specializing in precision oncology, is pursuing an initial public offering to fuel its rapid revenue growth and expand its innovative molecular profiling solutions, despite a history of substantial net losses and ongoing regulatory challenges.
NASDAQ
Slide Insurance Holdings, a technology-enabled coastal specialty insurer, is pursuing an initial public offering of 20 million shares, aiming to capitalize on its rapid growth, strong financial performance, and strategic policy acquisitions in underserved markets.
AMEX
NUBURU, Inc. has entered into a Standby Equity Purchase Agreement for up to $100 million with YA II PN, LTD. to bolster liquidity and fund its new Transformation Plan, as the company grapples with significant recurring losses, a going concern warning, and NYSE American non-compliance.
NASDAQ
Cantor Equity Partners III, Inc., a blank check company, has filed an S-1 registration statement for a $200 million initial public offering of Class A ordinary shares, aiming to acquire businesses in financial services, digital assets, healthcare, real estate services, technology, and software industries.
NASDAQ
HCM III Acquisition Corp., a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of 22,000,000 units at $10.00 per unit, aiming to raise $220 million to pursue a business combination in the technology and software infrastructure sectors serving financial services, real estate, and asset management industries.
NASDAQ
Vendome Acquisition Corporation I, a newly formed blank check company, has filed an amended S-1 registration statement for its initial public offering of 20 million units at $10.00 each, aiming to raise $200 million for a future business combination while disclosing substantial dilution risks for public shareholders.
Amaze Holdings, Inc., formerly Fresh Vine Wine, Inc., has filed an S-1 registration statement for the resale of up to 44.6 million common shares by a selling stockholder, aiming to raise up to $35 million through an equity line of credit to fund its new creator-focused e-commerce and existing wine businesses, despite significant historical losses and going concern uncertainties.
NYSE
CoastalSouth Bancshares, Inc. has filed an S-1 registration statement with the SEC for its initial public offering, seeking to list its common stock on the NYSE while showcasing robust financial performance driven by its community banking and specialized lending segments.
NASDAQ
Tivic Health Systems, Inc. has filed an S-1 registration statement to facilitate the resale of up to 8.4 million common shares by a selling stockholder, while simultaneously detailing a new financing agreement that could provide the company with up to $8.4 million in proceeds, despite an auditor's 'going concern' warning.
NASDAQ
Classover Holdings, Inc. has finalized its business combination with Class Over Inc., securing significant capital through PIPE financing, an Equity Purchase Facility, and convertible notes, while facing increasing net losses and an auditor's going concern warning.
NASDAQ
Safe Pro Group Inc. reported a significant increase in net loss and a sharp decline in revenue for the first quarter of 2025, driven by soaring operating expenses, despite a recent capital raise and strategic advancements in its AI and protective equipment segments.
Abpro Holdings, a biotechnology company, has received multiple Nasdaq delisting notices and faces substantial doubt about its ability to continue as a going concern, reporting a net loss of $3.887 million in Q1 2025 and an accumulated deficit of $120 million.
Yorkville Acquisition Corp., a newly formed SPAC, filed an amended S-1 registration statement outlining its $150 million initial public offering, unit structure, and strategy to target high-growth businesses in the telecom, media, and technology sector.
NASDAQ
Moleculin Biotech, Inc. has initiated a 'reasonable best efforts' public offering of common stock and warrants to raise up to $7.5 million, while simultaneously addressing a Nasdaq non-compliance notice regarding its stockholders' equity.
NASDAQ
Adial Pharmaceuticals, a clinical-stage biopharmaceutical company, is offering up to 7.59 million shares of common stock and associated warrants to raise approximately $4.325 million, as it faces significant accumulated deficits, recurring losses, and ongoing Nasdaq listing compliance issues.
OID
Natures Miracle Holding Inc. reported substantial operating losses and negative cash flows, raising significant doubt about its ability to continue as a going concern, while securing new equity and debt financing and expanding into new business ventures following its Nasdaq delisting.
NASDAQ
Aytu BioPharma, Inc. has filed a Rule 462(b) registration statement to increase the maximum aggregate offering price of its ongoing public offering by an additional $2.76 million, bringing the total potential offering to $16.56 million.
AMEX
Hyperscale Data, Inc. has filed an amended registration statement for the resale of over 10 million shares by noteholders, signaling substantial dilution for existing shareholders while the company navigates a challenging transition from Bitcoin mining to AI and high-performance computing.
NASDAQ
Sandisk Corporation has filed an S-1MEF registration statement to register an additional 1,764,768 shares of common stock, valued at approximately $67.94 million, for a public offering.
NASDAQ
Oxley Bridge Acquisition Limited, a newly formed blank check company, is launching a $220 million initial public offering to pursue a business combination with a target in the global consumer and technology sectors, excluding China, Hong Kong, and Macau.
NASDAQ
Origin Investment Corp I, a blank check company, filed an amended S-1 registration statement for its initial public offering of 6 million units at $10.00 each, aiming to raise $60 million to pursue business combinations in Asia's financial services, technology, biotech, advanced materials, and clean energy sectors.
OID
FOXO Technologies Inc. has filed an S-1 registration statement to allow selling stockholders to resell up to 10 million shares of Class A Common Stock, while the company faces a going concern warning and continues its strategic shift into healthcare services.
Entero Therapeutics, Inc. is offering 15.2 million shares and pre-funded warrants to raise approximately $4 million, aiming to fund its lead drug candidate Adrulipase and address significant financial challenges, including a planned rescission of its ImmunogenX merger.
YHD
Spectral IP, soon to be SIM IP Inc., filed an amended S-1 registration statement detailing its planned initial public offering of 3.75 million shares at $4.00 per share, alongside a significant corporate reorganization and a business model focused on intellectual property financing and monetization, despite reporting substantial accumulated losses and no revenue to date.
NASDAQ
Blue Water Acquisition Corp. III has filed Amendment No. 3 to its S-1 Registration Statement, primarily an exhibits-only filing, detailing its proposed public offering of 20 million units and a concurrent private placement of 600,000 units.