Latest S-1 registration statements
NASDAQ
Jefferson Capital, Inc., a leading purchaser and manager of charged-off consumer accounts, filed an S-1/A registration statement for its initial public offering of 10,000,000 shares, showcasing robust financial performance and strategic market expansion.
NASDAQ
Processa Pharmaceuticals, a clinical-stage biopharmaceutical company, is conducting a public offering of common stock and warrants to raise up to $7.0 million, aiming to fund its Phase 2 clinical trial for NGC-Cap and address its significant accumulated deficit and going concern issues.
NASDAQ
DEVS
Devvstream CORPDevvStream Corp., a carbon credit generation company, reported significant operating losses and a working capital deficit, raising substantial doubt about its ability to continue as a going concern, while also receiving a Nasdaq delisting notice.
NASDAQ
XTI Aerospace, Inc. announced a public offering of up to 3.96 million shares and pre-funded warrants to raise approximately $18.2 million for working capital and TriFan 600 development, while facing substantial dilution and ongoing litigation.
NASDAQ
Starry Sea Acquisition Corp, a Cayman Islands blank check company, has filed an S-1 registration statement for an initial public offering of 5 million units at $10.00 each, aiming to complete a business combination within 15 months, while disclosing substantial risks related to its management's ties to the PRC and potential significant dilution for public shareholders.
General Enterprise Ventures, Inc. (GEVI), an environmentally sustainable flame retardant company, has filed an S-1/A registration statement for a public offering and NYSE American listing, despite significant net losses and a going concern qualification from its auditors.
OID
All Things Mobile Analytic, Inc. has filed an S-1/A registration statement to offer 30 million shares at $0.05 each, aiming to raise $1.5 million, while its auditors express substantial doubt about the company's ability to continue as a going concern due to recurring losses and a significant accumulated deficit.
Thoughtful Media Group Incorporated, a digital advertising and multi-channel network company operating in Southeast Asia, has filed an S-1/A registration statement for its initial public offering of 3.75 million shares, seeking to raise approximately $15.1 million in net proceeds despite recent financial losses and an auditor'issued 'going concern' warning.
NASDAQ
NMP Acquisition Corp., a Cayman Islands exempted company, has filed an amended S-1 registration statement for its $100 million initial public offering, outlining its blank check company structure, management team, and plans to pursue a business combination within 18 months.
NASDAQ
S-1/A: Pioneer Acquisition I Corp Files Amended S-1 for $220M IPO, Targeting Healthcare Sector SPAC Deals
Pioneer Acquisition I Corp, a blank check company, filed an amended S-1 registration statement for a $220 million initial public offering, aiming to acquire one or more businesses in the healthcare or healthcare-related industries within 24 months.
NASDAQ
S-1/A: Moleculin Biotech Launches Public Offering Amidst Nasdaq Compliance Concerns and Short Cash Runway
Moleculin Biotech, Inc. is conducting a 'reasonable best efforts' public offering of common stock and Series E warrants to fund its clinical development, particularly its lead drug Annamycin for AML, while simultaneously facing a Nasdaq non-compliance notice regarding its stockholders' equity.
JNVR
Janover INCDeFi Development Corp. has filed an S-1 registration statement to allow certain selling stockholders to resell up to 12,375,896 shares of common stock, following a significant corporate restructuring, a 7-for-1 forward stock split, and a strategic pivot to holding Solana (SOL) as its primary treasury asset.
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, has filed an S-1 registration statement for the resale of up to 120.5 million shares by selling stockholders, while simultaneously addressing a Nasdaq listing compliance issue and disclosing substantial doubt about its ability to continue as a going concern.
NASDAQ
GNPX
Genprex, INCGenprex, a clinical-stage gene therapy company, has entered into a purchase agreement with Lincoln Park Capital Fund, LLC for up to $12.5 million in common stock, while advancing its oncology and diabetes programs and addressing Nasdaq listing requirements.
NASDAQ
UPXI
Upexi, INCUpexi, Inc. filed an amended registration statement for the resale of up to 43,859,649 common shares by selling stockholders, highlighting its new Solana-focused treasury strategy and continued focus on consumer products.
NASDAQ
1RT Acquisition Corp., a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of $150 million, aiming to pursue a business combination with a company in the rapidly expanding Digital Asset Ecosystem.
NASDAQ
ISPC
Ispecimen INCiSpecimen Inc. has filed an S-1/A amendment for an underwritten public offering of up to $4 million in common stock and pre-funded warrants, with auditors expressing substantial doubt about the company's ability to continue as a going concern.
NASDAQ
MNTS
Momentus INCMomentus Inc. has filed an S-1 registration statement for the resale of over 8.1 million shares by existing stockholders, highlighting ongoing financial challenges including a going concern uncertainty and recent efforts to regain Nasdaq compliance.
NASDAQ
S-1: Stardust Power Files S-1 for Public Offering Amidst Significant Losses and Nasdaq Delisting Concerns
Stardust Power Inc., a development-stage American manufacturer of battery-grade lithium products, has filed an S-1 registration statement for a public offering of up to $5 million in common stock and pre-funded warrants, while facing substantial accumulated deficits and notices of non-compliance with Nasdaq listing standards.
NASDAQ
Blue Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for its initial public offering of 17.5 million units at $10.00 each, aiming to acquire a business in sustainable manufacturing or data centers leveraging green energy and emerging technologies.
NASDAQ
D. Boral ARC Acquisition I Corp., a blank check company, filed an S-1/A for its initial public offering of 25 million units at $10.00 each, aiming to acquire a business with an enterprise value of $700 million or greater.
NYSE
S-1MEF: Voyager Technologies Files S-1MEF to Register Additional Class A Common Stock for Public Offering
Voyager Technologies, Inc. has filed a Registration Statement on Form S-1MEF to register an additional 1,550,645 shares of Class A common stock, expanding its previously declared effective public offering.
NYSE
EQV Ventures Acquisition Corp. II, a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of 35 million units at $10.00 each, aiming to raise $350 million to pursue a business combination primarily within the energy exploration and production sector.
NASDAQ
S-1/A: Cohen Circle Acquisition Corp. II Files S-1/A for $220 Million SPAC IPO Targeting Fintech Sector
Cohen Circle Acquisition Corp. II, a blank check company led by experienced SPAC executives Betsy Z. Cohen and Daniel G. Cohen, filed an S-1/A to raise $220 million in an initial public offering to pursue a business combination primarily in the financial services technology sector.
NASDAQ
Wheeler Real Estate Investment Trust, Inc. has filed an S-11 registration statement to register over 100 million shares of common stock, primarily for the highly dilutive redemption of its Series D Preferred Stock, signaling continued pressure on common shareholders.
Mullen Automotive Inc. has filed an S-1/A registration statement to allow selling stockholders to resell up to 4 million shares, highlighting substantial dilution risks and an auditor's going concern warning.
NASDAQ
S-1/A: Axiom Intelligence Acquisition Corp 1 Files Amended S-1 for $175M European Infrastructure SPAC IPO
Axiom Intelligence Acquisition Corp 1, a blank check company, filed an amended S-1 registration statement for its initial public offering of 17.5 million units at $10.00 each, targeting business combinations in the European infrastructure industry.
OSR Holdings, a global healthcare holding company, has filed an amended registration statement to allow for the resale of up to 15.41 million shares by White Lion Capital, potentially securing up to $83.9 million in new capital through equity line, warrant, and convertible note agreements, while reporting a significant net loss for Q1 2025.
Forward Industries, Inc. has filed an S-1 registration statement to facilitate the potential resale of up to 273,000 shares of common stock by C/M Capital Master Fund, LP, establishing an equity line of credit that could provide up to $35 million in gross proceeds for working capital and general corporate purposes, while acknowledging a substantial doubt about its ability to continue as a going concern.
NASDAQ
Australian Oilseeds Holdings Limited, a cold-pressed oil producer, reported substantial revenue growth driven by new supermarket contracts but posted increased net losses and a significant net current liability, while also addressing a Nasdaq minimum bid price deficiency and outlining plans for a potential $50 million equity line of credit.