Nuburu, INC

Market Movers (8-K)

AMEX
Nuburu, Inc. announced the successful closing of its public offering, raising approximately $38.0 million to advance its acquisition of Tekne S.p.A. and retire outstanding debt.
Capital raise
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Nuburu, Inc. has entered a binding agreement to collaborate with SunCubes S.r.l. on directed-energy laser systems and acquire a minority stake in the Italian firm.
Capital raise
AMEX
Nuburu, Inc. has entered into a definitive agreement to acquire a 70% equity interest in Italian firm Tekne S.p.A. for a total consideration involving cash and earn-out provisions.
Capital raise
AMEX
Nuburu, Inc. reports ongoing NYSE American listing noncompliance and enters an exchange agreement with Indigo Capital to improve stockholders' equity.
Worse than expected
Capital raise
AMEX
Nuburu, Inc. clarified terms of a EUR 5.25 million bond subscription with affiliate SYME 3, led by Nuburu's Executive Chairman.
AMEX
Nuburu, Inc. plans to acquire a 70% equity interest in Tekne S.p.A., expanding into defense and dual-use drone component manufacturing.
Capital raise

Quarterly Earnings (10-Q)

AMEX
Nuburu reports Q1 2026 results highlighting its transition to a dual-use defense platform through strategic acquisitions.
Capital raise
AMEX
Nuburu, Inc. reported a significant increase in net losses and an accumulated deficit, raising substantial doubt about its ability to continue as a going concern, despite recent capital raises and strategic acquisition efforts.
Delay expected
Worse than expected
Capital raise
AMEX
NUBURU, Inc. reports significant losses and a going concern warning, while actively pursuing new financing and a strategic 'Transformation Plan' to pivot into defense-tech and security.
Delay expected
Worse than expected
Capital raise
AMEX
NUBURU, Inc. filed an amended quarterly report revealing a significant net loss, zero revenue, and a material weakness in internal controls, while outlining a strategic shift towards defense-tech and security amidst substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
AMEX
Nuburu amends settlement with Liqueous, reports Q1 2025 results with significant net losses, and details strategic shift towards defense-tech and operational resilience solutions.
Capital raise
Worse than expected
AMEX
Nuburu Inc.'s Q3 2024 results reveal a significant revenue decrease and a net loss, compounded by ongoing financial instability and a restatement of prior financial statements.
Worse than expected
Delay expected
Capital raise

Annual Reports (10-K)

AMEX
Nuburu, Inc. filed an amendment to its 2025 Annual Report to provide required Part III disclosures and updated certifications.
Delay expected
Capital raise
AMEX
Nuburu, Inc. is undergoing a significant strategic transformation, shifting its focus from industrial lasers to a dual-use defense and security platform through key acquisitions and joint ventures.
Worse than expected
Capital raise
Delay expected
AMEX
Nuburu, Inc. files an amendment to its 2024 annual report, updating information on funding agreements, corporate governance, and a strategic shift following a foreclosure and subsequent asset diversification.
Capital raise
Worse than expected
AMEX
Nuburu's 10-K filing reveals substantial losses, a shift in business strategy following a foreclosure, and a focus on strategic acquisitions to diversify its asset base.
Capital raise
Worse than expected
AMEX
Nuburu has filed an amended 10-K report to restate its financials for 2022 and 2023 due to a material weakness in internal controls.
Worse than expected
Capital raise
AMEX
Nuburu, Inc. has filed an amendment to its 2023 annual report to update certifications, with no changes to the core financials or business disclosures.
Worse than expected
Delay expected
Capital raise

Insider Trading (Form 4)

AMEX
Co-CEO Alessandro Zamboni reported the acquisition of over 4.6 million shares through RSU vesting and debt conversion.
Capital raise
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Multiple insiders of Nuburu, Inc., including directors and related entities, reported receiving pro-rata in-kind distributions of common stock, following a reverse stock split.
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Director Daniel J. Hirsch acquired stock options in Nuburu, Inc. on October 1, 2024.
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Kristi Hummel, a director of Nuburu, Inc., acquired stock options on October 1, 2024.
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Director Lily Yan Hughes acquired 6,945 stock options in Nuburu, Inc. on October 1, 2024.
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Director Lily Yan Hughes reports acquisition of stock options in Nuburu, Inc.

Proxy Statements (Def-14A)

AMEX
NUBURU, Inc. is calling an Annual Meeting of Stockholders on July 9, 2025, to vote on critical proposals including a significant increase in authorized shares, a potential reverse stock split, reincorporation to Nevada, and multiple equity financing initiatives to support its 'Transformation Plan' and address liquidity needs.
Capital raise
AMEX
Nuburu Inc. is seeking stockholder approval to issue up to $35 million in securities, potentially diluting existing shares, to raise capital for working capital and general corporate purposes.
Capital raise
AMEX
Nuburu, Inc. is urging stockholders to approve several proposals at its annual meeting on December 27, 2024, to secure critical financing and avoid potential liquidation.
Worse than expected
Delay expected
Capital raise
AMEX
Nuburu's Special Meeting of Stockholders has been adjourned to October 18, 2024, due to a failure to achieve a quorum, and the company urgently needs stockholder votes to approve proposals critical for securing financing and reducing debt.
Worse than expected
Delay expected
Capital raise
AMEX
Nuburu, Inc. is urging stockholders to vote in favor of proposals to issue shares upon conversion of convertible notes and to approve the issuance of up to $35 million in securities to secure additional working capital and fund business plans.
Capital raise
AMEX
Nuburu, Inc. is seeking stockholder approval for issuing shares exceeding the NYSE American listing rules limit and for a potential $35 million securities offering at a discount of up to 30% below market price.
Capital raise

New Public Companies (S-1)

AMEX
Nuburu, Inc. has filed an S-1 registration statement with the SEC to offer up to 244,372,990 shares of common stock or pre-funded warrants, along with Series B preferred stock, aiming to raise capital for its transformation plan.
Worse than expected
Capital raise
AMEX
Nuburu, Inc. is undergoing a significant strategic shift from blue laser manufacturing to defense technology and operational resilience, marked by recent acquisitions and a public offering, despite persistent operating losses and substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
AMEX
NUBURU has secured $25 million in new financing and is pursuing strategic acquisitions to diversify its business, while facing significant operational challenges and a going concern warning.
Delay expected
Worse than expected
Capital raise
AMEX
NUBURU, Inc. filed an S-1 registration statement for the resale of up to 130 million common shares by a selling stockholder, aiming to fund its Transformation Plan and recent strategic acquisitions despite ongoing financial losses and NYSE non-compliance.
Worse than expected
Capital raise
Delay expected
AMEX
NUBURU, INC. filed an S-1MEF to register an additional $3.72 million in securities, primarily common warrants, for its ongoing public offering, while its auditor noted a going concern risk.
Capital raise
AMEX
Nuburu, a blue laser technology company, is undergoing a significant strategic shift to defense-tech and SaaS acquisitions while grappling with substantial financial losses, patent foreclosure, and NYSE American delisting threats.
Worse than expected
Delay expected
Capital raise

Schedule 13G - Passive Investments

AMEX
Esousa Group Holdings LLC and Michael Wachs have reported beneficial ownership of 9.9% of Nuburu, Inc. common stock, with limitations on exercising further rights.
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Avondale Capital, LLC, along with affiliated entities and John M. Fife, has reported beneficial ownership of 32,154,340 shares of Nuburu, Inc. common stock, representing 8.8% of the outstanding shares.
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Highbridge Capital Management, LLC has filed a Schedule 13G, reporting beneficial ownership of 9.9% of Nuburu, Inc. common stock issuable upon exercise of warrants, subject to a 9.99% blocker.
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The Vanguard Group has reported a complete divestment of its beneficial ownership in Nuburu Inc. following an internal realignment.
Worse than expected
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The Vanguard Group reported a 5.03% beneficial ownership stake in Nuburu Inc. as of December 31, 2025, alongside an internal corporate realignment.
AMEX
Esousa Group Holdings LLC and Michael Wachs have disclosed a 9.9% beneficial ownership in Nuburu, Inc., primarily through common stock and warrants.
Capital raise