Latest Schedule 13D activist filings
NASDAQ
TIPT
Tiptree INCVeradace Partners, a significant Tiptree shareholder, has filed an amended Schedule 13D to detail its strong opposition to the proposed sale of Fortegra to DB Insurance, citing undervaluation and a flawed process.
NYSE
VVX
V2x, INCAn investor group led by American Industrial Partners Capital Fund VI, L.P. sold 2.25 million shares of V2X, Inc. common stock at $55.00 per share, leading to director resignations and a shift to passive investment.
NASDAQ
BJ's Restaurants, Inc. and Act III Parties have amended their cooperation agreement, extending its term and revising standstill provisions regarding share acquisitions.
NASDAQ
Two Seas Capital LP and affiliates increased their beneficial ownership in Core Scientific, Inc. to 8.0% through various stock and options transactions.
NYSE
Blackstone and Finance of America Companies Inc. have amended their repurchase agreement, introducing a two-stage closing, price escalations for delays, and new termination rights for Blackstone.
NYSE
Alexandra Seros, trustee of trusts holding significant Entravision Communications stock, has sold 353,068 shares and plans to sell up to 500,000 more for diversification and estate planning.
AMEX
Eric Sprott and affiliated entities' beneficial ownership in New Found Gold Corp. decreased to 19.42% following the Maritime Resources acquisition, despite receiving additional shares.
NYSE
River Road Asset Management, LLC has disclosed a 6.1% beneficial ownership stake in UniFirst Corp, acquired for investment purposes using client funds totaling over $134 million.
NASDAQ
TRMD
Torm PLCSCHEDULE: Oaktree Amends TORM plc Stake Disclosure
Oaktree Capital Management has filed an amendment to its Schedule 13D for TORM plc, updating its beneficial ownership percentage to 40.05% due to a change in the issuer's outstanding Class A shares.
NASDAQ
William W. Smith, Jr., CEO of Smith Micro Software, Inc., increased his beneficial ownership to 30.0% through recent share and warrant acquisitions by the Smith Living Trust.
NYSE
BW Group Limited has reduced its beneficial ownership in DHT Holdings to 10.57% through a series of open market share sales.
NASDAQ
ALMS
Alumis INCSamsara BioCapital and related entities have reduced their beneficial ownership in Alumis Inc. to below 5% through recent share sales and transfers.
Merck Sharp & Dohme LLC's subsidiary, Caymus Purchaser, Inc., will launch a cash tender offer to acquire Cidara Therapeutics, Inc. for $221.50 per common share and $15,505.00 per Series A preferred share.
NASDAQ
Fairmount Funds Management and Fairmount Healthcare Fund II GP LLC report a 9.9% beneficial ownership in Cogent Biosciences, Inc. and enter a 45-day lock-up agreement following recent company offerings.
NASDAQ
MilunaC Technology Limited, the sponsor of Miluna Acquisition Corp, has increased its beneficial ownership to 20.93% and entered into key agreements supporting the SPAC's future business combination.
NASDAQ
New Enterprise Associates and its affiliates reported a decrease in their beneficial ownership of Marker Therapeutics, Inc. common stock to 9.9% due to an increase in the total outstanding shares.
NASDAQ
RUBI
Rubico INCFamily Trading Inc., 3 Sororibus Trust, and Evangelos J. Pistiolis have filed an exit amendment to their Schedule 13D for Rubico Inc., as their beneficial ownership dropped below 5% due to an increase in outstanding shares.
Saba Capital Management and its affiliates have fully divested their stake in Tortoise Sustainable and Social Impact Term Fund, reporting 0% beneficial ownership.
NASDAQ
The Gabelli Group of investment firms has increased its beneficial ownership in Lee Enterprises, Inc. to 13.62% of outstanding common stock, reflecting continued investment.
NYSE
Bryan Sheffield and affiliated entities have updated their beneficial ownership in Tamboran Resources Corporation, reflecting a new subscription agreement and a slight decrease in percentage ownership due to increased outstanding shares.
NASDAQ
Miltiadis Marinakis and Maistros Shipinvest Corp. report a decrease in their beneficial ownership percentage of Heidmar Maritime Holdings Corp. to 44.9% due to an increase in outstanding shares.
NYSE
SCHEDULE: Saba Capital Amends Nuveen PA Fund Stake
Saba Capital Management, L.P. has filed an Amendment No. 13 to its Schedule 13D, disclosing a continued 10.4% beneficial ownership in Nuveen Pennsylvania Quality Municipal Income Fund despite recent share sales.
NASDAQ
Hongyu Zhou has amended their Schedule 13D filing, reporting a decrease in beneficial ownership of AIRWA INC. common stock to 0.86% following recent share issuances and a 1-for-50 reverse stock split.
NASDAQ
AiRWA INC.'s Chairman, Hongyu Zhou, has acquired a controlling 55.8% stake in the company following the merger with Yuanyu Enterprise Management Co., Limited.
NASDAQ
Jonathan Segal, a director of ONE Group Hospitality, Inc., updated his beneficial ownership to 10.3% of the company's common stock.
NASDAQ
Strive, Inc. filed an amended Schedule 13D, reflecting updated beneficial ownership percentages and the departure of Anson Frericks from the reporting group.
NASDAQ
Sinclair, Inc. has acquired an 8.2% stake in The E.W. Scripps Company, signaling intent for a potential combination to create significant shareholder value and address industry challenges.
NASDAQ
SBGI
Sinclair, INCSinclair, Inc. has acquired an 8.2% stake in The E.W. Scripps Company, signaling intent for a potential combination to create significant shareholder value and address industry challenges.
NYSE
SCHEDULE 13D/A: Lennar Affiliate Trims Hippo Holdings Stake
LEN FW Investor, LLC, an affiliate of Lennar Corporation, has reduced its beneficial ownership in Hippo Holdings Inc. by selling over 300,000 shares in open market transactions.
MPLN
Multiplan CORPSCHEDULE 13D/A: Hellman & Friedman Reduces Claritev Stake to 23.5%
Hellman & Friedman entities have reduced their beneficial ownership in Claritev Corporation to 23.5% through a secondary offering of 1.5 million shares at $51.50 per share.