Rocky Mountain Chocolate Factory, INC
Market Movers (8-K)
NASDAQ
Rocky Mountain Chocolate Factory reports a net loss of $1.2 million for its fiscal first quarter 2027, with total revenue declining slightly to $6.1 million.
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory, Inc. has appointed Allen C. Harper as Interim Chief Executive Officer, effective immediately, to lead the company during this transition.
NASDAQ
Rocky Mountain Chocolate Factory, Inc. announced the appointment of Al Harper as Interim Chief Executive Officer for a 180-day term, effective immediately.
NASDAQ
Rocky Mountain Chocolate Factory has appointed Rosenberg Rich Baker Berman, P.A. as its new independent auditor, replacing CohnReznick LLP.
NASDAQ
Rocky Mountain Chocolate Factory announced preliminary financial results for its fourth quarter and fiscal year ended February 28, 2026, showing a decrease in revenue but an improvement in EBITDA.
NASDAQ
Rocky Mountain Chocolate Factory reports improved Q3 FY26 operating performance, driving gross margin and profitability gains, alongside significant franchise expansion.
Capital raise
Better than expected
Quarterly Earnings (10-Q)
NASDAQ
Rocky Mountain Chocolate Factory reported a wider net loss and decreased revenue for the first quarter ended May 31, 2026, citing increased costs and a decline in royalty fees.
Worse than expected
Capital raise
NASDAQ
Rocky Mountain Chocolate Factory reported significantly reduced net losses and improved operating income for Q3 2026, while addressing going concern doubts with new financing and operational efficiencies.
Capital raise
Better than expected
NASDAQ
Rocky Mountain Chocolate Factory reported a narrower net loss in its second fiscal quarter, driven by revenue growth and cost-cutting, but faces ongoing going concern doubts and Nasdaq listing compliance issues.
Capital raise
Better than expected
NASDAQ
Rocky Mountain Chocolate Factory, Inc. reported a significant reduction in net loss and improved operating cash flow for the quarter ended May 31, 2025, despite a slight revenue decrease, while addressing a going concern issue and a debt covenant non-compliance with a lender waiver.
Better than expected
NASDAQ
Rocky Mountain Chocolate Factory's Q3 2025 results show a slight revenue increase but continued losses as the company navigates inflationary pressures and strategic realignments.
Worse than expected
Capital raise
NASDAQ
Rocky Mountain Chocolate Factory saw a decrease in its net loss for the second quarter of 2024, despite a slight dip in revenue, and secured a new credit agreement to address liquidity concerns.
Worse than expected
Capital raise
Annual Reports (10-K)
NASDAQ
Rocky Mountain Chocolate Factory reports fiscal year 2026 financial results, highlighting a net loss of $4.6 million and substantial doubt regarding its ability to continue as a going concern.
Capital raise
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory, Inc. reported a significant increase in net loss and negative cash flow for fiscal year 2025, prompting its auditor to raise substantial doubt about the company's ability to continue as a going concern, despite recent capital raises and debt covenant waivers.
Capital raise
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory's fiscal year 2024 saw a decrease in revenue and a net loss, alongside strategic shifts and operational challenges.
Worse than expected
Capital raise
Insider Trading (Form 4)
NASDAQ
Allen C Harper, Interim CEO of Rocky Mountain Chocolate Factory, Inc., received 107,399 shares of common stock on July 10, 2026.
NASDAQ
Reporting person Allen C. Harper sold 85,900 shares of Rocky Mountain Chocolate Factory, Inc. (RMCF) held by American Heritage Railways, Inc. at $2.45 per share.
NASDAQ
American Heritage Railways, a 10% owner of Rocky Mountain Chocolate Factory, Inc., reported the sale of 85,900 shares of common stock.
NASDAQ
Reporting person Allen C. Harper disclosed the sale of 54,100 shares of Rocky Mountain Chocolate Factory, Inc. common stock held by American Heritage Railways, Inc.
NASDAQ
American Heritage Railways, a 10% owner, sold 54,100 shares of Rocky Mountain Chocolate Factory stock between February and March 2026.
NASDAQ
Rocky Mountain Chocolate Factory's CFO, Carrie E. Cass, received a grant of 54,263 shares of common stock as executive compensation.
Proxy Statements (Def-14A)
NASDAQ
Rocky Mountain Chocolate Factory, Inc. has announced its 2026 Annual Meeting of Stockholders will be held virtually on August 3, 2026, to elect directors, ratify auditors, and vote on executive compensation and an equity plan amendment.
Capital raise
NASDAQ
Rocky Mountain Chocolate Factory, Inc. details a comprehensive operational and strategic transformation in fiscal 2025, aiming for a return to profitability in fiscal 2026 through system upgrades, pricing adjustments, and brand repositioning.
Capital raise
NASDAQ
Rocky Mountain Chocolate Factory, Inc. has scheduled its 2025 Annual Meeting of Stockholders to elect directors, ratify its independent auditor, and vote on executive compensation, while reporting ongoing net losses and negative earnings per share.
Capital raise
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory, Inc. has filed a definitive proxy statement with the SEC.
NASDAQ
Rocky Mountain Chocolate Factory files a revised proxy statement clarifying ownership disclosure, auditor fees, and providing an updated incentive compensation plan and proxy card for its upcoming annual meeting.
NASDAQ
Rocky Mountain Chocolate Factory will hold its 2024 Annual Meeting of Stockholders virtually on August 23, 2024, to vote on director elections, auditor ratification, executive compensation, and an omnibus incentive compensation plan.
New Public Companies (S-1)
NASDAQ
Rocky Mountain Chocolate Factory, Inc. filed an S-1/A registration statement for the resale of 1,500,000 shares of common stock by a selling stockholder, ARM-D Rocky Mountain Chocolate Holdings LLC, following a private placement.
Capital raise
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory, Inc. filed an S-1 registration statement for the resale of 1.5 million common shares by a selling stockholder, following a private placement, while auditors noted a going concern risk.
Capital raise
Worse than expected
NASDAQ
Rocky Mountain Chocolate Factory has filed an amendment to its registration statement for the resale of 1,250,000 shares of common stock by selling stockholders following a private placement completed on August 6, 2024.
Capital raise
NASDAQ
S-1: Rocky Mountain Chocolate Factory Files for Resale of 1.25 Million Shares After Private Placement
Rocky Mountain Chocolate Factory is registering for the resale of 1,250,000 shares of common stock by selling stockholders following a recent private placement.
Capital raise
Schedule 13D - Activist Investments
NASDAQ
American Heritage Railways and Allen C. Harper amend their Schedule 13D filing regarding Rocky Mountain Chocolate Factory, Inc. common stock.
NASDAQ
ARM-D Rocky Mountain Chocolate Holdings LLC acquires a 16.1% stake in Rocky Mountain Chocolate Factory, Inc. for $2.7 million, securing a board seat and investor rights.
Capital raise
NASDAQ
Global Value Investment Corp. and affiliates updated their Schedule 13D filing for Rocky Mountain Chocolate Factory, disclosing an amended cooperation agreement and recent share transactions.
Capital raise
NASDAQ
Bradley L. Radoff and The Radoff Family Foundation have reduced their beneficial ownership in Rocky Mountain Chocolate Factory, Inc. to 4.6%.
Worse than expected
Schedule 13G - Passive Investments
NASDAQ
Wax Asset Management, LLC has filed an amended Schedule 13G, reporting a 2.51% beneficial ownership stake in Rocky Mountain Chocolate Factory, Inc.
NASDAQ
SCHEDULE 13G/A: FMR LLC and Abigail P. Johnson Update Passive Stake in Rocky Mountain Chocolate Factory
FMR LLC and Abigail P. Johnson have filed an updated Schedule 13G, reporting a continued passive beneficial ownership of 669 shares, representing 0.0% of Rocky Mountain Chocolate Factory Inc.'s common stock as of March 31, 2025.
NASDAQ
SCHEDULE 13G/A: Wax Asset Management Discloses 5.15% Passive Stake in Rocky Mountain Chocolate Factory
Wax Asset Management, LLC has filed an amended Schedule 13G, disclosing a 5.15% passive beneficial ownership stake in Rocky Mountain Chocolate Factory, Inc. as of December 31, 2024.