Suro Capital CORP

Market Movers (8-K)

NASDAQ
Neostellar Capital Corp. (formerly SuRo Capital Corp.) has transitioned to an externally managed structure with Neostellar Advisors LLC and secured a $20 million redeemable promissory note from MCP Investing LLC.
Capital raise
NASDAQ
Neostellar Capital Corp. (formerly SuRo Capital Corp.) announced preliminary Q2 2026 results, including an estimated Net Asset Value between $13.25 and $13.75 per share.
Worse than expected
NASDAQ
SuRo Capital Corp. announces a corporate name change to Neostellar Capital Corp. effective July 1, 2026.
NASDAQ
SuRo Capital Corp. stockholders approved the transition to an externally managed structure and re-elected board members.
NASDAQ
SuRo Capital Corp. announced a significant increase in Net Asset Value (NAV) per share to $14.24 for Q1 2026, driven by strong portfolio performance, and revealed plans for an external management transition with Magnetar.
Better than expected
Capital raise
NASDAQ
SuRo Capital Corp. announced a transition to an external management structure through a joint venture with Magnetar, alongside a significant jump in estimated Net Asset Value for Q1 2026.
Better than expected
Capital raise

Quarterly Earnings (10-Q)

NASDAQ
SuRo Capital Corp. reports a significant increase in net assets, driven by substantial unrealized appreciation in its investment portfolio, alongside a strategic move towards external management.
Better than expected
Capital raise
NASDAQ
SuRo Capital Corp. reported a significant increase in net assets and net change in net assets from operations for the nine months ended September 30, 2025, driven by substantial realized and unrealized gains on investments.
Better than expected
Capital raise
NASDAQ
SuRo Capital Corp. reported a significant increase in net assets driven by substantial realized and unrealized gains from its investment portfolio in the second quarter of 2025.
Better than expected
Capital raise
NASDAQ
SuRo Capital Corp. reports a net investment loss of $3.66 million for Q1 2025, with a slight decrease in net asset value per share to $6.66.
Worse than expected
NASDAQ
SuRo Capital Corp. reports a net loss for Q3 2024, marked by portfolio adjustments and strategic debt repurchases.
Worse than expected
Capital raise
NASDAQ
SuRo Capital Corp. announced a net asset value of $6.94 per share for the second quarter of 2024, alongside updates on investment activities and a new convertible note offering.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
SuRo Capital Corp. releases its annual report on Form 10-K, detailing its financial condition and results of operations for the fiscal year ended December 31, 2024.
Worse than expected
NASDAQ
SuRo Capital Corp. has amended employment agreements with key executives, extending their terms through December 31, 2026, with automatic one-year extensions unless either party provides written notice of termination.

Insider Trading (Form 4)

NASDAQ
Director Ronald M. Lott reported a transaction involving 500 shares of Suro Capital Corp. common stock on June 23, 2026.
NASDAQ
SuRo Capital Corp. CFO Allison Green disclosed a grant of 60,000 restricted shares and a subsequent withholding of 41,815 shares for tax obligations.
NASDAQ
SuRo Capital Corp. Chairman and CEO Mark D. Klein reported a grant of 350,000 restricted shares and a subsequent withholding of 293,265 shares for tax obligations.
NASDAQ
Director Lisa Westley acquired 3,536 shares of SuRo Capital Corp. common stock via a restricted stock grant.
NASDAQ
Director Marc Mazur acquired 3,536 shares of SuRo Capital Corp. common stock via a restricted stock grant.
NASDAQ
Director Richard Szuch acquired 3,536 shares of SuRo Capital Corp. common stock via a restricted stock grant.

Proxy Statements (Def-14A)

NASDAQ
SuRo Capital Corp. has issued its proxy statement for the 2026 Annual Meeting of Stockholders, scheduled for June 10, 2026, detailing proposals for director re-election, executive compensation, and auditor ratification.
Capital raise
NASDAQ
SuRo Capital Corp. will hold its annual shareholder meeting on May 28, 2025, where shareholders will vote on the election of directors, executive compensation, the frequency of executive compensation votes, an equity incentive plan amendment, and the ratification of the company's accounting firm.
NASDAQ
SuRo Capital Corp. announces its 2025 Annual Meeting of Stockholders to address director elections, executive compensation, and an equity incentive plan amendment.
NASDAQ
SURO Capital Corp. has filed a definitive proxy statement with the SEC, signaling upcoming shareholder actions.
NASDAQ
SuRo Capital Corp. will hold its 2024 Annual Meeting of Stockholders on June 5, 2024, to vote on director re-election, executive compensation, and auditor ratification.

Schedule 13D - Activist Investments

NASDAQ
A group of investment entities led by Mario Gabelli has reduced its beneficial ownership in Suro Capital Corp. to 6.06% through a series of recent share sales.
Worse than expected
NASDAQ
An amended Schedule 13D filing reveals that various Gabelli-affiliated entities have collectively increased their beneficial ownership in SURO CAPITAL CORP. to 7.27% of outstanding common stock.
NASDAQ
A group of investment entities associated with Mario Gabelli has increased its beneficial ownership in SURO CAPITAL CORP. to 6.21% of outstanding common stock, investing approximately $1.36 million in additional shares.
Better than expected

Schedule 13G - Passive Investments

NASDAQ
Thomas J. Herzfeld Advisors, Inc. has filed an amended Schedule 13G, disclosing a 0.72% passive ownership stake in SuRo Capital Corp. common stock.
NASDAQ
Thomas J. Herzfeld Advisors, Inc. has filed an amended Schedule 13G, reporting a 7.28% beneficial ownership stake in SuRo Capital Corp.'s common stock as of March 6, 2025.
NASDAQ
Thomas J. Herzfeld Advisors, Inc. has filed a Schedule 13G, reporting a passive beneficial ownership of 5.81% of SuRo Capital Corp.'s Common Stock.