SCHEDULE: Thomas J. Herzfeld Advisors Updates Passive Stake in SuRo Capital Corp.

Thomas J. Herzfeld Advisors, Inc. has filed an amended Schedule 13G, disclosing a 0.72% passive ownership stake in SuRo Capital Corp. common stock.

Summary

• Thomas J. Herzfeld Advisors, Inc. reported beneficial ownership of 169,444 shares of SuRo Capital Corp. common stock.
• This ownership represents 0.72% of the total class of securities.
• The filing is an Amendment No. 2 to a Schedule 13G, indicating an update to a previously filed statement.
• Thomas J. Herzfeld Advisors, Inc. is identified as a Florida Corporation and an investment adviser.
• The firm holds sole voting power and sole dispositive power over all 169,444 shares, with no shared powers.
• The date of the event requiring this filing is stated as June 3, 2025.
• The Schedule 13G Amendment No. 2 was signed on July 16, 2025, by Erik M. Herzfeld, President.

Sentiment

Score: 5

Explanation: Neutral, as this is a factual disclosure of beneficial ownership and does not contain performance or forward-looking statements.

Industry Context

Schedule 13G filings are routine disclosures by passive investors who own less than 20% of a company's stock. This filing provides transparency regarding institutional holdings in SuRo Capital Corp. and confirms that Thomas J. Herzfeld Advisors, Inc. does not intend to influence control of the issuer, aligning with standard passive investment practices.

Stakeholder Impact

• Shareholders: Provides transparency regarding institutional ownership, confirming a passive stake of 0.72% by Thomas J. Herzfeld Advisors, Inc.

Key Dates

Keywords

SuRo Capital Corp, Thomas J. Herzfeld Advisors, Schedule 13G, Beneficial Ownership, Common Stock, Investment Adviser, SEC Filing