Latest S-1 registration statements

NASDAQ
Pioneer Acquisition I Corp, a blank check company, filed an amended S-1 registration statement for a $220 million initial public offering, aiming to acquire one or more businesses in the healthcare or healthcare-related industries within 24 months.
NASDAQ
Moleculin Biotech, Inc. is conducting a 'reasonable best efforts' public offering of common stock and Series E warrants to fund its clinical development, particularly its lead drug Annamycin for AML, while simultaneously facing a Nasdaq non-compliance notice regarding its stockholders' equity.
DeFi Development Corp. has filed an S-1 registration statement to allow certain selling stockholders to resell up to 12,375,896 shares of common stock, following a significant corporate restructuring, a 7-for-1 forward stock split, and a strategic pivot to holding Solana (SOL) as its primary treasury asset.
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, has filed an S-1 registration statement for the resale of up to 120.5 million shares by selling stockholders, while simultaneously addressing a Nasdaq listing compliance issue and disclosing substantial doubt about its ability to continue as a going concern.
NASDAQ
Genprex, a clinical-stage gene therapy company, has entered into a purchase agreement with Lincoln Park Capital Fund, LLC for up to $12.5 million in common stock, while advancing its oncology and diabetes programs and addressing Nasdaq listing requirements.
NASDAQ
Upexi, Inc. filed an amended registration statement for the resale of up to 43,859,649 common shares by selling stockholders, highlighting its new Solana-focused treasury strategy and continued focus on consumer products.
NASDAQ
1RT Acquisition Corp., a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of $150 million, aiming to pursue a business combination with a company in the rapidly expanding Digital Asset Ecosystem.
NASDAQ
iSpecimen Inc. has filed an S-1/A amendment for an underwritten public offering of up to $4 million in common stock and pre-funded warrants, with auditors expressing substantial doubt about the company's ability to continue as a going concern.
NASDAQ
Momentus Inc. has filed an S-1 registration statement for the resale of over 8.1 million shares by existing stockholders, highlighting ongoing financial challenges including a going concern uncertainty and recent efforts to regain Nasdaq compliance.
NASDAQ
Stardust Power Inc., a development-stage American manufacturer of battery-grade lithium products, has filed an S-1 registration statement for a public offering of up to $5 million in common stock and pre-funded warrants, while facing substantial accumulated deficits and notices of non-compliance with Nasdaq listing standards.
NASDAQ
Blue Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for its initial public offering of 17.5 million units at $10.00 each, aiming to acquire a business in sustainable manufacturing or data centers leveraging green energy and emerging technologies.
NASDAQ
D. Boral ARC Acquisition I Corp., a blank check company, filed an S-1/A for its initial public offering of 25 million units at $10.00 each, aiming to acquire a business with an enterprise value of $700 million or greater.
NYSE
Voyager Technologies, Inc. has filed a Registration Statement on Form S-1MEF to register an additional 1,550,645 shares of Class A common stock, expanding its previously declared effective public offering.
NYSE
EQV Ventures Acquisition Corp. II, a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of 35 million units at $10.00 each, aiming to raise $350 million to pursue a business combination primarily within the energy exploration and production sector.
NASDAQ
Cohen Circle Acquisition Corp. II, a blank check company led by experienced SPAC executives Betsy Z. Cohen and Daniel G. Cohen, filed an S-1/A to raise $220 million in an initial public offering to pursue a business combination primarily in the financial services technology sector.
NASDAQ
Wheeler Real Estate Investment Trust, Inc. has filed an S-11 registration statement to register over 100 million shares of common stock, primarily for the highly dilutive redemption of its Series D Preferred Stock, signaling continued pressure on common shareholders.
Mullen Automotive Inc. has filed an S-1/A registration statement to allow selling stockholders to resell up to 4 million shares, highlighting substantial dilution risks and an auditor's going concern warning.
NASDAQ
Axiom Intelligence Acquisition Corp 1, a blank check company, filed an amended S-1 registration statement for its initial public offering of 17.5 million units at $10.00 each, targeting business combinations in the European infrastructure industry.
OSR Holdings, a global healthcare holding company, has filed an amended registration statement to allow for the resale of up to 15.41 million shares by White Lion Capital, potentially securing up to $83.9 million in new capital through equity line, warrant, and convertible note agreements, while reporting a significant net loss for Q1 2025.
Forward Industries, Inc. has filed an S-1 registration statement to facilitate the potential resale of up to 273,000 shares of common stock by C/M Capital Master Fund, LP, establishing an equity line of credit that could provide up to $35 million in gross proceeds for working capital and general corporate purposes, while acknowledging a substantial doubt about its ability to continue as a going concern.
NASDAQ
Australian Oilseeds Holdings Limited, a cold-pressed oil producer, reported substantial revenue growth driven by new supermarket contracts but posted increased net losses and a significant net current liability, while also addressing a Nasdaq minimum bid price deficiency and outlining plans for a potential $50 million equity line of credit.
NASDAQ
Blue Water Acquisition Corp. III, a blank check company, has filed an S-1MEF to register an additional 2.3 million units, expanding its initial public offering.
NASDAQ
Capstone Holding Corp., a building products distributor, has filed an amended S-1 registration statement for the potential resale of over 5.19 million shares by a selling stockholder, signaling a strategic equity line financing of up to $20 million to fuel its growth initiatives despite significant shareholder dilution.
NASDAQ
Nuvve Holding Corp. has filed an S-1 registration statement to allow existing selling stockholders to resell up to 18,782,828 shares of common stock, including those from recent convertible note and warrant issuances, with the company receiving no proceeds from these sales.
NASDAQ
LightWave Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for an initial public offering of 18,750,000 units at $10.00 per unit, aiming to complete a business combination primarily in the technology industry within 24 months, despite its auditor expressing substantial doubt about its ability to continue as a going concern.
NASDAQ
NeOnc Technologies Holdings, Inc., a clinical-stage biopharmaceutical company focused on brain cancers, has filed an S-1 registration statement to facilitate the resale of shares tied to a potential $50 million equity line of credit, while disclosing significant financial losses and a 'going concern' warning from its auditors.
NASDAQ
Caris Life Sciences, a leading AI TechBio company specializing in precision oncology, is pursuing an initial public offering to fuel its rapid revenue growth and expand its innovative molecular profiling solutions, despite a history of substantial net losses and ongoing regulatory challenges.
NASDAQ
Slide Insurance Holdings, a technology-enabled coastal specialty insurer, is pursuing an initial public offering of 20 million shares, aiming to capitalize on its rapid growth, strong financial performance, and strategic policy acquisitions in underserved markets.
AMEX
NUBURU, Inc. has entered into a Standby Equity Purchase Agreement for up to $100 million with YA II PN, LTD. to bolster liquidity and fund its new Transformation Plan, as the company grapples with significant recurring losses, a going concern warning, and NYSE American non-compliance.
NASDAQ
Cantor Equity Partners III, Inc., a blank check company, has filed an S-1 registration statement for a $200 million initial public offering of Class A ordinary shares, aiming to acquire businesses in financial services, digital assets, healthcare, real estate services, technology, and software industries.