Latest S-1 registration statements
NASDAQ
Blue Water Acquisition Corp. III, a newly formed blank check company, filed an amended S-1 registration statement for its initial public offering of 20 million units at $10.00 each, aiming to acquire high-potential businesses in the biotechnology, healthcare, and technology sectors within 24 months.
AMEX
OSTX
Os Therapies INCOS Therapies Incorporated has filed an S-1 registration statement to allow selling stockholders to resell up to 7.5 million shares, following positive Phase IIb clinical trial results for its lead Osteosarcoma drug candidate, OST-HER2, and the strategic acquisition of new immune-oncology assets.
AMEX
S-1/A: EON Resources Faces Going Concern Doubts Amidst Declining Production and Dilutive Capital Raises
EON Resources Inc. has filed an amended S-1 registration statement for the resale of up to 7,818,600 shares of Class A Common Stock by selling securityholders, while simultaneously addressing substantial doubt about its ability to continue as a going concern and reporting a net loss of $1.75 million for Q1 2025.
Nova LifeStyle, Inc. has filed an S-1 registration statement to raise up to $8 million through a common stock and warrant offering, while simultaneously addressing a Nasdaq minimum bid price deficiency that could lead to delisting.
AMEX
Picard Medical, Inc., a medical technology company specializing in total artificial hearts, has filed an amended S-1 registration statement for its initial public offering, revealing continued significant operating losses, a substantial working capital deficit, and an auditor's going concern warning, despite ongoing product development and international expansion efforts.
NASDAQ
ISPC
Ispecimen INCiSpecimen Inc. is launching an underwritten public offering of up to $4 million in common stock and pre-funded warrants to fund marketing and technology development, as its auditor raises substantial doubt about the company's ability to continue as a going concern.
OID
Farmers and Merchants Bancshares, Inc. has filed an S-1 registration statement for its 2025 Dividend Reinvestment Plan, allowing eligible stockholders to reinvest cash dividends in up to 500,000 new common shares, typically at a 5% discount, while also disclosing an inadvertent unregistered sale of shares from a prior plan.
NASDAQ
Elite Express Holding Inc., a California-based last-mile delivery service provider, has filed an S-1/A registration statement for an initial public offering of 4,000,000 Class A common shares at an estimated price of $4.00 per share, aiming to raise approximately $14 million in net proceeds to fund strategic acquisitions, fleet upgrades, and technology development.
OTC.Pink
EvoAir Holdings Inc., an eco-friendly HVAC and air purifying technology company, has filed an S-1/A registration statement for an initial public offering on the Nasdaq Capital Market, seeking to raise up to $17.25 million despite reporting significant and increasing net losses and a going concern warning.
NASDAQ
Cohen Circle Acquisition Corp. II, a blank check company led by financial industry veterans Betsy Z. Cohen and Daniel G. Cohen, is launching a $220 million initial public offering to pursue a business combination in the financial services technology sector.
NASDAQ
NUTR
Nusatrip INCNusaTrip Incorporated, a Southeast Asia-focused online travel agency, has filed an S-1/A registration statement for its initial public offering on Nasdaq, seeking to raise up to $18.75 million despite reporting substantial net losses and a going concern warning from its auditors.
NASDAQ
Revelation Biosciences launches a best efforts public offering aiming to raise up to $5 million through shares, pre-funded warrants, and common stock warrants.
OTC.Pink
High Wire Networks seeks to raise $5 million through a public offering to expand its cybersecurity contracts and for general corporate purposes, contingent on Nasdaq listing approval.
NASDAQ
Kochav Defense Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for its initial public offering of 22 million units at $10.00 per unit, aiming to raise $220 million to pursue a business combination in the defense and aerospace industries.
NYSE
NMAX
Newsmax INCNewsmax Inc. has filed an amended S-1 registration statement to allow for the resale of up to 25.6 million Class B Common Stock shares by a selling stockholder, stemming from a $1.2 billion standby equity purchase agreement, following its recent IPO and corporate reorganization.
NASDAQ
Envirotech Vehicles is registering for resale up to 95,888,921 shares of its common stock by YA II PN, LTD., a Cayman Islands exempt limited company, following a standby equity purchase agreement.
NASDAQ
UPXI
Upexi, INCUpexi, Inc. files an S-1 registration statement for the resale of up to 43,859,649 shares of common stock by selling stockholders.
NASDAQ
Soluna Holdings seeks to raise capital through an offering of common stock, pre-funded warrants, and associated warrants to support working capital, project development, and general corporate activities.
OTC.Pink
IRME
Ir-med, INCIR-Med, Inc. has filed an amendment to its S-1 registration statement, primarily to update exhibit information related to its proposed sale of common stock.
NASDAQ
A Paradise Acquisition Corp., a British Virgin Islands-based blank check company, has filed an S-1 registration statement for an initial public offering of $200 million, aiming to acquire a business in the leisure and entertainment sector, while highlighting substantial risks tied to potential China-based targets and management's existing conflicts of interest.
NASDAQ
MOBX
Mobix Labs, INCS-1: Mobix Labs Files for Resale of Up to 15.4 Million Shares Following Recent Offerings and Acquisition
Mobix Labs seeks to register the resale of up to 15.4 million shares of Class A common stock by selling stockholders, stemming from recent securities purchase agreements and the acquisition of RaGE Systems.
Abpro Holdings is seeking to raise up to $50 million by reselling common stock through a Standby Equity Purchase Agreement with YA II PN, Ltd.
Salarius Pharmaceuticals files an amendment to its S-1 registration statement, updating business and financial information related to its merger with Decoy Therapeutics and responding to SEC comments.
NASDAQ
Jefferson Capital, a leading purchaser and manager of charged-off and insolvency consumer accounts, has filed an S-1 registration statement for its initial public offering, highlighting significant revenue and net income growth, strategic acquisitions, and a strong market position across the U.S., Canada, the U.K., and Latin America.
NASDAQ
Oyster Enterprises II Acquisition Corp files a registration statement to offer an additional 2,300,000 units, each consisting of one Class A ordinary share and one right to receive one-tenth of a Class A ordinary share upon an initial business combination.
NASDAQ
Acurx Pharmaceuticals has filed a registration statement for the resale of up to 10,899,258 shares of its common stock by Lincoln Park Capital Fund, LLC.
OTC.Pink
IRME
Ir-med, INCS-1/A: IR-Med Inc. Files Amendment No. 1 to S-1 Registration Statement for Resale of 80 Million Shares
IR-Med Inc. has filed an amendment to its registration statement for the resale of up to 80 million shares of common stock by Williamsburg Venture Holdings, LLC.
NYSE
MNTN, Inc., a performance TV software company, filed an S-1/A for its initial public offering, aiming to raise capital to expand its Connected TV (CTV) advertising platform amidst rapid customer growth and improving Adjusted EBITDA.
NASDAQ
ProCap Acquisition Corp files an amendment to its Form S-1 registration statement to register an additional 2,300,000 units, each consisting of one Class A ordinary share and one-third of one redeemable warrant.
NYSE
MNTN, Inc., a performance TV software company, filed an S-1/A amendment for its initial public offering, aiming to raise approximately $109.2 million to capitalize on the rapidly growing Connected TV advertising market, while maintaining a dual-class stock structure concentrating voting power with existing holders.