Gt Biopharma, INC
Market Movers (8-K)
NASDAQ
GT Biopharma has amended its bylaws to lower the shareholder quorum requirement from a majority to one-third of outstanding shares.
NASDAQ
GT Biopharma has received a 180-day extension from Nasdaq to regain compliance with the minimum $1.00 bid price requirement.
NASDAQ
GT Biopharma has entered into a $3.8 million clinical trial agreement with the University of Minnesota to advance its GTB-5550 TriKE candidate for solid tumors.
NASDAQ
GT Biopharma, Inc. announced a restatement of its Q2 and Q3 2025 financial statements due to an accounting error related to Greenshoe Rights.
Worse than expected
NASDAQ
GT Biopharma, Inc. received a notice from Nasdaq regarding non-compliance with the $1 minimum bid price requirement, initiating a 180-day compliance period.
Worse than expected
NASDAQ
GT Biopharma announced its third quarter 2025 financial results, highlighting progress in its GTB-3650 clinical trial and anticipated IND submission for GTB-5550.
Capital raise
Quarterly Earnings (10-Q)
NASDAQ
GT Biopharma reports a wider net loss for Q1 2026 compared to the prior year, driven by increased selling, general, and administrative expenses, while research and development costs decreased.
Worse than expected
Capital raise
NASDAQ
GT Biopharma, Inc. has filed an amended quarterly report for Q2 2025, restating financials due to material errors in classifying Greenshoe Rights as a liability, significantly increasing net loss and accumulated deficit.
Delay expected
Worse than expected
Capital raise
NASDAQ
GT Biopharma, Inc. has filed an amended quarterly report for Q3 2025 to correct material errors related to Greenshoe Rights liability classification, while reporting a wider net loss for the nine months ended September 30, 2025.
Worse than expected
Capital raise
Delay expected
NASDAQ
GT Biopharma reported a significantly reduced net loss and a return to positive stockholders' equity for the nine months ended September 30, 2025, while advancing its TriKE immuno-oncology pipeline.
Better than expected
Delay expected
Capital raise
NASDAQ
GT Biopharma reports a narrowed net loss for Q2 2025, highlights progress in clinical trials, and raises concerns over liquidity challenges.
Worse than expected
Capital raise
NASDAQ
GT Biopharma reports a net loss of $776,000 for Q1 2025, highlighting advancements in clinical trials and cost-cutting measures.
Capital raise
Worse than expected
Annual Reports (10-K)
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, reported a significant net loss and substantial doubt about its ability to continue as a going concern, despite advancing its TriKE product pipeline.
Delay expected
Worse than expected
Capital raise
NASDAQ
GT Biopharma files an amendment to its 2024 Form 10-K to include the company's Compensation Recovery Policy as an exhibit.
NASDAQ
10-K: GT Biopharma Reports Full Year 2024 Results, Highlights Clinical Progress and Financial Position
GT Biopharma's 2024 10-K filing reveals ongoing clinical development of its TriKE platform, challenges in maintaining Nasdaq listing compliance, and a net loss of $13.2 million.
Worse than expected
Capital raise
NASDAQ
GT Biopharma's 2023 annual report highlights a year of clinical development progress and financial adjustments, including a reverse stock split and a focus on next-generation TriKE therapies.
Worse than expected
Capital raise
Insider Trading (Form 4)
NASDAQ
GT Biopharma Director David C. Mun-Gavin acquired 31,250 options to purchase common stock at an exercise price of $1.33.
NASDAQ
GT Biopharma's CEO and Director, Michael Martin Breen, acquired 300,000 options to purchase common stock at an exercise price of $1.33 per share.
NASDAQ
GT Biopharma's Chief Financial Officer, Alan Urban, was granted 100,000 stock options with an exercise price of $1.33, vesting quarterly over two years.
NASDAQ
GT Biopharma Director Charles J. Casamento acquired 62,500 stock options, fully vested and exercisable, with an exercise price of $1.33.
NASDAQ
GT Biopharma Director Hilary Kramer reported the acquisition of 31,250 stock options with an exercise price of $1.33.
NASDAQ
Alan Urban, CFO of GT Biopharma, acquired options to purchase 23,335 shares of common stock on October 17, 2024.
Proxy Statements (Def-14A)
NASDAQ
GT Biopharma, Inc. has filed a Definitive Proxy Statement (DEFA14A) with the U.S. Securities and Exchange Commission.
NASDAQ
GT Biopharma, Inc. is calling its stockholders to an Annual Meeting on July 24, 2025, to vote on critical proposals including the election of directors, ratification of auditors, an advisory vote on executive compensation, and, most notably, the approval of substantial share issuances and an expansion of its equity incentive plan.
Worse than expected
Capital raise
NASDAQ
GT Biopharma reminds stockholders holding 100 or more shares to vote before the upcoming Annual Meeting on June 25, 2024.
NASDAQ
GT Biopharma has filed a definitive proxy statement with the SEC.
NASDAQ
GT Biopharma will hold its annual stockholders meeting virtually on June 25, 2024, to vote on the election of directors, ratification of independent accountants, and executive compensation.
Worse than expected
New Public Companies (S-1)
NASDAQ
GT Biopharma, Inc. has filed a registration statement for the resale of up to 9,723,057 shares of common stock by existing stockholders.
Capital raise
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, filed an S-1 registration statement for the resale of 22.6 million shares of common stock by existing selling stockholders, while facing Nasdaq delisting risk and going concern doubts.
Capital raise
Worse than expected
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, filed an S-1 registration statement for the resale of up to 14.59 million common shares by selling stockholders, stemming from recent private placements and advisory agreements.
Worse than expected
Capital raise
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, has filed an amended registration statement to allow selling stockholders to resell up to 54.4 million shares, including those from a recent private placement and a new $20 million committed equity facility, while disclosing a 'going concern' doubt and recent Nasdaq compliance regain.
Worse than expected
Capital raise
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, has filed an S-1 registration statement for the resale of up to 120.5 million shares by selling stockholders, while simultaneously addressing a Nasdaq listing compliance issue and disclosing substantial doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NASDAQ
GT Biopharma is launching a public offering of common stock and warrants to raise capital for the development of its TriKE and Dual Targeting TriKE immuno-oncology products.
Capital raise
Schedule 13G - Passive Investments
NASDAQ
SCHEDULE 13G/A: Bristol Entities Maintain Significant Passive Stakes in GT Biopharma, Amending Ownership Disclosure
Bristol Investment Fund, Ltd. and Bristol Capital, LLC have filed an amendment to their Schedule 13G, disclosing their continued passive beneficial ownership in GT Biopharma, Inc.'s common stock.
NASDAQ
Five Narrow Lane LP has reported a passive beneficial ownership of 9.99% in GT Biopharma, Inc., holding 253,388 shares of common stock.