Latest S-1 registration statements
YHD
SMIP
Spectral Ip, INCSpectral IP, Inc., soon to be SIM IP Inc., has filed an amended S-1 registration statement for its initial public offering of 3,750,000 common shares at an estimated price of $4.00 to $5.00 per share, aiming to raise approximately $12.3 million net proceeds to finance intellectual property acquisitions and litigation investments.
OID
Artificial Intelligence Technology Solutions Inc. (AITX) has filed an S-1 registration statement to potentially sell up to 10 billion common shares to AIV Investments, LLC for up to $30 million, as the company continues to face substantial losses and its auditor expresses doubt about its ability to continue as a going concern.
NASDAQ
XTI Aerospace, Inc. announces a firm commitment public offering of common stock and warrants, aiming to raise up to $42.55 million for working capital and TriFan 600 development.
NASDAQ
LFWD
Lifeward LTDLifeward Ltd., a medical device company, has filed an S-1 registration statement to offer up to 4,000,000 ordinary shares and warrants, aiming to raise approximately $3.6 million in net proceeds, while acknowledging substantial doubt about its ability to continue as a going concern.
JNVR
Janover INCDeFi Development Corp., formerly Janover Inc., has filed an amended registration statement for the resale of up to 39.35 million shares, signaling a major strategic shift to a Solana-based treasury model backed by a potential $5 billion equity line of credit, following a recent change in control and executive leadership.
NASDAQ
SeaStar Medical Holding Corporation is offering up to 5.15 million shares of common stock and accompanying warrants to raise approximately $4.3 million in net proceeds, as the company faces substantial doubt about its ability to continue as a going concern and a Nasdaq delisting threat.
NASDAQ
VBIX
Viewbix INCViewbix Inc. has filed an S-1 registration statement to allow a selling stockholder to resell up to 5.3 million shares, stemming from a June 2024 credit facility, while the company faces substantial doubt about its ability to continue as a going concern and significant geopolitical risks in Israel.
NASDAQ
GLIBA
Gci Liberty, INCGCI Liberty, Inc. has filed Amendment No. 3 to its Form S-1 Registration Statement, primarily to update legal opinions and filing fee tables related to the registration of common stock for its planned spin-off from Liberty Broadband Corporation.
NASDAQ
Plus Therapeutics, Inc. has entered into a purchase agreement with Lincoln Park Capital Fund, LLC, allowing the company to sell up to $50 million of its common stock over 36 months, a move expected to cause substantial dilution to existing shareholders.
AMEX
BURU
Nuburu, INCNUBURU, Inc. filed an amendment to its S-1 registration statement to facilitate the resale of up to 20,000,000 shares of common stock by YA II PN, LTD, stemming from a Standby Equity Purchase Agreement.
NASDAQ
A newly formed blank check company, Silver Pegasus Acquisition Corp., is launching a $100 million initial public offering to pursue a business combination with an established technology company, focusing on semiconductors and systems solutions.
NASDAQ
S-1: CSLM Digital Asset Acquisition Corp III Launches $200M SPAC IPO Targeting Frontier Digital Economy
CSLM Digital Asset Acquisition Corp III, a newly formed blank check company, is launching a $200 million initial public offering to pursue business combinations in the technology, financial services, and media sectors within Frontier Growth Markets, with a focus on digital assets and AI.
NASDAQ
S-1/A: Australian Oilseeds Reports Increased Revenue Amidst Mounting Losses and Nasdaq Delisting Concerns
Australian Oilseeds Holdings Limited reported significant revenue growth for the nine months ended March 31, 2025, driven by retail oil sales, but faced substantial net losses and ongoing concerns regarding its Nasdaq listing compliance and liquidity.
NASDAQ
Nuvve Holding Corp. has filed an amendment to its S-1 registration statement to register the resale of up to 18,782,828 shares of common stock by various selling stockholders, including shares from recent convertible note and warrant issuances, with the company receiving no proceeds from these sales.
NASDAQ
LightWave Acquisition Corp. filed an amendment to its S-1 registration statement, primarily to include an amended and restated promissory note providing up to $300,000 in interest-free working capital from LightWave Founders LLC.
NASDAQ
Aptevo Therapeutics Inc. has filed a Rule 462(b) registration statement to register an additional $67,500 in securities, including common stock and warrants, for its ongoing public offering.
NUKK
Nukkleus INCNukkleus Inc. is undergoing a major strategic shift from financial technology to the defense sector through the acquisition of Star 26 Capital, while grappling with substantial historical losses, a working capital deficit, and ongoing capital needs.
NASDAQ
MNTS
Momentus INCMomentus Inc., a commercial space company, is launching a 'best efforts' public offering of common stock and warrants to raise up to $5 million, as it grapples with significant net losses, an accumulated deficit, and ongoing efforts to maintain its Nasdaq listing.
NASDAQ
Classover Holdings, Inc. (KIDZ) has completed its business combination, secured substantial new financing through equity and convertible notes, and adopted a Solana-centric digital asset treasury strategy, despite reporting increased net losses and a working capital deficit.
NASDAQ
Plus Therapeutics, Inc. has filed an S-1 registration statement to register the resale of up to 17,000,000 shares of common stock to Lincoln Park Capital Fund, LLC, potentially raising up to $50 million in gross proceeds for working capital and general corporate purposes, while facing a 'going concern' qualification from its auditors.
NASDAQ
Lixte Biotechnology Holdings, a clinical-stage biopharmaceutical company, has filed an S-1 registration statement for a public offering of common stock and pre-funded warrants to raise capital, primarily to regain Nasdaq compliance and fund its operations, as it faces significant financial losses and challenges in its cancer therapy clinical trials.
OID
Natures Miracle Holding Inc. is grappling with substantial operating losses, negative cash flows, and a recent delisting from Nasdaq, even as it pursues ambitious expansions into electric vehicle distribution and Bitcoin mining.
NASDAQ
Slide Insurance Holdings, Inc. filed an S-1MEF to increase its common stock offering by 4.6 million shares, including an over-allotment option, at a proposed maximum price of $17.00 per share, bringing the total additional offering value to $78.2 million.
NASDAQ
MNTS
Momentus INCMomentus Inc. has filed an amended S-1 registration statement to register for resale over 2.1 million shares of common stock issued through recent convertible debt and warrant transactions, as the company continues to navigate significant financial losses and Nasdaq listing compliance issues.
NASDAQ
Oxley Bridge Acquisition Limited, a Cayman Islands exempted company, filed an Amendment No. 1 to its S-1 Registration Statement, detailing the terms of its initial public offering of 22,000,000 units at $10.00 per unit, aiming to raise $220 million for a future business combination.
NASDAQ
Cantor Equity Partners III, Inc. filed an amended S-1 registration statement, outlining its $200 million initial public offering of Class A ordinary shares as a blank check company seeking a business combination in financial services, digital assets, healthcare, real estate, technology, or software.
BM Acquisition Corp., a newly formed Cayman Islands SPAC, filed an S-1 registration statement for a $60 million initial public offering to acquire businesses in Southeast Asia with annual revenues between $15 million and $30 million.
S-1/A: Forward Industries Files Amendment for $35 Million Equity Line of Credit Amid Going Concern Warning
Forward Industries, Inc. has filed an amendment to its S-1 registration statement to register shares for resale under a new $35 million equity line of credit agreement with C/M Capital Master Fund, LP, as the company faces a 'going concern' audit opinion.
NASDAQ
ARAI
Arrive Ai INCArrive AI Inc., a developmental technology company focused on smart mailboxes for autonomous delivery, filed an S-1 registration statement for the resale of up to 8,125,779 common shares by selling stockholders, while reporting significant net losses and negative operating cash flow for Q1 2025.
Globa Terra Acquisition Corporation, a newly formed blank check company, has filed an amended S-1 registration statement for its initial public offering of 15.217 million units, aiming to acquire businesses in the agribusiness and water sectors with enterprise values between $500 million and $1 billion.