Latest S-1 registration statements
NASDAQ
WYFI
Whitefiber, INCWhiteFiber, a leading AI infrastructure provider, is launching its initial public offering as a spin-off from Bit Digital, focusing on high-performance computing data centers and cloud services.
NASDAQ
Firefly Aerospace, a leader in space and defense technology, is launching its initial public offering following a successful commercial Moon landing and significant contract backlog.
NASDAQ
Artelo Biosciences, a clinical-stage biopharmaceutical company, filed an S-1 registration statement for the resale of up to 920,092 shares of common stock and warrants by selling securityholders, while simultaneously disclosing substantial doubt about its ability to continue as a going concern and non-compliance with Nasdaq's minimum stockholders' equity requirement.
NASDAQ
BIVI
Biovie INCBioVie Inc., a clinical-stage biopharmaceutical company, has filed an amended S-1 registration statement for a public offering of units to raise approximately $13.5 million, as it navigates significant clinical trial protocol violations for its Alzheimer's drug candidate and addresses a 'going concern' doubt from its auditors.
NASDAQ
Crown Reserve Acquisition Corp. I, a blank check company, filed an amended S-1 registration statement for its initial public offering of 15,000,000 units at $10.00 per unit, aiming to raise $150 million for a business combination primarily in the pharma, medical technology, medical equipment, and healthcare IT industries.
NASDAQ
S-1/A: HCM III Acquisition Corp. Launches $220 Million IPO to Target Financial Services and Tech Sectors
HCM III Acquisition Corp., a blank check company led by SPAC veterans Shawn Matthews and Steven Bischoff, is launching a $220 million initial public offering to pursue business combinations primarily in the technology and software infrastructure sectors serving financial services, real estate, and asset management industries.
NASDAQ
Soluna Holdings, Inc. filed an Amendment No. 2 to its Form S-1 Registration Statement to include legal opinions and consents related to its proposed offering of common stock and various warrants.
NASDAQ
Cloudastructure, Inc. has filed an S-1 registration statement for the resale of up to 5,000,000 shares of Class A common stock by Atlas Sciences, LLC, while also outlining its right to sell up to $50 million in Class A common stock to Atlas under a previously established equity purchase agreement.
Thoughtful Media Group Incorporated, a Southeast Asia-focused digital advertising and multi-channel network company, has filed an S-1/A registration statement for its initial public offering on the Nasdaq Capital Market, seeking to raise approximately $15.1 million despite recent net losses and a 'going concern' warning from its auditors.
NASDAQ
GOAI
Eva Live INCEva Live Inc., a digital marketing and media monetization company, has filed an S-1 registration statement for a public offering of 2.5 million units, seeking to list its common stock and warrants on the NASDAQ Capital Market, despite ongoing concerns about its ability to continue as a going concern.
NASDAQ
Crown Reserve Acquisition Corp. I, a newly formed blank check company, has filed an amended registration statement for its initial public offering of $150 million, aiming to acquire a business in the pharma, medical technology, medical equipment, or healthcare IT industries within 24 months.
NASDAQ
Fold Holdings, Inc., a bitcoin financial services company, has entered into a $250 million equity purchase facility with SZOP Opportunities I, LLC to bolster its treasury and operations, while continuing to expand its bitcoin-centric product offerings despite significant net losses driven by fair value adjustments.
NASDAQ
Solarius Capital Acquisition Corp., a newly formed blank check company, filed an amended S-1 registration statement for its initial public offering of 15 million units at $10.00 per unit, aiming to raise $150 million to pursue a business combination in the asset management, wealth management, and financial services sectors.
NASDAQ
BriaCell Therapeutics Corp. has filed an S-1/A registration statement for a public offering of up to 6,825,938 common and pre-funded units, while reporting strong clinical data for its Bria-IMT and Bria-OTS immunotherapies in metastatic breast cancer.
NASDAQ
Lake Superior Acquisition Corp., a British Virgin Islands blank check company, filed an amended S-1 registration statement for a $100 million initial public offering, aiming to pursue a business combination in high-potential sectors like energy storage, social media, and consumer staples, despite facing immediate and substantial dilution for public shareholders and a going concern warning from its auditor.
NASDAQ
Lixte Biotechnology Holdings, Inc. has completed two significant capital raises totaling $6.55 million to address its financial needs and Nasdaq listing compliance, while facing ongoing clinical trial hurdles and a 'going concern' warning from auditors.
OQB
Liberty Star Uranium & Metals Corp., an exploration-stage company, has entered into a $10 million equity financing agreement with GHS Investments LLC to fund its operations, while its auditors express substantial doubt about its ability to continue as a going concern.
NASDAQ
Quantumsphere Acquisition Corporation, a newly formed blank check company, has filed an amended registration statement for its initial public offering of 6 million units at $10.00 each, aiming to raise $60 million for a business combination while disclosing significant risks related to its SPAC structure and management's ties to China.
1847 Holdings LLC has filed an amended registration statement to register 778.5 million common shares for resale by selling shareholders, following its delisting from NYSE American and facing substantial potential dilution from warrants.
Safe & Green Holdings Corp. filed an amended S-1 registration statement for the resale of over 20 million shares by a selling stockholder, while navigating ongoing Nasdaq listing challenges and pursuing strategic acquisitions and capital raises.
OTC.Pink
S-1/A: Windtree Therapeutics Files S-1/A for Resale of Over 62 Million Shares Amidst Going Concern Doubts
Windtree Therapeutics, a biotechnology company, has filed an S-1/A registration statement to allow selling stockholders to resell up to 62.6 million shares of common stock, with the company not receiving any proceeds from these sales, while facing substantial doubt about its ability to continue as a going concern.
USA Rare Earth, Inc. filed an S-1/A outlining its strategy to establish a domestic rare earth magnet supply chain, highlighting ongoing facility development, substantial capital requirements, and the inherent risks of its pre-revenue operations.
NYSE
Shoulder Innovations, a commercial-stage medical technology company focused on shoulder surgical care, filed an S-1/A amendment for its initial public offering, revealing significant revenue growth, continued net losses, and plans to list on the NYSE under the symbol 'SI'.
NASDAQ
InMed Pharmaceuticals Inc. has filed an S-1 registration statement to allow a selling shareholder to resell up to 3,904,726 common shares, stemming from a recent private placement that provided the company with potential proceeds of approximately $4.76 million from warrant and option exercises, while the company continues to face significant operating losses and a substantial accumulated deficit.
OQB
S-1: Actelis Networks Files S-1 for Resale of 6.6 Million Shares Amidst Nasdaq Compliance Challenges
Actelis Networks, a leader in cyber-hardened IoT networking solutions, has filed an S-1 registration statement for the resale of up to 6.6 million common shares by existing stockholders, following a recent $1 million private placement and amidst ongoing Nasdaq listing compliance issues.
NUKK
Nukkleus INCS-1/A: Nukkleus Inc. Pivots to Defense Sector Amidst Financial Restructuring and Going Concern Doubts
Nukkleus Inc. is undergoing a significant strategic transformation, divesting its fintech operations to focus on the defense sector through the acquisition of Star 26 Capital Inc., despite persistent financial challenges and a going concern warning.
NASDAQ
BriaCell Therapeutics Corp. filed an S-1/A registration statement to offer up to 6,825,938 common units and pre-funded units, aiming to raise approximately $18.04 million to advance its clinical-stage cancer immunotherapies, Bria-IMT and Bria-OTS, which have shown promising survival and response rates in metastatic breast cancer.
NASDAQ
A Paradise Acquisition Corp., a British Virgin Islands-based blank check company, filed an amended registration statement for its $200 million initial public offering, outlining its strategy to seek a business combination target primarily in the leisure and entertainment sector, while disclosing significant risks related to its SPAC structure and potential operations in China.
NASDAQ
ENDRA Life Sciences Inc. announces a significant strategic shift to allocate the majority of its capital raise proceeds to a cryptocurrency treasury strategy, alongside a renewed focus on its TAEUS technology for metabolic disease management, while addressing ongoing Nasdaq listing compliance issues.
NASDAQ
reAlpha Tech Corp. has filed an S-1 registration statement to offer up to 14.96 million shares and various warrants, seeking to raise capital for its AI-powered homebuying platform while facing Nasdaq delisting warnings and ongoing litigation.