Latest S-1 registration statements
AMEX
BURU
Nuburu, INCNuburu, Inc. is undergoing a significant strategic shift from blue laser manufacturing to defense technology and operational resilience, marked by recent acquisitions and a public offering, despite persistent operating losses and substantial doubt about its ability to continue as a going concern.
Amatuhi Holdings, a Japanese operator of disability group homes, plans an initial public offering of 3 million shares on Nasdaq to fund its aggressive expansion strategy in a high-demand market.
Clear Street Group Inc. is proceeding with its initial public offering, aiming to raise up to $1.06 billion, following significant revenue and net income growth in 2024 and 2025.
NASDAQ
Envoy Medical, Inc. has amended its engagement letter with H.C. Wainwright & Co., LLC, adjusting fees and extending the term for a registered equity offering aiming to raise at least $30 million.
NASDAQ
BioRestorative Therapies is offering up to 9.7 million units, aiming to raise $10 million to fund clinical trials and R&D, amidst ongoing substantial losses and going concern doubts.
OQB
Nightfood Holdings files S-1 for resale of 150M common shares, highlighting strategic shift to AI robotics and hospitality amidst significant losses and going concern doubt.
NASDAQ
MOVE
Movano INCMovano Inc. filed an S-1/A detailing its planned reverse merger with AI cloud computing firm Corvex Inc. and a committed equity facility of up to $1 billion with Chardan Capital Markets LLC, while addressing Nasdaq listing compliance issues.
OQB
KARX
Karbon-x CORPKarbon-X Corp. filed an amendment to its S-1 registration statement, primarily to update its auditor's consent, which includes an emphasis of matter regarding substantial doubt about the company's ability to continue as a going concern.
NYSE
Twenty One Capital, Inc. filed an S-1/A registration statement for the resale of up to $464 million in 1.00% convertible senior notes due 2030 and underlying Class A common stock, following its business combination.
OID
Charging Robotics Inc. filed an S-1/A to include an auditor's consent, update estimated offering expenses, and detail recent unregistered securities sales.
NASDAQ
Society Pass Incorporated is offering up to 4.38 million shares of common stock and pre-funded warrants to raise approximately $9.1 million for working capital, while facing recurring losses and significant litigation judgments.
Faraday Future Intelligent Electric Inc. filed an S-1/A to register up to 24.9 million shares of Class A Common Stock for resale by selling securityholders, including shares from convertible notes and settlement agreements.
NASDAQ
NeOnc Technologies Holdings, Inc. reports significant losses and a going concern warning, while advancing multiple brain cancer drug candidates and securing recent financing.
AMATUHI Holdings, a Japanese operator of disability group homes, files for an initial public offering of 3,000,000 common shares on the Nasdaq Capital Market at an estimated price of $4.00 to $6.00 per share.
Flagfish Acquisition Corporation, a blank check company, filed an amended S-1 registration statement for its $60 million IPO, highlighting its focus on Asian markets but also significant risks tied to its management's China connections and regulatory uncertainties.
NASDAQ
Envoy Medical, Inc. announces a new public offering of up to $25 million in Class A Common Stock and Warrants to fund its pivotal clinical study, while facing Nasdaq compliance challenges.
YHD
TV Channels Network Inc., a development-stage streaming company, files for an IPO at $4.00 per share despite having no revenue and auditors raising going concern doubts.
OQX
Cardiff Lexington Corporation filed an S-1/A, detailing a proposed 1.2 million share common stock offering contingent on a Nasdaq uplisting, alongside recent financial losses and ongoing liquidity concerns.
NASDAQ
Preclinical-stage biotech Ernexa Therapeutics Inc. is offering up to 13.59 million shares and accompanying warrants to raise an estimated $11.5 million for product development and working capital.
NASDAQ
Society Pass Incorporated announces a public offering of common stock and pre-funded warrants to fund its expansion into AI data centers and telecom, despite ongoing net losses and a prior going concern warning.
NASDAQ
Iveda Solutions, a smart city technology provider, filed an S-1/A registration statement to offer up to 5.4 million shares and warrants to raise capital, while auditors express substantial doubt about its ability to continue as a going concern.
NASDAQ
Rocky Mountain Chocolate Factory, Inc. filed an S-1/A registration statement for the resale of 1,500,000 shares of common stock by a selling stockholder, ARM-D Rocky Mountain Chocolate Holdings LLC, following a private placement.
NASDAQ
Direct Digital Holdings, an ad tech platform, reports significant revenue declines and substantial doubt about its ability to continue as a going concern, despite recent financing and Nasdaq compliance efforts.
NASDAQ
XELB
Xcel Brands, INCXcel Brands, a media and consumer products company, filed an S-1 registration statement for the resale of 13.6 million common shares by selling stockholders, detailing ongoing net losses, liquidity concerns, and recent capital raises.
Climate Transition Special Opportunities SPAC I, a blank check company, is launching a $150 million initial public offering to target businesses in climate transition, specialty finance, renewable energy, and regenerative agriculture.
NYSE
Terra Property Trust, a real estate investment trust, is offering $60.0 million in senior secured notes due 2029 to refinance existing debt and for general corporate purposes.
AMEX
Picard Medical, Inc. filed an S-1/A registration statement for the resale of up to 17,000,000 shares of common stock by selling stockholders, including shares from senior secured notes and warrants, with no direct proceeds to the company from these sales.
NASDAQ
Ernexa Therapeutics Inc., a preclinical-stage cell therapy company, is offering up to $12.5 million in common stock and warrants to fund operations, despite significant accumulated losses and substantial doubt about its ability to continue as a going concern.
USA Rare Earth, Inc. registers 76.3 million common shares for resale by selling stockholders, following a $1.5 billion PIPE financing and a $1.6 billion U.S. government funding Letter of Intent.
AMEX
BCHT
Birchtech CORPBirchtech Corp. is pursuing a public offering and NYSE American listing to fund operations and new water treatment initiatives, despite a recent financial restatement and ongoing 'going concern' doubt.