Latest S-1 registration statements
NASDAQ
NCPL
Netcapital INCNetcapital Inc. is registering shares for resale and seeking up to $9.21 million from warrant exercises while grappling with a Nasdaq minimum bid price deficiency and an ongoing SEC enforcement investigation.
YHD
Encore Medical, a structural heart device company, is launching an IPO to raise approximately $12.7 million to finance U.S. clinical trials for its PFO septal occlusion device for stroke and migraine indications, aiming for a NYSE American listing.
NASDAQ
Artelo Biosciences files an S-1/A for a best efforts public offering of up to 1.64M shares and warrants to raise capital and address a Nasdaq listing deficiency.
AI Era Corp. filed an S-1 registration statement for the potential resale of up to 10.1 million shares by Monroe Street Capital Partners, LP, while outlining its strategic shift to AI-driven content and addressing significant financial and operational risks.
NASDAQ
HMH Holding Inc. announces its initial public offering of 10.52 million Class A common shares, aiming to reduce debt and capitalize on a recovering offshore and international onshore oil and gas market.
NASDAQ
AIAI Holdings Corporation files an amended S-1 registration statement for a direct listing on Nasdaq, aiming to create an AI-powered ecosystem through strategic acquisitions.
NASDAQ
Cyabra Inc. (formerly Trailblazer Holdings, Inc.) has completed its business combination, listing on Nasdaq, but faces significant operating losses and a going concern doubt.
NASDAQ
GPRO
Gopro, INCGoPro, Inc. has filed an S-1 registration statement for the resale of up to 120 million shares of Class A common stock by a selling stockholder, YA II PN, Ltd., stemming from convertible debentures.
NASDAQ
Artelo Biosciences, a clinical-stage biopharmaceutical company, is offering up to 1.64 million shares and pre-funded warrants to raise capital, primarily for working capital and to address Nasdaq listing deficiencies.
NASDAQ
QDRO Acquisition Corp., a blank check company, filed an S-1/A for its $200 million initial public offering, targeting financial services and digital currency sectors, while facing significant dilution risks and a 'going concern' uncertainty.
OID
SolarWindow Technologies, Inc. filed an S-1/A amendment for the resale of over 25 million shares by existing stockholders, while emphasizing its pre-revenue stage, ongoing losses, and critical need for future financing to commercialize its transparent electricity-generating technology.
PAPA
Papa Medical INCPapa Medical Inc. is pursuing an initial public offering of 3.75 million Class A common shares at $4.00 per share, aiming to raise $12.8 million, while facing significant regulatory changes impacting a substantial portion of its Hemp cannabinoid E-vapors business.
NASDAQ
Eagle Nuclear Energy Corp. filed an S-1 registration statement for a primary and secondary offering of common stock and warrants, following its business combination and acquisition of the Aurora Uranium Project.
Little West Holdings Inc. filed an S-1/A for its initial public offering, seeking to list 3.75 million shares on Nasdaq at an estimated price of $4.00 to $6.00 per share, despite a history of net losses and a going concern doubt.
OID
GBUX
Givbux, INCGivBux, Inc. reports continued net losses and a significant accumulated deficit, relying on convertible debt financing while redesigning its Super App for a Q1 2026 release.
YHD
Albert Origin Acquisition Corporation, a blank check company, filed an S-1/A for a $60 million IPO, outlining its search for a business combination while navigating significant risks related to its management's ties to China and its current financial deficit.
Pine Tree Acquisition Corp., a blank check company, filed an S-1/A detailing its $100 million initial public offering of units, each comprising one Class A ordinary share and one-tenth of a right, as it seeks a business combination.
NYSE
Presidio Production Company has successfully completed its business combination with EQV Ventures Acquisition Corp., raising significant capital and listing on the NYSE under 'FTW'.
OPTN
Optinose, INCOption Therapeutics Inc., a BioVie subsidiary, is launching its initial public offering to fund the Phase 3 clinical trial of BIV201, an investigational drug for advanced liver cirrhosis complications, aiming to raise $17.0 million.
YHD
Clinical-stage biotechnology company Starton Holdings, Inc. files an amended S-1 registration statement for its initial public offering of 6,666,667 shares of common stock, aiming to raise approximately $37.2 million to advance its cancer therapies.
NASDAQ
Rhinebeck Bancorp, Inc. is converting from a mutual holding company to a fully public stock holding company, offering up to 8.9 million shares at $10.00 each to strengthen capital and support growth initiatives.
NASDAQ
Future Money Acquisition Corporation, a blank check company, filed an S-1/A registration statement for its $100 million initial public offering, targeting AI, Web3, or intelligent manufacturing businesses.
GDNT
Guident CORPGuident Corp., a remote monitoring and teleoperation provider for autonomous vehicles and robots, filed an S-1/A for a firm commitment underwritten public offering of 3,333,333 shares, aiming to raise approximately $12.94 million net proceeds.
NASDAQ
Wheeler Real Estate Investment Trust, Inc. filed an S-11 registration statement for the resale of up to 673,971 common shares by selling stockholders, highlighting significant dilution risks and a history of reverse stock splits.
Grayscale Avalanche Trust (AVAX) files an S-1/A, detailing its conversion to an ETF, plans for AVAX staking, and operational structure, aiming to provide cost-effective exposure to Avalanche tokens.
LBZZ
Lendbuzz INCLendbuzz Inc., an AI-powered auto finance fintech, filed its S-1/A for an initial public offering, showcasing rapid revenue and origination growth alongside increasing delinquency rates.
NASDAQ
iShares Staked Ethereum Trust ETF files an S-1/A amendment, detailing its operational agreement with Coinbase for Ethereum staking services and associated fees and risks.
Galaxy Enterprises Inc., a development-stage real estate management firm, faces substantial doubt about its ability to continue as a going concern, reporting zero revenue and a growing accumulated deficit.
Starlink AI Acquisition Corporation, a Cayman Islands blank check company, filed an amended S-1 registration statement for its $100 million initial public offering, detailing its structure, management ties to China, and a going concern warning from its auditor.
OTC.Pink
AVNI
Arvana INCArvana, Inc. files S-1, revealing substantial doubt about its ability to continue as a going concern, a significant net loss increase, and a strategic pivot from fishing charters to real estate acquisitions.