Latest Schedule 13D activist filings
NYSE
GameStop's board has granted Executive Chairman Ryan Cohen a substantial long-term performance award of over 171 million stock options, contingent on aggressive market capitalization and EBITDA targets.
NASDAQ
Erik M. Herzfeld and affiliated clients increased their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 37.95% following a December 2025 distribution.
NYSE
Saba Capital Management, L.P. has reduced its beneficial ownership in abrdn Life Sciences Investors to 6.77% through open market sales.
NYSE
Saba Capital Management, L.P. and its affiliates disclosed an amended beneficial ownership of 9.3% in AllianceBernstein National Municipal Income Fund, Inc., holding 2,674,609 common shares.
Bain Capital Life Sciences reports 0% ownership in Mersana Therapeutics following its acquisition by Day One Biopharmaceuticals for $25.00 cash plus CVR per share.
OQB
Global Crossing Airlines Group Inc.'s Executive Chairman, Krzysztof W. Jamroz, has increased his beneficial ownership to 5.06% of the company's common stock through a recent acquisition.
NASDAQ
IRIX
Iridex CORPNovel Inspiration International Co., Ltd. and Shih-Yao David Lin have significantly increased their stake in IRIDEX Corporation to 24.1% and plan to engage with management on strategic direction and board representation.
NASDAQ
Wesley Cummins, CEO of Applied Digital Corp., updated his beneficial ownership to 7.6% and received significant new RSU and PSU grants.
NASDAQ
TRMD
Torm PLCOaktree Capital Management's voting rights in TORM plc have decreased from 83.40% to 26.08% following the redemption of a Class C-share.
NYSE
Gratia Capital and Steve Pei have disclosed a 5.6% beneficial ownership in TPG RE Finance Trust, Inc., intending to engage management on strategic initiatives and dividend increases.
MINM
Minim, INCMajor shareholders of FiEE Inc. have updated their beneficial ownership percentages in an Amendment No. 5 filing, reflecting an increase in the issuer's total outstanding common stock.
NASDAQ
TBRG
Trubridge, INCTruBridge, Inc. and activist investors L6 Holdings Inc. and Pinetree Capital Ltd. entered a cooperation agreement, leading to significant board changes.
NASDAQ
Dermata Therapeutics' CEO Gerald T. Proehl increased his beneficial ownership to 24.7% following participation in a private placement, while Proehl Investment Ventures LLC's stake fell below 5%.
NASDAQ
The Gabelli investment group has filed an Amendment No. 10 to its Schedule 13D for Astec Industries Inc., disclosing a 7.74% beneficial ownership and recent sales of shares.
NYSE
Saba Capital Management, a significant shareholder in The Gabelli Dividend & Income Trust, has nominated Andre Clemot as an independent trustee for the 2026 annual meeting, while also disclosing recent share sales.
AMEX
Realty Advisors Inc. has reduced its ownership in New Concept Energy, Inc. by selling 246,254 shares in a privately negotiated transaction.
NYSE
NIO
Nio INCCYVN Investments and L'imad Holding, backed by the Government of Abu Dhabi, confirm their beneficial ownership of 17.9% of NIO Inc.'s Class A Ordinary Shares.
NASDAQ
Yunqi Path Capital Master Fund and affiliated entities have increased their beneficial ownership in STAAR SURGICAL CO, now holding up to 6.5% of common stock.
NASDAQ
An amendment to Schedule 13D reveals a decrease in the aggregate beneficial ownership percentage of StepStone Group Inc. by a key investor group due to dilution and recent share sales.
NASDAQ
AmeriServ Financial has amended its consulting agreement with SB Value Partners, expanding services and issuing additional shares as compensation.
NASDAQ
Tectonic Financial, Inc. filed an amended Schedule 13D detailing the spin-off of Tectonic Advisors, LLC, a $35 million cash infusion, and significant changes to its reporting shareholder group.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 20.5% through recent open market purchases.
NASDAQ
Significant shareholders Vladimir and Angelica Galkin have sold their entire stake in Innovative Eyewear Inc., stating the company no longer represents an attractive investment.
NASDAQ
Key reporting persons, including Slipstream Funding and Slipstream Communications, sold over 1.4 million shares of Creative Realities, Inc. common stock at $2.52 per share.
NYSE
Hoak Public Equities, L.P. has reduced its beneficial ownership in Natural Gas Services Group Inc. to 6.67% through recent open market sales.
OID
EDGM
Edgemode, INCPaul Richard Taylor has reduced his beneficial ownership in Edgemode, Inc. by selling 25 million shares, now holding 3.77% of the common stock.
NASDAQ
North Run Strategic Opportunities Fund I, LP and its affiliates increased their beneficial ownership in LightPath Technologies Inc. to 18.9% following warrant exercises and the removal of ownership limitations.
NASDAQ
JYNT
Joint CORPBandera Partners LLC, holding 26.5% of JOINT Corp shares, has reached an agreement for Jefferson Gramm to be nominated to the company's Board of Directors.
NYSE
Bruce C. Gottwald, a retired director, filed an amended Schedule 13D for NewMarket Corporation, reaffirming his 10.1% beneficial ownership and investment intent.
NASDAQ
Strategic Advisor Andrew Bressman increased his beneficial ownership in Atlantic International Corp. to 11.9% following a restricted stock unit award.