Herzfeld Caribbean Basin Fund INC

Herzfeld Credit Income Fund, Inc. announced amendments to its Dividend Reinvestment Plan, enabling the issuance of new shares for reinvestment regardless of market price relative to NAV, aligning with industry practices.

The Herzfeld Caribbean Basin Fund, Inc. announced that its stockholders have overwhelmingly approved a strategic conversion to a CLO Equity Strategy, shifting its investment focus and objectives.

The Herzfeld Caribbean Basin Fund (CUBA) will hold a special meeting on June 17, 2025, for stockholders to vote on proposals to shift its investment strategy towards CLO equity and revise its investment objectives.

Erik Mervin Herzfeld, a Director of Herzfeld Caribbean Basin Fund Inc, reported a transaction in 4,998 shares of common stock on October 20, 2026.

Brigitta Suzanne Herzfeld, a Director of Herzfeld Caribbean Basin Fund Inc, reported a transaction in 1,086 shares of common stock on October 20, 2026.

Thomas J Herzfeld, Chairman of the Advisor of Herzfeld Caribbean Basin Fund Inc, reported a transaction in 14,147 shares of common stock on October 20, 2026.

Ryan M Paylor, Portfolio Manager of Herzfeld Caribbean Basin Fund Inc, reported a transaction in 490 shares of common stock on October 20, 2026.

Portfolio Manager Ryan M. Paylor acquired 486 shares of Herzfeld Credit Income Fund, Inc. across two transactions in March and April 2026.

Thomas J. Herzfeld, Chairman of the Advisor, acquired 3,610 shares of Herzfeld Credit Income Fund, Inc. (HERZ) at $16.0141 per share.

Herzfeld Credit Income Fund, Inc. has issued a notice for its Annual Meeting of Stockholders, scheduled for December 8, 2026, to elect a Class III director and address other business.

Herzfeld Credit Income Fund, Inc. announced its Annual Meeting of Stockholders for November 20, 2025, to elect directors and address other business.

The Herzfeld Caribbean Basin Fund, Inc. is seeking stockholder approval for a significant overhaul of its investment strategy, shifting from Caribbean Basin equities to collateralized loan obligations (CLOs), alongside a new fee structure including an incentive fee and a change in its investment objective and fundamental policies.

The Herzfeld Caribbean Basin Fund plans to change its investment strategy to focus on CLO equity, pending regulatory and shareholder approval, due to the stalled opening of U.S.-Cuba trade relations.

Herzfeld Caribbean Basin Fund is proposing a significant shift in its investment strategy, moving away from its focus on the Caribbean Basin and potential Cuban investments to concentrate on CLO equity, driven by geopolitical shifts and persistent discount to NAV.

The Herzfeld Caribbean Basin Fund will hold its Annual Meeting of Stockholders on November 14, 2024, to elect two Class I directors and transact other business.

Thomas J. Herzfeld and associated entities have reported a reduction in their beneficial ownership of Herzfeld Credit Income Fund, Inc. common stock, selling a total of 20,092 shares.

Herzfeld Credit Income Fund, Inc. reports a significant reduction in beneficial ownership by Erik M. Herzfeld and associated accounts, selling over 18,000 shares in recent weeks.

Herzfeld Credit Income Fund, Inc. reports a significant stake reduction by Thomas J. Herzfeld, et al. following a tender offer, resulting in a beneficial ownership of 39.41%.

Erik M. Herzfeld and associated accounts report a reduced beneficial ownership in Herzfeld Credit Income Fund, Inc. following share sales and participation in a tender offer.

Herzfeld Credit Income Fund, Inc. reports a significant reduction in beneficial ownership by Thomas J. Herzfeld and associated entities, now holding 40.59% of outstanding shares after recent sales.

Erik M. Herzfeld and associated entities have reported a reduction in their beneficial ownership of Herzfeld Credit Income Fund, Inc. common stock, now holding 34.13% after recent transactions.

CSS LLC/IL has reported beneficial ownership of 110,800 shares, representing 5.49% of the common stock in Herzfeld Credit Income Fund, Inc.

Matisse Capital has filed an amended Schedule 13G, indicating it no longer holds any beneficial ownership in Herzfeld Caribbean Basin Fund Inc.

Bulldog Investors, LLP and its principals, Phillip Goldstein and Andrew Dakos, have filed an amended Schedule 13G disclosing their passive ownership in Herzfeld Caribbean Fund Inc., holding a combined 0.04% of the common stock.

Bulldog Investors, LLP, along with Phillip Goldstein and Andrew Dakos, has disclosed a passive beneficial ownership of 5.02% in Herzfeld Caribbean Basin Fund Inc. (CUBA) as of December 31, 2024.