Herzfeld Caribbean Basin Fund INC Schedule 13D activist filings

Filed when an investor crosses five percent and intends to influence the company — the activist disclosure.

NASDAQ
Thomas J. Herzfeld and associated advisory clients have increased their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 44.87%.
NASDAQ
Erik M. Herzfeld and associated entities have increased their beneficial ownership in Herzfeld Credit Income Fund to 38.59%.
NASDAQ
Erik M. Herzfeld and affiliated entities increased their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 37.57% through recent open market transactions.
NASDAQ
Thomas J. Herzfeld and affiliated clients increased their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 43.27% through recent open market purchases.
NASDAQ
Erik M. Herzfeld and affiliates updated their Schedule 13D, revealing a 36.47% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a 10-to-1 reverse stock split.
NASDAQ
Thomas J. Herzfeld and affiliates report a 42.17% beneficial ownership stake in Herzfeld Credit Income Fund, Inc. following a 10-to-1 reverse stock split.
NASDAQ
Erik M. Herzfeld and advisory clients report a 37.89% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a cash and stock distribution and a 10-to-1 reverse stock split.
NASDAQ
Thomas J. Herzfeld and advisory clients report a 43.75% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a December 2025 distribution and a 10-to-1 reverse stock split.
NASDAQ
Erik M. Herzfeld and affiliated clients increased their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 37.95% following a December 2025 distribution.
NASDAQ
Thomas J. Herzfeld and affiliated entities reported beneficial ownership of 44.19% of Herzfeld Credit Income Fund, Inc. common stock following a December 2025 distribution.
NASDAQ
Erik M. Herzfeld and affiliated entities reported a decrease in their beneficial ownership of Herzfeld Credit Income Fund, Inc. common stock to 38.95% following recent open market sales.
NASDAQ
Thomas J. Herzfeld and affiliated entities have reduced their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 45.37% through recent open market sales.
NASDAQ
Erik M. Herzfeld and affiliated entities updated their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 40.3% following a tender offer and open market transactions.
NASDAQ
Thomas J. Herzfeld and affiliates updated their beneficial ownership in Herzfeld Credit Income Fund, Inc., detailing participation in a tender offer and subsequent open market transactions.
NASDAQ
Erik M. Herzfeld and affiliated accounts have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 41.31% through recent open market transactions.
NASDAQ
Thomas J. Herzfeld and his advisory clients have filed an Amendment No. 29 to Schedule 13D, disclosing a beneficial ownership of 47.6% of The Herzfeld Caribbean Basin Fund, Inc.'s common stock, reflecting recent open market transactions.
NASDAQ
Erik M. Herzfeld and affiliated advisory clients have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 40.14% through recent open market transactions.
NASDAQ
Thomas J. Herzfeld and affiliated advisory clients have disclosed a beneficial ownership of 46.43% of Herzfeld Caribbean Basin Fund Inc.'s common stock, totaling 7,299,199 shares, through recent open market transactions.
NASDAQ
Thomas J. Herzfeld, individually and through his advisory clients, has increased his beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 45.41% of outstanding common stock through recent open market purchases.
NASDAQ
Erik M. Herzfeld and affiliated investment advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc., now holding 39.14% of the common stock.
NASDAQ
Thomas J. Herzfeld and his advisory clients have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 43.07% through recent open market purchases.
NASDAQ
Thomas J. Herzfeld and his advisory clients have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 42.07% through recent open market purchases.
NASDAQ
Erik M. Herzfeld and his associated advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc., now holding 36.47% of the common stock.
NASDAQ
Thomas J. Herzfeld and his associated advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc., now holding 39.89% of the common stock.
NASDAQ
Erik M. Herzfeld and affiliated advisory clients have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 33.71% through recent open market transactions.
NASDAQ
Erik M. Herzfeld and his advisory clients have increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 32.62% through recent open market purchases.
NASDAQ
Thomas J. Herzfeld and his advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc., now holding 38.79% of the common stock.
NASDAQ
Thomas J. Herzfeld and his affiliated advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 35.85% through recent open market purchases.
NASDAQ
Erik M. Herzfeld and his affiliated advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc. to 29.08% through recent open market purchases.
NASDAQ
Erik M. Herzfeld and affiliated advisory clients have significantly increased their beneficial ownership in The Herzfeld Caribbean Basin Fund, Inc., now holding 26.88% of the common stock.