Latest Schedule 13D activist filings
NYSE
CMBT
Cmbtech NVCompagnie Maritime Belge NV, a major shareholder in CMB.TECH NV, secured a $500 million loan facility, pledging its shares, and entered a share lending agreement to facilitate the Golden Ocean merger.
NASDAQ
XELB
Xcel Brands, INCSCHEDULE: XCEL BRANDS CEO Boosts Stake to 19%
XCEL BRANDS, INC. CEO Robert W. D'Loren increased his beneficial ownership to 19.0% through recent share purchases and awards.
OTC.Pink
CRCW
Crypto COMark Andrew Uram has significantly increased his beneficial ownership in Crypto Co to 17.2% of outstanding common stock, acquiring 672 million shares using personal funds.
OTC.Pink
CRCW
Crypto COIndividual investor Mark Andrew Uram has increased his beneficial ownership in Crypto Co to 17.2% of common stock, holding 672 million shares.
NYSE
Saba Capital Management, L.P. and its affiliates have reduced their beneficial ownership in Neuberger Berman Municipal Fund Inc. to 4.94% through recent open market sales.
NASDAQ
ILJIN SNT and Seoung Eun Huh reduce their beneficial ownership in Aurinia Pharmaceuticals, bringing the group's total stake to 5.0%.
NASDAQ
Bain Capital Life Sciences entities have significantly increased their beneficial ownership in X4 Pharmaceuticals to 9.99% following a new financing round and concurrent executive leadership changes.
NASDAQ
RPD
Rapid7, INCJANA Partners Management, LP has increased its beneficial ownership in Rapid7, Inc. to 10.1% of outstanding shares, acquiring additional shares through open market transactions.
Robert Gregory Kidd and Goldeneye 1995 LLC have acquired a controlling 93.1% stake in Know Labs, Inc. through a private placement.
WideOpenWest, Inc. has entered into a definitive merger agreement to be acquired and taken private by a consortium led by Crestview Partners and DigitalBridge Investments for $5.20 per share in cash.
NYSE
SCHEDULE: Hims & Hers CEO Boosts Stake to 10.3%
Andrew Dudum, CEO of Hims & Hers Health, Inc., has updated his beneficial ownership to 10.3% of the Class A common stock, reflecting a significant insider stake.
NYSE
VVX
V2x, INCSCHEDULE 13D/A: V2X Major Shareholder Reduces Stake, Board Seats
V2X's largest shareholder, Vertex Holdco, sold 2 million shares, leading to reduced board representation and loss of key consent rights.
NASDAQ
OrbiMed Advisors and affiliated entities reported a decrease in their beneficial ownership of ArriVent BioPharma, Inc. common stock to 7.5% due to an increase in the issuer's outstanding shares.
NASDAQ
Versant Venture Capital funds filed an amended Schedule 13D, updating their beneficial ownership in Tempest Therapeutics, Inc. due to dilution from recent share sales.
NASDAQ
EVER
Everquote, INCEverQuote, Inc. repurchased 900,000 shares of Class A Common Stock from Link Ventures LLLP for $20.997 million, with key holders entering a 180-day lock-up agreement.
NASDAQ
Casdin Capital, a key investor, has increased its beneficial ownership in BioLife Solutions, Inc. to 15.0% through a recent share acquisition.
NASDAQ
Christina Byland has significantly increased her beneficial ownership in RedCloud Holdings plc to 40.95% through a private placement.
NASDAQ
Nikolaus Senn, a RedCloud Holdings plc board member, increased beneficial ownership to 12.28% through a $600,000 private placement purchase.
NYSE
GSK
Gsk PLCGSK plc's subsidiary, Glaxo Group Limited, has agreed to tender its 7.4% stake in CureVac N.V. into BioNTech SE's exchange offer.
CVAC
Curevac NVGSK plc's subsidiary, Glaxo Group Limited, has agreed to tender its 7.4% stake in CureVac N.V. into BioNTech SE's exchange offer.
NASDAQ
GOCO
Gohealth, INCPublic Sector Pension Investment Board increased its beneficial ownership in GoHealth, Inc. to 10.5% of Class A Common Stock as part of a refinancing transaction.
NASDAQ
GOCO
Gohealth, INCRedwood Capital Management and its affiliates acquired a 5.8% stake in GoHealth, Inc. Class A Common Stock as consideration for an amendment to the Issuer's credit agreement.
NASDAQ
Highview Sponsor Co., LLC and its managing member David Boris have reported a 20.82% beneficial ownership stake in Highview Merger Corp., comprising founder and private placement shares, affirming their commitment to the SPAC's initial business combination.
OQB
GEDC
Calethos, INCChauncey Lennis Thompson files Schedule 13D, reporting beneficial ownership of 8.9% of CalEthos, Inc.'s common stock through SFO IDF LLC.
NASDAQ
Atlas Investissement SAS, linked to the Niel Family, has increased its economic exposure to Millicom International Cellular S.A. common shares through new European-style call spread option transactions with three financial institutions.
NASDAQ
SATL
Satellogic INCSCHEDULE: Satellogic Investor Cuts Stake Below 5%
Hannover Holdings S.A. and its affiliates have reduced their beneficial ownership in Satellogic Inc. to 4.4%, falling below the 5% threshold.
NASDAQ
William Kerber III's beneficial ownership in Nauticus Robotics, Inc. has decreased to 4.4% due to an increase in the company's outstanding shares, triggering a Schedule 13D amendment.
NASDAQ
HX Entertainment Ltd., controlled by blockchain entrepreneur Alexandre Dreyfus, has acquired a 10.9% stake in Processa Pharmaceuticals, Inc. for investment purposes, aligning with Processa's exploration of cryptocurrency treasury strategies.
NYSE
Saba Capital Management, L.P. and affiliates increased their beneficial ownership in ASA Gold and Precious Metals Limited to 21.41% through open market purchases.
NASDAQ
VERI
Veritone, INCSCHEDULE: Veritone Insider Boosts Stake to 10.9%
Veritone's Ryan Steelberg increased his beneficial ownership to 10.9% through a private placement of 366,300 shares at $2.73 per share.