Latest Schedule 13D activist filings

Intercontinental Exchange and its subsidiary have updated their beneficial ownership in Bakkt Holdings, Inc. to 54.2% of total common stock, a change primarily driven by dilution from Bakkt's recent Class A share issuances.

Lanvin Group Holdings Limited has repurchased 13.8 million shares from Meritz Securities, leading to a significant increase in the beneficial ownership percentage of its largest shareholder, Fosun International Limited, to 71.92%.

Laxminarayan Bhat has filed Amendment No. 5 to his Schedule 13D, disclosing a beneficial ownership of 5.2% of Reviva Pharmaceuticals Holdings, Inc.'s common stock, totaling 3,612,384 shares.

European Lithium Limited has reduced its beneficial ownership in Critical Metals Corp. to 60.9% after selling 2 million Ordinary Shares for $5 million to a third party.

Several Gabelli-affiliated entities, including Associated Capital Group and Mario J. Gabelli, have significantly reduced their beneficial ownership in Ellsworth Growth & Income Fund Ltd.'s Preferred Shares by exercising a put option, surrendering 420,000 shares.

A group of Gabelli-affiliated entities, including Mario J. Gabelli, have significantly reduced their beneficial ownership of Gabelli Healthcare & WellnessRx Trust Preferred Shares by surrendering 1.44 million shares.

First Finance Ltd. and its principal, Andrew Hromyk, have acquired a 32.4% beneficial ownership stake in ClearOne Inc. through a $3 million convertible note purchase, leading to the appointment of two new directors to ClearOne's board.

AGCO Corporation and Tractors & Farm Equipment Ltd (TAFE) have entered into a series of agreements, including a cooperation pact, intellectual property transfer, a $260 million share buyback, and the settlement of all outstanding arbitrations and litigations, fundamentally reshaping their long-standing relationship.

Saba Capital Management, L.P. and its affiliates have filed an amended Schedule 13D, disclosing a 5.81% beneficial ownership in Tortoise Energy Infrastructure Corporation and detailing recent open market share sales.

Lantronix, Inc. has entered into a cooperation agreement with activist shareholders, including Chain of Lakes Investment Fund, LLC, to resolve a proxy contest by appointing a new director and committing to evaluate strategic alternatives for the company.

Bengal Catalyst Fund, LP, a significant shareholder in Grown Rogue International, Inc., has adjusted its holdings while its managing partner, Joshua Rosen, assumes the role of Chief Strategic Officer, signaling a more active strategic involvement.

Mark Andrew Uram has disclosed a beneficial ownership of 18.2% of Crypto Co's common stock, acquired through personal funds, and reserves the right to engage in future strategic transactions.

1Globe Capital LLC and 1Globe Biomedical (Hong Kong) Company Limited, holding 32.3% of Sinovac Biotech Ltd. common shares, have formally declared their vote against proposals to remove and replace current board members at the upcoming Special Meeting.

Christopher Harborne and Klear Kite LLC have filed Amendment No. 7 to their Schedule 13D, confirming their continued beneficial ownership of 9.0% of Innovative Solutions & Support Inc.'s common stock.

A/NPP Diversified Holdings LLC and Advance/Newhouse Partnership have sold 100 million shares of Warner Bros. Discovery Series A Common Stock for $10.97 per share, reducing their collective beneficial ownership to below 5%.

Ontrak, Inc. has entered into a Seventh Amendment to its Master Note Purchase Agreement, securing up to $8.45 million in new committed funding from Acuitas Capital LLC, while also adjusting warrant exercise prices and disclosing a significant legal proceeding involving its largest beneficial owner, Terren S. Peizer.

Terren S. Peizer, a significant beneficial owner of BioVie Inc. through Acuitas Group Holdings, LLC, was sentenced to 42 months imprisonment and has filed an appeal, while maintaining a 15.8% stake in the company.

Baker Bros. Advisors and its affiliated funds have increased their beneficial ownership in Kymera Therapeutics, Inc. to 9.5% of outstanding common stock after participating in a recent public offering of shares and prefunded warrants.

Warren Buffett has significantly reduced his beneficial ownership in Berkshire Hathaway Inc. through the conversion of Class A shares to Class B shares and subsequent substantial donations to several foundations, fulfilling his lifetime philanthropic commitments.

Charles and Cantey Ergen, key figures at EchoStar Corporation, have updated their beneficial ownership stakes through significant Class B Common Stock transfers to new and existing grantor retained annuity trusts (GRATs) for estate planning, reinforcing their substantial voting control over the company.

RA Capital Management and its affiliates have significantly increased their beneficial ownership in Cidara Therapeutics, Inc. to 15.8% of outstanding common stock after investing nearly $100 million in a recent public offering.

Marla Investments Inc., along with Nami Holding Inc. and Christian Paris Kassidokostas, has acquired a 51% controlling interest in Euroholdings Ltd for approximately $18.55 million, leading to immediate board changes and new governance agreements.

Battery Ventures affiliates have filed a Schedule 13D, disclosing beneficial ownership of 21.8% of Enzo Biochem, Inc. common stock through voting agreements supporting a merger with Bethpage Parent, Inc.

Phoenix Financial Ltd., holding a 5.72% stake in Perion Network Ltd., has formally requested an extraordinary shareholder meeting to amend the company's articles of association and cancel a recently adopted rights plan.

Two significant shareholders, Phoenix Insurance Company Ltd. and Value Base Fund Limited Partnership, collectively holding 11.48% of Perion Network Ltd., have formally demanded an extraordinary shareholders meeting to cancel the company's recently adopted rights plan and amend its Articles of Association to require shareholder approval for future such plans.

Saba Capital Management, L.P. and its affiliates have filed an amendment to their Schedule 13D, disclosing a reduction in their beneficial ownership of Eaton Vance California Municipal Income Trust to 8.04% through recent share sales.

Saba Capital Management and its affiliates have filed an Amendment No. 19 to their Schedule 13D, disclosing a reduction in their beneficial ownership of BlackRock Capital Allocation Term Trust to 7.45% through open market sales.

Sit Investment Associates and Sit Fixed Income Advisors II have increased their beneficial ownership in DWS Municipal Income Trust to 24.1% of outstanding common stock, reflecting recent net purchases.

Actuate Therapeutics, Inc. has completed a private placement, raising nearly $500,000 through the sale of common stock and warrants to Bios 2024 Co-Invest, LP.

Datavault AI Inc. insiders Nathaniel Bradley and Sonia Choi have updated their beneficial ownership, increasing their direct holdings through recent compensation awards, while EOS Technology Holdings Inc. has reduced its stake below the 5% threshold.