Latest Schedule 13D activist filings
OQB
Star Equity Fund and its affiliates, including Hudson Global and Jeffrey E. Eberwein, have filed an Amendment No. 13 to their Schedule 13D, reaffirming their beneficial ownership of 29.4% of Firsthand Technology Value Fund, Inc. common stock.
NYSE
Liberty Strategic Capital has entered into a voting agreement to support Flagstar Financial's corporate restructuring and merger with Flagstar Bank, N.A.
OTC.Pink
ECIA
Encision INCEncision Inc.'s Vice President of Finance, Brandon J Shepard, has increased his beneficial ownership in the company to 6.0% through a recent private placement and option exercises.
OTC.Pink
ECIA
Encision INCEncision Inc.'s CEO, Gregory J. Trudel, increased his beneficial ownership to 8.7% by purchasing 1,000,000 shares in a private placement for $100,000.
OTC.Pink
ECIA
Encision INCEncision Inc. Director Robert H. Fries increased his beneficial ownership to 8.2% by purchasing 750,000 shares in a private placement for $75,000.
NASDAQ
Black Diamond Holdings, LLLP has replaced BDCM CT, L.L.C. as the primary investment adviser for its 23.1% beneficial ownership in Consumer Portfolio Services, Inc.
NASDAQ
Black Diamond Holdings, LLLP has replaced BDCM CT, L.L.C. as the primary investment adviser for a 17.6% stake in KVH Industries, Inc., with Stephen H. Deckoff continuing as a key beneficial owner.
NASDAQ
Heritage Assets SCSp and affiliates updated their beneficial ownership in Arqit Quantum Inc. to 49.6% following warrant sales and the exercisability of new warrants.
NASDAQ
FLNT
Fluent, INCPhillip Frost, M.D. and Frost Gamma Investments Trust increased their beneficial ownership in Fluent, Inc. to 28.3% through a $1 million purchase of pre-funded warrants and warrants.
David E. Lazar has been appointed CEO and a director of NovaBay Pharmaceuticals, Inc., following a $3.85 million investment and an agreement for an additional $2.15 million, significantly increasing his stake to 19.99%.
Thomas H. Lee Partners and its affiliates have ceased beneficial ownership of Dun & Bradstreet Holdings, Inc. following the completion of its merger.
NASDAQ
TASK
Taskus, INCThink Investments LP and Think India Opportunities Master Fund LP have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% and 16.8% respectively, with an intent to explore value maximization.
NASDAQ
TASK
Taskus, INCThink Investments LP and Think India Opportunities Master Fund LP have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% of the common stock, with an intent to engage management regarding the take-private transaction.
NASDAQ
TASK
Taskus, INCThink Investments LP and its affiliate have significantly increased their beneficial ownership in TaskUs, Inc., now holding 19.8% of common stock, with an intent to engage on the take-private transaction.
NYSE
Axian Telecom, Jumia's largest shareholder, has initiated a court petition to appoint its director, Hassanein Hiridjee, to Jumia's Supervisory Board.
NASDAQ
A group including Eli Casdin and Keith Meister reported a reduction in their beneficial ownership of GeneDx Holdings Corp. Class A common stock through an open market sale.
NASDAQ
UXIN
Uxin LTDJoy Capital III, L.P. and Brightest Sky Limited have increased their beneficial ownership in Uxin Ltd through recent share acquisitions.
NASDAQ
UXIN
Uxin LTDFame Dragon Global Limited increased its stake in Uxin Limited by acquiring over 1.8 billion Class A Ordinary Shares for $8.88 million.
NASDAQ
UXIN
Uxin LTDAbundant Grace Investment Limited, a major shareholder in Uxin Limited, has reduced its beneficial ownership through sales and a zero-consideration distribution of Class A ordinary shares.
NASDAQ
FORA
Forian INCA consortium led by CEO Max Wygod proposes to acquire all outstanding shares of Forian Inc. not currently owned for $2.10 per share in cash, representing a 19% premium.
NASDAQ
FORA
Forian INCA consortium led by CEO Max Wygod has proposed to acquire all outstanding shares of Forian Inc. not currently owned by them for $2.10 per share in cash, representing a 19% premium.
NASDAQ
Edward S. Lampert and affiliated entities have entered into an exclusivity agreement related to Lands' End's ongoing exploration of strategic alternatives.
NASDAQ
Valor Buyer LP has entered into a voting agreement to support the merger of Verint Systems Inc. with Calabrio, Inc., committing its 13.61% stake.
NASDAQ
Patricia Gallup and affiliated trusts now beneficially own 54.4% of PC Connection's common stock, primarily due to company share repurchases.
NYSE
Stephen Fitzpatrick, a key beneficial owner, increased his stake in Vertical Aerospace Ltd. to 15.03% through significant open market purchases.
Riverstyx Fund, LP, an activist investor, has nominated three individuals, including Ben Franklin, for election to Charles & Colvard Ltd.'s Board of Directors at the 2025 annual meeting.
MINM
Minim, INCKey investors Cao Yu, Hu Bin, and Youxin Consulting Limited significantly increased their beneficial ownership in FiEE Inc. through warrant acquisitions.
NYSE
Davidson Kempner Capital Management and affiliates sold 595,000 shares of Angel Oak Mortgage REIT, Inc. common stock at $9.75 per share, reducing their beneficial ownership to 17.40%.
NASDAQ
Weichai America, a major shareholder of Power Solutions International, Inc., sold 263,006 shares in open-market transactions, reducing its beneficial ownership to 47.5%.
NASDAQ
OCONNOR, a unit of UBS Asset Management Americas, filed an amendment to its Schedule 13D, disclosing a 4.9% beneficial ownership in Electra Battery Materials Corp.