Latest Schedule 13D activist filings
NASDAQ
Milton C. Ault, III and affiliated entities updated their beneficial ownership in Alzamend Neuro, Inc., disclosing significant common stock sales by Ault Lending, LLC.
NASDAQ
MDWD
Mediwound LTDAccess Industries and its affiliated entities, including Clal Industries, filed an Amendment No. 6 to Schedule 13D, reaffirming their beneficial ownership of 11.56% of MediWound Ltd.'s ordinary shares.
NASDAQ
FORA
Forian INCForian Inc. has signed a confidentiality agreement with 2025 Acquisition Corporation to facilitate evaluation of a possible negotiated transaction, including a potential acquisition.
NASDAQ
Advent International, L.P. and its affiliates reported a 5.8% beneficial ownership in Waystar Holding Corp. following the closing of Waystar's acquisition of Iodine Software Holdings, Inc.
NASDAQ
Daniel S. Farb has updated his beneficial ownership in Artelo Biosciences, Inc. to 7.7% following a recent underwritten public offering.
NYSE
Silver Lake Group and its affiliates have updated their beneficial ownership in Dell Technologies, reporting a reduced stake of 13.8% in Class C Common Stock following recent sales and distributions.
NASDAQ
RA Capital Management, L.P. and its affiliates have acquired 9.9% of SAB Biotherapeutics' common stock following a private placement and preferred stock conversion.
NYSE
ValueAct Capital and its affiliates have reduced their beneficial ownership in Rocket Companies, Inc. to 4.3% of Class A Common Stock following the Mr. Cooper acquisition.
ETNB
89bio, INCAdage Capital Management, L.P. and its principals have disclosed a 6.13% beneficial ownership stake in 89bio, Inc., acquired for investment purposes in anticipation of the company's merger with Roche Holdings, Inc.
A significant shareholder, Jakota Capital AG, and its ultimate beneficial owner, Ricardo da Silva Oliveira, have sold 1 billion shares of Crisp Momentum Inc. common stock in two private transactions.
NASDAQ
Grande Holding Limited, Yujie Chen, and Tak Kai Raymond Tam have disclosed a 76.33% beneficial ownership in Grande Group Ltd/HK, signaling intent to maintain control and strategic direction.
NASDAQ
FORA
Forian INCForian Inc. has entered into a confidentiality agreement with 2025 Acquisition Corporation, an affiliate of major shareholder Max Wygod, to facilitate evaluation of a possible negotiated transaction.
NASDAQ
KALA
Kala Bio, INCBaker Bros. Advisors LP and affiliates have reduced their beneficial ownership in KALA BIO, Inc. to 9.99%, resulting in the loss of their right to nominate directors to the company's Board.
General Enterprise Ventures, Inc. completed a private placement of Series C Preferred Stock and Common Warrants, raising $400,000 from BoltRock Holdings, LLC for general corporate purposes.
NYSE
SCHEDULE 13D/A: Offerpad Major Shareholder Distributes Stock
Key shareholders of Offerpad Solutions Inc. completed an in-kind distribution of over 5.8 million Class A Common Stock shares to their limited partners, altering beneficial ownership stakes.
NYSE
Beretta Holding S.A. has increased its beneficial ownership in Sturm Ruger & Co Inc to 9.002%, citing an attractive investment opportunity.
Madryn Asset Management and its affiliates have increased their beneficial ownership in Venus Concept Inc. to 85.4% of common stock through a series of debt-to-equity exchanges, including a recent swap of convertible notes for Series Y Preferred Stock.
NASDAQ
SCHEDULE: Diveroli Group Exits Wheeler REIT Stake
Diveroli Investment Group and Kingbird Ventures have fully divested their common stock holdings in Wheeler Real Estate Investment Trust, ceasing to be beneficial owners.
NASDAQ
Phillip Frost, M.D. and Frost Gamma Investments Trust reported an increased beneficial ownership in Cocrystal Pharma, Inc. to 10.6% following RSU vesting.
NASDAQ
Bitfury Top HoldCo and related entities have significantly reduced their beneficial ownership in Cipher Mining Inc. through recent open market sales, now holding 16.7% of common stock.
NYSE
CDLR
Cadeler A/sSCHEDULE: BW Altor Boosts Cadeler Stake to 22.4%
BW Altor Pte. Ltd. has increased its beneficial ownership in Cadeler A/S to 22.4% through recent share purchases.
NASDAQ
A group of activist investors, including PL Capital Advisors, has increased its beneficial ownership in Financial Institutions, Inc. to 8.9%, citing undervaluation.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors have increased their beneficial ownership in DWS Municipal Income Trust to 25.1% of outstanding shares.
NYSE
An investor group led by Roberto Sella has redistributed its beneficial ownership in Offerpad Solutions Inc. through an in-kind distribution to limited partners.
Gabelli-affiliated entities report a 5.48% stake in Big 5 Sporting Goods Corp, subsequently divesting all shares following its acquisition by Worldwide Sports Group.
Scilex Holding Company has acquired an initial 8.03% stake in Datavault AI Inc. and plans a significant further investment via a pre-funded warrant, contingent on stockholder approval.
NASDAQ
Scilex Holding Company has acquired an initial 8.03% stake in Datavault AI Inc. and plans a significant further investment via a pre-funded warrant, contingent on stockholder approval.
OTC.Pink
Paul Taylor has filed a Schedule 13D, reporting beneficial ownership of 28.78% of Vocodia Holdings Corp common stock and confirming his roles as Chairman and COO.
AMEX
Saba Capital Management, L.P. and its affiliates have reduced their beneficial ownership in Eaton Vance California Municipal Income Trust to 4.78% through recent open market sales.
James Chae, CEO of Eastvale K-BBQ, updated his beneficial ownership in Vestand Inc. to approximately 20.5% of Class A common stock, including a warrant for 1.12 million shares and recent share transactions.