Latest Schedule 13D activist filings
Pivotal bioVenture Partners and its affiliates have ceased to be beneficial owners of Inozyme Pharma, Inc. after tendering over 4.49 million shares in a BioMarin Pharmaceutical tender offer.
AGFY
Agrify CORPAgrify Corp announced a $45 million secured convertible note from RSLGH, a strategic name change to RYTHM, Inc., and the acquisition of prominent cannabis brands, signaling a major strategic shift.
NASDAQ
XELB
Xcel Brands, INCMark DiSanto, CEO of Triple Crown Corp., increased his beneficial ownership in XCel Brands, Inc. to 7.4% through recent share purchases.
RMBL
Rumbleon, INCRideNow Group, Inc. has secured $10 million in unsecured subordinated promissory notes from key investors to prepay existing senior debt.
NYSE
Ronald N. Tutor and affiliated trusts reported a net disposition of 700,345 shares of Tutor Perini Corporation common stock since November 2024.
OQX
TSNDF
Terrascend CORPJW Asset Management and affiliated entities reduced their beneficial ownership in TerrAscend Corp. to 29.54% following distributions to investors and fund liquidations.
NASDAQ
Bluescape Energy Partners increased its beneficial ownership in 5E Advanced Materials, Inc. to 41.2% by purchasing an additional 100,000 shares.
NASDAQ
Ascend Global Investment Fund and Meridian Investments Corporation have increased their beneficial ownership in 5E Advanced Materials, Inc. through recent share purchases.
NASDAQ
A group of investors led by Jacob and Ron Shemer increased their beneficial ownership in Parke Bancorp, Inc. to over 5% for investment purposes.
NASDAQ
INVE
Identiv, INCActivist investor Bradley L. Radoff and the Radoff Family Foundation have increased their stake in Identiv, Inc. to 9.8% and advocate for the company to go private.
NASDAQ
Seng Jin Lee and Cre8 Investments Limited have filed a Schedule 13D, revealing a significant beneficial ownership of 32.72% of Cre8 Enterprise Ltd.'s Class A Ordinary Shares and 87.93% of total voting power.
NASDAQ
A consortium including major shareholders proposes to acquire all outstanding shares of LakeShore Biopharma Co., Ltd for $0.86 per share in cash, aiming to take the company private.
NASDAQ
A group led by Jianping Kong, including affiliated entities, increased its beneficial ownership in Nano Labs Ltd by purchasing 480,000 Class A Ordinary Shares.
IROQ
If Bancorp, INCActivist investor Stilwell Group announces intent to nominate two directors to IF Bancorp's board, pushing for a company sale to maximize shareholder value.
NYSE
A significant shareholder of Amer Sports, Anamered Investments Inc., has sold over 4 million ordinary shares for approximately $160 million.
NYSE
Anthony Hsieh, a significant shareholder of loanDepot, Inc., updated his beneficial ownership, reporting sales of over 2.6 million Class A Common Stock shares and an exchange of 4 million Class C units for Class A shares.
NASDAQ
LPSN
Liveperson INCVector Capital and its affiliates have reported a beneficial ownership of 8.26% of LivePerson, Inc.'s common stock.
NASDAQ
IVVD
Invivyd, INCSCHEDULE 13D/A: M28 Capital Exits Invivyd Stake Below 5%
M28 Capital Management LP and Marc Elia have filed an exit amendment to their Schedule 13D for Invivyd, Inc., indicating their beneficial ownership has fallen below 5% due to an increase in outstanding shares.
NYSE
KKR-affiliated entities have reaffirmed their significant beneficial ownership in Crescent Energy Co. and committed to supporting its all-equity acquisition of Vital Energy, Inc.
NASDAQ
Castle Creek Capital Partners VII, LP has reduced its beneficial ownership in CF Bankshares Inc. to 9.9% through recent open-market sales.
NASDAQ
Advanced Flower Capital Inc.'s CEO, Leonard M. Tannenbaum, increased his beneficial ownership to 27.6% through recent open market purchases and restricted stock grants.
NYSE
Cannae Holdings, Inc. and its affiliates have ceased beneficial ownership of Dun & Bradstreet Holdings, Inc. common stock following a merger transaction.
Cannae Holdings, Inc. and its affiliates have ceased beneficial ownership of Dun & Bradstreet Holdings, Inc. common stock following a merger transaction.
OTC.Pink
FECOF
Fec Resources INCPXP Energy Corporation has increased its beneficial ownership in FEC Resources Inc. to 81.25% through a debt-for-equity conversion and previous rights offerings.
NASDAQ
A group of reporting persons, including Blue Horizon Enterprise Ltd, has reduced its beneficial ownership in Stoke Therapeutics, Inc. to below the 5% threshold following a significant share sale.
NASDAQ
PLBY
Plby Group, INCThree Luxembourg entities, Docler Holding S.a r.l., Byborg Enterprises S.A., and The Million S.a. r.l., jointly reported beneficial ownership of 13.9% of Playboy, Inc.'s common stock.
NASDAQ
Diamondback Energy, Inc. and its subsidiaries significantly increased their beneficial ownership in Viper Energy, Inc. to 47.8% following the all-equity Sitio Acquisition.
NASDAQ
GYRO
Gyrodyne, LLCStar Equity Fund and its affiliates have increased their beneficial ownership in Gyrodyne, LLC to 7.1% and nominated two individuals for the company's board of directors.
NASDAQ
Redmile Group, LLC increased its beneficial ownership in Shattuck Labs, Inc. to 9.9% following a private placement, while its managing director, Mike Lee, resigned from the board.
OTC.Pink
ENSV
Enservco CORPStar Equity Fund and its affiliates have reported a 15.5% beneficial ownership stake in ENSERVCO Corporation, totaling 9,024,035 common shares.