Latest Schedule 13D activist filings
Shareholders of OneConnect Financial Technology Co., Ltd. have approved the privatization proposal by Bo Yu Limited via a scheme of arrangement.
NASDAQ
RTW Investments, LP and Roderick Wong have reduced their beneficial ownership in Avidity Biosciences, Inc. to 3.1%, falling below the 5% threshold.
NASDAQ
MKTW
Marketwise, INCMonument & Cathedral Holdings, LLC has proposed to acquire all outstanding equity interests of MarketWise, Inc. not already owned by M&C for $17.25 per share in cash.
NASDAQ
QRVO
Qorvo, INCStarboard Value LP and affiliates have entered into a voting and support agreement with Skyworks Solutions, Inc. to back its acquisition of Qorvo, Inc.
NYSE
NPWR
Net Power INCNPEH, an entity associated with 8 Rivers Capital, has sold over 2 million shares of NET Power Inc. Class A Common Stock after converting Opco Units, reducing its beneficial ownership percentage.
NASDAQ
An investor group led by Nexus Capital Management significantly increased its stake in Rent the Runway, participating in a major recapitalization and debt restructuring.
NASDAQ
SCHEDULE: Blue Owl Boosts Katapult Stake to 48.55%
Blue Owl Capital Holdings LP increased its beneficial ownership in Katapult Holdings, Inc. to 48.55% due to changes in the issuer's stock price affecting conversion shares.
NASDAQ
Rent the Runway, Inc. has completed a comprehensive recapitalization, including debt-to-equity conversions, new credit facilities, and a rights offering, significantly altering its ownership and board structure.
NASDAQ
CHS US Investments and its affiliates have significantly increased their beneficial ownership in Rent the Runway, Inc. to 59.9% following a major recapitalization.
NASDAQ
The Wilks Brothers group has increased its beneficial ownership in Dawson Geophysical Company to 79.42% and signals intent for potential strategic transactions.
NASDAQ
ARCH Venture Fund XII increased its holdings in Neumora Therapeutics, Inc. by purchasing 1.9 million shares for approximately $5 million.
NYSE
GPRK
Geopark LTDParex Resources Inc. has publicly announced an all-cash offer to acquire GeoPark Limited for US$9.00 per share, representing a significant premium, after GeoPark's board rejected the proposal and pursued a high-risk Argentine investment.
NASDAQ
ATAI Life Sciences N.V. reported a reduction in its beneficial ownership of COMPASS Pathways plc to 6.0% following recent open market sales.
NASDAQ
ATAI Life Sciences N.V. reported a reduction in its beneficial ownership of COMPASS Pathways plc to 6.0% through recent open market sales.
NASDAQ
Growth Equity Opportunities 18 VGE, LLC and affiliated NEA entities increased their beneficial ownership in X4 Pharmaceuticals, Inc. to 6.2% following participation in a recent underwritten offering.
NASDAQ
EVO
Evotec SETriton-affiliated entities, including Excalibur LuxCo SARL, have converted a swap agreement into direct ownership of 3.55 million Evotec SE ordinary shares, maintaining a 9.99% stake.
NASDAQ
Ally Bridge Group entities and Fan Yu disclose an 11.3% beneficial ownership in ProMIS Neurosciences Inc. and the appointment of Slanix Paul Alex to the Board of Directors.
NASDAQ
NSPR
Inspiremd, INCInspireMD's CFO, Michael A. Lawless, reports beneficial ownership of 8.6% of common stock, including new equity grants and voting control over employee shares.
NASDAQ
NSPR
Inspiremd, INCCraig Shore, a citizen of Israel and the United States, has filed an amendment to his Schedule 13D, reporting beneficial ownership of 3.5% of InspireMD, Inc.'s common stock.
NASDAQ
WRD
Weride INCWeRide Inc. and its major investors, including Alliance Ventures, Renault, and Nissan, have amended their investment and voting agreements in preparation for a proposed dual primary listing on the Hong Kong Stock Exchange.
NASDAQ
SCHEDULE: CytoMed Chairman Boosts Stake to 22.05%
CytoMed Therapeutics Limited's Chairman, Choo Chee Kong, has increased his beneficial ownership to 22.05% of the company's ordinary shares.
AMEX
ZDGE
Zedge, INCZedge's Executive Chairman, Michael Jonas, increased his beneficial ownership to 15.7% of Class B Common Stock, primarily due to the company's share repurchase program.
OID
Fusion Fuel Green PLC has increased its beneficial ownership in Quality Industrial Corp. to 53.5% after converting Series B Preferred Stock into common shares.
NASDAQ
Fusion Fuel Green PLC converted preferred stock into common shares, increasing its beneficial ownership in Quality Industrial Corp. to 53.5%.
NASDAQ
SCHEDULE: Oaktree Sells 6M Garrett Motion Shares
Oaktree Capital Group entities reduced their beneficial ownership in Garrett Motion Inc. by selling 6 million shares in a block sale.
NYSE
Wells Fargo & Company and its affiliate have fully redeemed their Variable Rate MuniFund Term Preferred Shares in AllianceBernstein National Municipal Income Fund, Inc.
NYSE
Wells Fargo & Company and its affiliate have fully redeemed their Variable Rate MuniFund Term Preferred Shares in AllianceBernstein National Municipal Income Fund, Inc.
NASDAQ
A significant shareholder of AiRWA Inc. has filed an amended Schedule 13D, detailing severe equity dilution and requesting an immediate trading halt and SEC investigations into corporate governance, transparency, and asset valuation.
NYSE
Pallinghurst Graphite International has reduced its stake in Nouveau Monde Graphite Inc. by selling over 2.39 million common shares, decreasing its beneficial ownership to 6.00%.
NYSE
Franklin Resources, Inc. and its affiliates have increased their beneficial ownership in Clarion Partners Real Estate Income Fund Inc. to 28.6% of Class I Shares.