Latest Schedule 13D activist filings
HOFV Holdings and affiliates have extended the termination date for the Hall of Fame Resort & Entertainment Co merger agreement to September 30, 2025, providing a temporary reprieve.
Multicoin Capital Management and affiliates acquired a significant stake in Forward Industries, with Pyahm Samani appointed Chairman of the Board.
NASDAQ
OCONNOR, a unit of UBS Asset Management, filed an Amendment No. 2 to its Schedule 13D, disclosing a 4.9% beneficial ownership in Electra Battery Materials Corp.
NYSE
Key executives G.V. Prasad and K. Satish Reddy transferred significant shareholdings into family trusts for estate planning and succession, following a 1:5 stock split.
OID
Rain Cage Carbon Inc. has acquired a 33.9% stake in Panamera Holdings Corp. as partial payment for an exclusive technology license for the U.S. and Mexico.
NASDAQ
Patriot Financial Partners II and Parallel II sold 1.25 million shares of USCB Financial Holdings Class A Common Stock to T. Rowe Price clients for $21.49 million.
NASDAQ
Alpha Capital Anstalt has further reduced its beneficial ownership in Brenmiller Energy Ltd. to 21.0465% through recent share sales.
NASDAQ
Danone North America PBC has ceased its pursuit of acquiring Lifeway Foods, Inc. after due diligence, now reviewing alternatives for its 22.7% stake.
SCHEDULE: Angel Studios CCO Discloses 18.2% Stake
Jeffrey Harmon, Chief Content Officer of Angel Studios, Inc., has disclosed beneficial ownership of 18.2% of the company's Class A Common Stock, primarily for investment and employment incentives.
Neal Harmon, CEO and Chairman of Angel Studios, Inc., reported beneficial ownership of 18.3% of the company's Class A Common Stock, primarily for investment and incentive purposes.
NASDAQ
A group of investors led by Broadwood Capital, holding 27.4% of STAAR Surgical, has launched a proxy solicitation to oppose the company's proposed merger with Alcon Research.
NASDAQ
A significant shareholder group of HighPeak Energy, Inc. has announced a change in its management structure following Jack Hightower's retirement.
Saba Capital Management, L.P. and affiliates tendered 963,187 shares of Abrdn Japan Equity Fund into a tender offer at $8.04 per share, reducing their beneficial ownership to 7.8%.
NASDAQ
John Paul DeJoria, through his family trust, has significantly increased his control and influence over HighPeak Energy, Inc. and its associated funds, while supporting the company's strategic review.
AMEX
Ault & Company, Inc. and Milton C. Ault, III report increased beneficial ownership in Hyperscale Data, Inc., now holding over 71% of Class A shares through various convertible securities and warrants.
NASDAQ
Patricia Gallup, Chairman and CAO of PC Connection, updated her beneficial ownership, detailing significant share transfers for estate planning purposes.
IROQ
If Bancorp, INCStilwell Activist Fund has reached a standstill agreement with IF Bancorp, Inc., securing a board seat and advancing its proposal for the company's prompt sale.
NASDAQ
AIRT
Air T INCLendway, Inc. has secured an additional $6.3 million in debt financing from Air T, Inc. and AO Partners I, L.P., increasing its total beneficial ownership by a group led by Nicholas J. Swenson to 39.6%.
LDWY
Lendway, INCLendway, Inc. has secured an additional $6.3 million in debt financing from Air T, Inc. and AO Partners I, L.P., increasing its total beneficial ownership by a group led by Nicholas J. Swenson to 39.6%.
NYSE
BALY
Bally's CORPStandard General L.P. reported a distribution of 2.4 million Bally's Corp common shares from a private investment vehicle, adjusting its beneficial ownership percentage.
KIRK
Kirkland's, INCBed Bath & Beyond, Inc. provides Brand House Collective, Inc. with $20 million in new delayed-draw term loan commitments, increasing its beneficial ownership to 49.8%.
BYON
Beyond, INCBed Bath & Beyond, Inc. provides Brand House Collective, Inc. with $20 million in new delayed-draw term loan commitments, increasing its beneficial ownership to 49.8%.
NASDAQ
Jack Hightower filed an amended Schedule 13D, detailing his individual beneficial ownership of HighPeak Energy, Inc. common stock and recent open market purchases, following his retirement from managing the HighPeak Funds.
NASDAQ
Key reporting persons, including Bitfury Top HoldCo and V3 Holding, have significantly reduced their beneficial ownership in Cipher Mining Inc. through recent open market sales.
HLVX
Hillevax, INCFrazier Life Sciences and related entities cease beneficial ownership of HILLEVax common stock following its acquisition by XOMA Royalty Corporation.
NASDAQ
Tontine Capital and Jeffrey L. Gendell updated their beneficial ownership in IES Holdings, Inc. to 54.2% of common stock, with Tontine Capital Overseas Master Fund II, L.P. selling 145,837 shares in the last 60 days.
NYSE
Riverstone Parties sold over 40 million shares of Permian Resources Class A Common Stock for $13.46 per share, reducing their beneficial ownership to 0.2%.
Michael Blitzer's beneficial ownership in USA Rare Earth, Inc. is updated following a pro rata distribution of shares by Inflection Point Holdings II LLC, which is no longer a 5% owner.
EYEN
Eyenovia, INCAvenue Capital Group entities updated their beneficial ownership in Hyperion DeFi, Inc., reflecting changes due to an increase in the issuer's outstanding common stock.
DALN
Dallasnews CORPMajor shareholders, including GAMCO and Gabelli Funds, now intend to vote in favor of DallasNews Corp's acquisition by Hearst Communications Inc. following an increased purchase price.