Latest Schedule 13D activist filings
NASDAQ
SYM
Symbotic INCRichard B. Cohen and affiliated entities updated their beneficial ownership in Symbotic Inc. and disclosed a new line of credit for RJJRP Holdings, Inc.
NASDAQ
XCUR
Exicure, INCExicure HiTron Inc. updated its beneficial ownership filing, detailing board resignations and appointments, and the pledging of 1.6 million Exicure, Inc. shares as collateral for convertible bonds.
NASDAQ
SCHEDULE: Winemaster Reduces PSI Stake to 6.3%
Gary S. Winemaster has significantly reduced his beneficial ownership in Power Solutions International, Inc. to 6.3% through a series of open market sales.
NASDAQ
Versant Venture Capital entities have significantly reduced their beneficial ownership in LENZ Therapeutics, Inc. through a series of stock sales in August and September 2025.
NYSE
James D. Dondero and affiliated entities have increased their beneficial ownership in Highland Opportunities & Income Fund to 5.2% through recent open market purchases, signaling potential strategic engagement.
A group of investment entities led by GAMCO Investors, Inc. has disclosed a 5.05% beneficial ownership stake in WideOpenWest, Inc., acquired for investment purposes.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors continue to hold a 53.4% beneficial ownership in First Trust Mortgage Income Fund, as detailed in their latest Schedule 13D amendment.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors II have filed an Amendment No. 29 to Schedule 13D, disclosing a 51.5% beneficial ownership in First Trust Mortgage Income Fund following recent transactions.
OTC.Pink
CRCW
Crypto COIndividual investor Mark Andrew Uram has increased his beneficial ownership in Crypto Co to 16.9% of common stock, holding 674 million shares.
NASDAQ
NEWT
Newtekone, INCPatriot Financial Partners converted $20M preferred stock and added $10M cash for an 8.06% common stock stake in NEWTEKONE, INC.
NASDAQ
ASPI
Asp Isotopes INCASP Isotopes Inc.'s subsidiary, Quantum Leap Energy LLC, has acquired a controlling 79.14% voting interest in Skyline Builders Group Holding Limited to pursue critical materials supply chain opportunities.
NASDAQ
ASP Isotopes Inc.'s subsidiary, Quantum Leap Energy LLC, has acquired a controlling 79.14% voting interest in Skyline Builders Group Holding Limited to pursue critical materials supply chain opportunities.
NASDAQ
Xinghui Yang, a significant beneficial owner, has sold a portion of his holdings in Wah Fu Education Group Ltd. to meet personal financial obligations.
NASDAQ
Yunqi Path Capital Master Fund and affiliates, holding 5.1% of STAAR Surgical, publicly announced their intention to vote against the proposed merger with Alcon, citing undervaluation and a deficient process.
NYSE
EIG Asset Management entities completed a secondary public offering, selling 6,570,355 Ordinary Shares of Diversified Energy Co PLC at $13.75 per share, and entered into a 60-day lock-up agreement.
Saba Capital Management, L.P. and affiliates reported a reduction in their beneficial ownership of Blackrock California Municipal Income Trust common shares to 9.7% following recent open market sales.
NYSE
Saba Capital Management and affiliates have reduced their beneficial ownership in BlackRock New York Municipal Income Trust to 5.78% through recent open market sales.
NASDAQ
PGEN
Precigen, INCRandal J. Kirk and affiliated entities updated their beneficial ownership in Precigen, Inc., disclosing a significant conversion of preferred stock into common shares and a subsequent sale of common stock.
NASDAQ
Fairmount Funds Management LLC and affiliates increased their beneficial ownership in ORUKA THERAPEUTICS, INC. to 19.99% through a $5 million private placement.
Jack W. Schuler and his Living Trust increased their beneficial ownership in Aspira Women's Health Inc. to 9.1% through a recent purchase of common stock and warrants.
NYSE
HLLY
Holley INCHolley Parent Holdings, LLC, a significant shareholder of Holley Inc., completed the sale of an additional 2.1 million shares of common stock to underwriters.
NASDAQ
MOZAYYX UGP, along with its affiliates and control persons, has acquired a 9.99% beneficial ownership stake in Eightco Holdings Inc., including shares and strategic advisor warrants.
NASDAQ
RA Capital Management updated its beneficial ownership in VOR Biopharma to 29.0% following a 1-for-20 reverse stock split and announced a new board appointment.
NYSE
RDW
Redwire CORPBain Capital Credit Member LLC and BCC Redwire Aggregator L.P. have reduced their beneficial ownership in Redwire Corp to 6.1% after converting and selling 11 million shares of common stock.
NYSE
Pearl Energy Investments and related entities have ceased beneficial ownership in Permian Resources Corporation, with William J. Quinn's stake decreasing to 1.3% following a distribution.
NASDAQ
Deep Track Capital and its affiliated funds have collectively acquired a 14.9% beneficial ownership stake in LB Pharmaceuticals Inc. following its IPO.
NASDAQ
MOBX
Mobix Labs, INCKeyvan Samini, President, CFO, and Director of Mobix Labs, Inc., along with affiliated trusts, reported beneficial ownership of 5.6% of the company's voting power.
OTC.Pink
A group led by Chairman Heng Fai Ambrose Chan has significantly increased its beneficial ownership in Sharing Services Global Corp to 99.3% through convertible debt.
HLVX
Hillevax, INCHilleVax, Inc. completed its merger with XOMA Royalty Corporation, resulting in the cancellation of all HilleVax common stock and Tang Capital ceasing to be a beneficial owner.
NYSE
Tenaris S.A.'s controlling shareholders have authorized Techint Holdings to sell a portion of its ordinary shares, while committing to maintain a minimum 67% ownership stake, following an increase in their percentage ownership due to the company's share buyback program.