Latest Schedule 13D activist filings
NASDAQ
XOS
Xos, INCSCHEDULE: Xos Insider Trust Amends Stock Sale Plan
Emerald Green Trust, a significant shareholder in Xos, Inc., has updated its Rule 10b5-1 stock sales plans and disclosed recent share dispositions.
IDG-Accel China Growth Fund III and related entities have reported a decrease in their beneficial ownership of CASI Pharmaceuticals, Inc. ordinary shares to below 5% due to an increase in the total outstanding shares.
A group of investors, including Sparkle Byte Ltd. and individuals, updated their beneficial ownership in CASI Pharmaceuticals, Inc. to 5% due to an increase in the company's total outstanding shares.
NASDAQ
Key insiders Joseph and Zwi Williger, through their entities, maintain majority control of G Willi Food International Ltd despite a recent share sale by Zwi Williger.
NASDAQ
PCYO
Pure Cycle CORPPure Cycle Corporation has appointed Daniel J. Roller, President of Maran Capital Management, to its Board of Directors and formed a new Strategy and Capital Allocation Committee, following a cooperation agreement with the significant shareholder.
NYSE
FIG
Figma, INCFigma, Inc. co-founder Dylan Field and associated entities sold nearly 4 million Class A shares through pre-planned transactions, reducing his beneficial ownership to 16.9%.
NASDAQ
STAAR Surgical Company and activist investor Broadwood Partners reach a cooperation agreement, leading to significant board changes and CEO transition.
NASDAQ
STAAR Surgical Company announced the appointment of Christopher Min Fang Wang to its Board of Directors following a cooperation agreement with Broadwood Partners, L.P.
NASDAQ
Peter D. Kaufman, as trustee, plans to terminate trusts and distribute his 8.7% beneficial ownership in Daily Journal Corp by Q1 2026.
IROQ
If Bancorp, INCStilwell Activist Fund reports selling shares of IF Bancorp following the Issuer's announced sale, expressing support for the transaction.
NYSE
Brookfield Corporation subsidiaries terminated financing arrangements, leading to a significant transfer of Brookfield Business Corporation Class A shares and a cash payment.
NYSE
Brookfield Corporation subsidiaries terminated financing arrangements, leading to a significant transfer of Brookfield Business Corporation Class A shares and a cash payment.
NYSE
Brookfield Corporation and its affiliates have adjusted their beneficial ownership in Brookfield Business Partners L.P. through the termination of financing arrangements and a significant share transfer.
Brookfield Corporation's subsidiaries terminated financing arrangements with Brookfield Wealth Solutions, acquiring over 24 million Class A Shares for $406.6 million.
NYSE
Soho House & Co Inc. and its Reinvestment Stockholders, including Goldman Sachs entities, amended their Rollover Agreement, detailing post-merger equity funding and a $100 million debt facility.
Soho House & Co Inc. and Goldman Sachs entities amend their Rollover Agreement, detailing post-merger equity funding and debt financing arrangements.
NASDAQ
Atlas Lithium Corp. increased its beneficial ownership in Atlas Critical Minerals Corp. to 20.5% following a public offering and strategic transactions.
JUPGF
Jupiter Gold CORPAtlas Lithium Corp. increased its beneficial ownership in Atlas Critical Minerals Corp. to 20.5% following a public offering and strategic transactions.
NASDAQ
Several key reporting persons, including MPM BioVentures and UBS Oncology Impact Fund, have reduced their beneficial ownership in Werewolf Therapeutics through open market sales.
NASDAQ
CELC
Celcuity INCGrowth Equity Opportunities 18 VGE and affiliated entities have updated their beneficial ownership in Celcuity Inc. to 6.3% following recent share distributions and sales.
Soho House & Co Inc. has amended key shareholder agreements, including a rollover agreement with Richard Caring and a letter agreement between Ronald Burkle and Nick Jones, impacting share designations and future equity funding.
NYSE
Diana Shipping Inc. has escalated its attempt to acquire Genco Shipping & Trading Ltd. by nominating six director candidates and proposing strategic alternatives after its cash offer was rejected.
NYSE
Diana Shipping Inc. has escalated its attempt to acquire Genco Shipping & Trading Ltd. by nominating six directors and proposing by-law changes after Genco rejected its $20.60 per share cash offer.
NYSE
RDW
Redwire CORPKey reporting persons, including AE Red Holdings and Edge Autonomy, have significantly reduced their beneficial ownership in Redwire Corp through open market sales.
NASDAQ
AIFU
Aix INCYS Management Company Limited and Yif Liu have acquired 78.15% of AIFU Inc.'s ordinary shares through a share exchange for Nova Lumina Limited equity.
NASDAQ
AIFU
Aix INCYS Management Company Limited and Yif Liu have acquired 78.15% of AIFU Inc.'s ordinary shares through a share exchange for Nova Lumina Limited equity.
Perceptive Advisors LLC and its affiliates have updated their beneficial ownership in LeonaBio, Inc. to 19.99% of common stock, subject to a beneficial ownership limitation.
NASDAQ
IRHO SPAC SPONSOR LLC and its managing members, Jose Bengochea and William Caragol, reported a 21% beneficial ownership in Iron Horse Acquisition II Corp. following the company's initial public offering.
OQX
A.L. Sarroff Fund, LLC and its principals, Alan and Eileen Sarroff, have disclosed a significant beneficial ownership of 36.1% in PetVivo Holdings, Inc. common stock.
AMEX
Uranium Energy Corp. and its subsidiary UEC Energy Corp. have significantly increased their beneficial ownership in Anfield Energy Inc. to 36.8% through a series of transactions.