Petvivo Holdings, INC

Market Movers (8-K)

OQX
PetVivo Holdings, Inc. announced the resignation of its independent auditor, Stephano Slack LLC, effective July 2, 2026, and the engagement of GuzmanGray, A Professional Accountancy Corporation as its new auditor.
Worse than expected
OQX
PetVivo Holdings has entered into a definitive merger agreement to acquire PiezoBioMembrane, Inc. to expand its functional biomaterials and regenerative medicine platform.
Capital raise
OQX
PetVivo Holdings has received the final $600,000 installment of a $1,000,000 private equity offering, with an option for further capital.
Capital raise
OQX
PetVivo Holdings, Inc. announced a private placement securing $1 million in equity financing with an option for an additional $1.5 million, aimed at funding commercialization and product development.
Capital raise
OQX
PetVivo Holdings, Inc. announced the resignation of Spencer Breithaupt from its Board of Directors, leading to a reduction in board size from seven to six members.
OQX
PetVivo Holdings, Inc. filed an 8-K to furnish an investor presentation for upcoming conferences and forums.

Quarterly Earnings (10-Q)

OQX
PetVivo Holdings, Inc. reported increased revenue driven by new product sales but saw a wider net loss for Q2 2026, alongside significant debt conversions and ongoing going concern doubts.
Worse than expected
Capital raise
OQX
PetVivo Holdings, Inc. announced a significant increase in revenue for the quarter ended June 30, 2025, driven by new product sales, while also securing $5 million in Series B preferred stock funding to bolster liquidity.
Better than expected
Capital raise
OQX
PetVivo Holdings reports a slight decrease in revenue for the third quarter of fiscal year 2025, while implementing cost-cutting measures to reduce operating expenses.
Worse than expected
Capital raise
OQX
PetVivo Holdings, Inc. reported its financial results for the quarter ended September 30, 2024, showing a decrease in net losses compared to the same period last year, while continuing to focus on commercializing its lead product, Spryng.
Better than expected
Capital raise
OQX
PetVivo Holdings reported a net loss of $2.047 million for the quarter ended June 30, 2024, while navigating a delisting from the Nasdaq stock market.
Worse than expected
Capital raise
OQX
PetVivo Holdings, Inc. reports increased revenue for the third quarter of 2024, but continues to experience net losses and working capital challenges.
Worse than expected
Capital raise

Annual Reports (10-K)

OQX
PetVivo Holdings, Inc. filed its annual report for the fiscal year ended March 31, 2026, detailing revenues of $1.14 million and a net loss of $10.47 million, while highlighting progress in product development and distribution partnerships.
Worse than expected
Capital raise
OQX
PetVivo Holdings, Inc. announced a significant reduction in its net loss for fiscal year 2025, driven by increased product sales and decreased operating expenses, while securing a substantial Series B Preferred Stock offering to bolster future operations despite ongoing going concern doubts and internal control deficiencies.
Worse than expected
Capital raise
OQX
PetVivo Holdings, Inc. has filed an amendment to its annual report to update business descriptions, risk factors, financial analysis, and executive compensation details.
Worse than expected
Delay expected
Capital raise
OQX
PetVivo Holdings, Inc. outlines its share structure, warrant details, and corporate governance policies in its annual 10-K filing.
Worse than expected
Capital raise

Insider Trading (Form 4)

OQX
Garry N Lowenthal, Chief Financial Officer of PetVivo Holdings, Inc., received 75,000 shares of common stock on July 21, 2026.
OQX
John Lai, Chief Executive Officer and a Director of PetVivo Holdings, Inc., received 75,000 shares of common stock on July 21, 2026.
OQX
A.L. Sarroff Fund, LLC, led by CEO Alan L. Sarroff, acquired 187,500 shares and warrants in PetVivo Holdings, Inc. on June 9, 2026.
OQX
A.L. Sarroff Fund, LLC reports a significant acquisition of PetVivo Holdings common stock.
OQX
A significant transaction occurred involving A.L. Sarroff Fund, LLC, acquiring 250,000 shares of PetVivo Holdings, Inc. common stock.
OQX
PetVivo Holdings CFO Garry Lowenthal received a grant of 66,421 shares of common stock as compensation for past performance.

Proxy Statements (Def-14A)

OQX
PetVivo Holdings, Inc. announces stockholder approval of director elections and auditor ratification through written consent, bypassing a formal meeting.

Schedule 13D - Activist Investments

OQX
A.L. Sarroff Fund, LLC and its principals increased their beneficial ownership in PetVivo Holdings, Inc. to 39.6% through a new private placement and warrant agreement.
Capital raise
OQX
A.L. Sarroff Fund, LLC and its principals, Alan and Eileen Sarroff, have disclosed a significant beneficial ownership of 36.1% in PetVivo Holdings, Inc. common stock.

Schedule 13G - Passive Investments

OQX
Stanley Cruden has reported a beneficial ownership of 9.37% in PetVivo Holdings, Inc. common stock as of December 31, 2025.
OQX
A.L. Sarroff Fund, LLC has increased its beneficial ownership in PetVivo Holdings, Inc. to 31.7% of common stock, as disclosed in its latest Schedule 13G filing.
OQX
Stanley C. Cruden has reported beneficial ownership of 9.8% of PetVivo Holdings, Inc.'s common stock as of March 31, 2025.
OQX
Stanley C. Cruden has filed an amended Schedule 13G, reporting beneficial ownership of 10.0% of PetVivo Holdings, Inc.'s Common Stock.
OQX
A.L. Sarroff Fund, LLC has disclosed an increased beneficial ownership of 29.7% in PetVivo Holdings, Inc., holding 6,821,091 common shares as a passive investor.
OQX
Stanley C. Cruden has disclosed a 10.1% beneficial ownership stake in PetVivo Holdings, Inc., holding 2,413,470 shares of common stock.