SCHEDULE: Sarroff Group Boosts PetVivo Holdings Stake to 36.1%

A.L. Sarroff Fund, LLC and its principals, Alan and Eileen Sarroff, have disclosed a significant beneficial ownership of 36.1% in PetVivo Holdings, Inc. common stock.

Summary

• A.L. Sarroff Fund, LLC, Alan Sarroff, and Eileen Sarroff (the "Reporting Persons") collectively beneficially own 13,933,204 shares of PetVivo Holdings, Inc. common stock.
• This represents approximately 36.1% of the outstanding common stock, calculated based on 33,580,630 shares outstanding as of November 14, 2025, and including the assumed exercise of warrants for 5,005,008 shares.
• The shares were acquired for investment purposes through open market purchases and private placements using personal funds.
• The Reporting Persons intend to continuously review their investment and may adjust their position by buying or selling securities, including common stock, other equity, debt, notes, or derivative instruments.
• Eileen Sarroff made numerous open market purchases of common stock between November 17, 2025, and December 26, 2025, at prices ranging from $0.95 to $1.18 per share.
• Alan Sarroff disposed of 60,000 shares via a bona fide gift on December 31, 2025, with a transaction price of $0.00.
• The Reporting Persons entered into a Joint Filing Agreement on January 16, 2026, to file Schedule 13D/13G statements jointly.

Sentiment

Score: 7

Explanation: The significant beneficial ownership of 36.1% by the Sarroff group, coupled with consistent open market purchases by Eileen Sarroff, suggests a strong positive sentiment towards PetVivo Holdings, Inc. However, the stated intent to potentially decrease their position and engage in derivative transactions introduces a degree of neutrality or potential future volatility.

Positives

• The significant 36.1% beneficial ownership by the Sarroff group indicates a strong conviction in PetVivo Holdings, Inc. as an investment.
• Eileen Sarroff's consistent open market purchases over a period suggest ongoing confidence in the company's valuation or future prospects.

Negatives

• Alan Sarroff's disposition of 60,000 shares as a gift, while not a sale, represents a reduction in his direct beneficial ownership.

Risks

• The Reporting Persons explicitly state they may increase or decrease their position in the Issuer through various transactions, including open market purchases, sales, or derivative instruments, which could impact the stock price and liquidity.
• The potential for significant derivative transactions based on the common stock's value could introduce additional market volatility or influence.

Future Outlook

The Reporting Persons intend to continue reviewing their investment in PetVivo Holdings, Inc. on an ongoing basis. Depending on factors such as the Issuer's financial position, strategic direction, market conditions, and other investment opportunities, they may increase or decrease their position through various transactions, including purchases or sales of common stock, other securities, or derivative instruments.

Industry Context

This filing indicates a significant concentration of ownership in PetVivo Holdings, Inc. by a specific investment group. Such a large stake can signal strong investor confidence in the company's long-term prospects within its industry, potentially influencing other investors' perceptions. It does not, however, provide broader industry trend analysis.

Corporate Governance

Related Party Transactions

• The Joint Filing Agreement between A.L. Sarroff Fund, LLC, Alan Sarroff, and Eileen Sarroff is a related party arrangement for coordinated reporting of their beneficial ownership.
• As spouses, Alan Sarroff and Eileen Sarroff are deemed to have shared voting and investment power over each other's shares.

Stakeholder Impact

• Shareholders: The large, concentrated ownership by the Sarroff group could provide stability or, conversely, create concerns about control and potential future actions (e.g., activist investor behavior, large block sales). The potential for future purchases or sales could impact stock price volatility.
• Company Management: A significant shareholder group with the stated intent to review and potentially influence the company's strategic direction could lead to increased engagement or pressure on management.

Next Steps

• The Reporting Persons will continue to review their investment in PetVivo Holdings, Inc.
• They may consider increasing or decreasing their position in the Issuer through various market transactions.
• They may also consider or propose actions described in subparagraphs (a)-(j) of Item 4 of Schedule 13D, which include changes in control, mergers, sales of assets, or changes in the board of directors, although no such plans are currently stated.

Key Dates

Recommendation

The filing primarily details a significant beneficial ownership stake by the Sarroff group, indicating their strong investment interest. While the large stake and recent purchases by Eileen Sarroff suggest confidence, the explicit statement that the Reporting Persons may increase or decrease their position, or engage in derivative transactions, introduces uncertainty. Without additional information on the company's operational performance or strategic plans, a "hold" recommendation is prudent, advising investors to monitor the company's fundamentals and the Sarroff group's future actions.

Keywords

PetVivo Holdings, PVHO, Schedule 13D, Beneficial Ownership, Institutional Investor, Stock Ownership, Equity Investment, Sarroff Fund, Open Market Purchases, SEC Filing