Latest Schedule 13D activist filings
NYSE
MANE
Veradermics, INCSR One Capital Management and affiliated funds have reported a 6.4% beneficial ownership in Veradermics, Inc. following the company's initial public offering and conversion of preferred stock.
Tether Global Investments Fund's subsidiary, TPM, S.A. de C.V., has acquired an 11.5% stake in Gold.com, Inc. through a $150 million private placement, signaling potential joint ventures and board representation.
NASDAQ
Glory Achievement Fund Limited and its affiliates have increased their beneficial ownership in Niu Technologies to 36.3% through recent open-market purchases.
NASDAQ
SHMD
Schmid Group NVXJ Harbour HK Limited and its affiliates have increased their beneficial ownership in SCHMID Group N.V. to 25.6% through a series of share issuances and a debt-for-equity swap.
NASDAQ
A group of Mawson Infrastructure Group Inc. investors, including Endeavor Blockchain, LLC, are facing a lawsuit from the company alleging violations of SEC reporting requirements and seeking injunctive relief and monetary damages.
NASDAQ
STKL
Sunopta INCOaktree Capital Management, a significant shareholder in SunOpta Inc., has agreed to support the company's acquisition by Pegasus BidCo B.V. and settled an SEC investigation regarding beneficial ownership reporting.
NYSE
The Frist family, co-founders of HCA Healthcare, Inc., have reorganized their significant ownership stake through partnership conversions and an exchange of shares, solidifying long-term governance.
NASDAQ
Mobileye Global Inc.'s CEO, Amnon Shashua, increased his beneficial ownership to 7.3% of Class A Common Stock following the company's acquisition of Mentee Robotics Ltd., a company he co-founded.
NASDAQ
INCY
Incyte CORPSCHEDULE: Baker Bros. Secure Incyte Resale Rights
Baker Bros. Advisors and affiliated funds have entered into a registration rights agreement with Incyte Corp, allowing for future resale of their significant stake.
NASDAQ
Vensana Capital I, L.P. and its affiliates have reported a 9.9% beneficial ownership stake in SpyGlass Pharma, Inc. following the company's initial public offering.
AMEX
Bluescape Energy Partners and affiliated entities reaffirm their beneficial ownership of 14.3% of Riley Exploration Permian, Inc. common stock.
NASDAQ
Mawson Infrastructure Group Inc. has filed a lawsuit against its significant shareholders, alleging violations of SEC reporting and anti-fraud rules.
NYSE
Franklin Resources' subsidiary, BSP Fund HoldCo, has acquired 100% of Franklin BSP Lending Fund's Class I Shares for $750,000.
NASDAQ
Tempest Therapeutics CEO Matthew Angel has significantly increased his beneficial ownership in the company to 35.9% following an asset purchase agreement.
NASDAQ
Sven-Olof Lindblad, a director and former CEO of Lindblad Expeditions Holdings, Inc., reported a reduction in his beneficial ownership to 16.7% through recent share sales.
NASDAQ
Erik M. Herzfeld and advisory clients report a 37.89% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a cash and stock distribution and a 10-to-1 reverse stock split.
NASDAQ
Thomas J. Herzfeld and advisory clients report a 43.75% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a December 2025 distribution and a 10-to-1 reverse stock split.
NYSE
Legion Partners and its affiliates have entered into a support agreement to vote their 5.3% stake in favor of Clear Channel Outdoor Holdings' acquisition by an investor consortium led by Mubadala Capital and TWG Global.
NASDAQ
Deep Track Capital and its affiliates have increased their beneficial ownership in LB Pharmaceuticals Inc to 11.7% following a private placement of common stock and pre-funded warrants.
NYSE
Cascade Investment, L.L.C. and William H. Gates III now beneficially own 20.1% of AutoNation, Inc. common stock, primarily due to the company's share repurchase program.
NASDAQ
Gabelli Group entities have reduced their beneficial ownership in Lee Enterprises, Inc. to 3.82% following a private placement by the issuer that increased outstanding shares.
AMEX
Henry Posner III, holding 10% of Power REIT, is engaging management on governance, strategy, and potential board changes.
OQB
ONEI
Onemeta INCJeffrey Canter and WHPH AI, LLC have acquired a 28.9% beneficial ownership stake in OneMeta Inc. through a convertible note and warrants.
AMEX
Henry Posner III has acquired a 10% beneficial ownership in Power REIT's Series A Preferred Stock, signaling potential governance and strategic changes.
NASDAQ
Rosalind Advisors and its affiliates updated their beneficial ownership in Delcath Systems, Inc., maintaining a 9.9% stake and confirming board appointments.
NYSE
A group of major shareholders, including Techint Holdings, reduced their beneficial ownership in Tenaris S.A. by 1.11% to 68.6% through open market sales.
NYSE
Franklin Resources, Inc. and its affiliates have reported a 100% beneficial ownership stake in Franklin BSP Lending Fund's Class R6 Shares.
CASI Pharmaceuticals, Inc. has secured a $5 million convertible promissory note from ETP Global III Fund LP to fund clinical trials in China and general operations.
NYSE
BLSH
BullishBrendan F. Blumer, co-founder of Bullish, has reduced his beneficial ownership in the company to 26.8% following the exercise of call options and a disclaimer of ownership over certain shares.
NASDAQ
PAVM
Pavmed INCPAVmed Inc. filed an Amendment No. 6 to its Schedule 13D, detailing an updated beneficial ownership of 27.5% in Lucid Diagnostics Inc. and new agreements impacting voting control.