Latest Schedule 13D activist filings
NASDAQ
SCHEDULE 13D: Forbion Capital Boosts VOR Bio Stake, Appoints Director
Forbion Capital Partners entities have significantly increased their beneficial ownership in VOR Biopharma Inc. to 9.99% and appointed a General Partner to the board of directors.
NYSE
Gregory M. Shepard, a significant shareholder of Atlas Energy Solutions Inc., entered into a prepaid variable share forward sale agreement with UBS for 425,000 shares, receiving $3.21 million upfront.
NASDAQ
TRMD
Torm PLCOaktree Capital Management's OCM Njord Holdings S.A R.L sold 14.16 million Class A shares of TORM plc to Hafnia for $311.4 million, reducing its stake to 26.08%.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors II reported a net decrease in their beneficial ownership of Putnam Master Intermediate Income Trust shares, now holding 46.4%.
AMEX
Henry Posner III has increased his beneficial ownership in Power REIT to 10% of the outstanding common stock, acquiring additional shares with personal funds.
Flora Growth Corp. granted its Chairman and CEO, Michael Heinrich, 471,208 stock options with an exercise price of $7.31 per share, vesting upon specific volume weighted average price thresholds.
Flora Growth Corp.'s CFO, Dany Vaiman, increased his beneficial ownership to 23.8% through a grant of 235,604 stock options with performance-based vesting.
Flora Growth Corp.'s CEO, Daniel Reis-Faria, was granted 471,208 stock options with an exercise price of $7.31, vesting upon specific volume-weighted average price thresholds.
NYSE
Jupiter Company Limited, backed by Trian Fund Management, will acquire Janus Henderson Group plc for $49.00 per share in cash, totaling a significant equity financing commitment.
NASDAQ
Global Value Investment Corp. and affiliates updated their Schedule 13D filing for Rocky Mountain Chocolate Factory, disclosing an amended cooperation agreement and recent share transactions.
SCHEDULE 13D/A: Athira Pharma Secures Major Investment, Licenses New Drug
Athira Pharma, Inc. announced a significant private placement led by Perceptive funds and an exclusive licensing agreement for lasofoxifene, involving substantial warrant issuances.
NASDAQ
IMNM
Immunome INCEnavate Sciences and Immunome Aggregator report their beneficial ownership in Immunome, Inc. common stock has been diluted to 4.3% following a recent public equity offering.
NASDAQ
Coliseum Capital Management and its affiliates have increased their beneficial ownership in MasterCraft Boat Holdings, Inc. to 22.7% through recent open market purchases.
NASDAQ
Quantum Corporation completed a debt-for-equity exchange with Dialectic Technology SPV LLC, converting $54.7 million in term loans into convertible notes and increasing Dialectic's potential beneficial ownership to 37.2%.
NASDAQ
Viant Technology Inc.'s CFO, Larry Madden, has established a new Rule 10b5-1 trading plan to sell up to 200,000 shares of Class A Common Stock.
AMEX
Marti Technologies founder Oguz Alper Oktem has contributed 10.8 million Class A Ordinary Shares to a newly formed family fund, while retaining beneficial ownership and voting control.
NASDAQ
Trump Media & Technology Group Corp. announced a definitive merger agreement with TAE Technologies, Inc., with Donald J. Trump's trust committing its 41.5% stake to support the transaction.
NASDAQ
BUUU
Buuu Group LTDBUBI Services Ltd, controlled by BUUU Group's CEO and Chairperson, has disclosed a 51.73% beneficial ownership stake in the company's Class A ordinary shares.
NASDAQ
An amendment to Schedule 13D details changes in beneficial ownership of First Citizens BancShares Class B Common Stock among the Holding family members, with Hope H. Bryant's stake decreasing by over 1%.
NYSE
Liberty Mutual Foundation Inc. has become a significant beneficial owner of Crescent Energy Company's Class A Common Stock, holding approximately 14.5% after an internal transfer.
NASDAQ
Global Value Investment Corporation and its affiliates have disclosed an 8.38% beneficial ownership stake in Lakeland Industries, Inc., acquired for investment purposes.
NASDAQ
Georgios Feidakis and Firment Shipping Inc. have increased their beneficial ownership in Globus Maritime Ltd. to 26.4% through recent share purchases.
NYSE
Indigo Partners and affiliates commit their significant stake in Volaris to support the proposed merger with Grupo Viva Aerobus.
OQB
SCHEDULE 13D/A: Vedanta Partners Reduces Reviva Pharma Stake Below 5%
Vedanta Partners, LLC has reduced its beneficial ownership in Reviva Pharmaceuticals Holdings, Inc. to below 5%, while Parag Saxena maintains a 5.2% stake.
ALVR
Allovir, INCSamsara BioCapital and its affiliates, led by Srinivas Akkaraju, increased their beneficial ownership in Kalaris Therapeutics to 56.5% following a $15 million investment in a private placement.
NASDAQ
Thomas J. Herzfeld and affiliated entities have reduced their beneficial ownership in Herzfeld Credit Income Fund, Inc. to 45.37% through recent open market sales.
NASDAQ
Key insiders of Black Rock Coffee Bar, Inc., including co-founders and entities, have disclosed substantial beneficial ownership of 39.9% to 53.1% of Class A Common Stock, alongside a new $62.85 million margin loan secured by their equity.
NASDAQ
Corvus Capital Ltd. increased its beneficial ownership in CDT Equity Inc. to 12.2% by acquiring a subsidiary and receiving shares and pre-funded warrants as part of a $7 million settlement.
NASDAQ
TRMD
Torm PLCHafnia Ltd. has acquired a 13.97% stake in TORM plc for $311.4 million, signaling potential strategic consolidation in the tanker industry.
NYSE
HAFN
Hafnia LTDHafnia Limited has acquired a significant 13.97% stake in TORM plc for $311.4 million, signaling potential strategic consolidation in the tanker industry.