B Riley Financial, INC
Market Movers (8-K)
NASDAQ
BRC Group Holdings provided an update on its indirect economic interest in SpaceX following its IPO, estimating net carried interest proceeds.
NASDAQ
BRC Group Holdings, Inc. reports final voting results from its 2026 Annual Meeting of Stockholders, including director elections and auditor ratification.
NASDAQ
BRC Group Holdings, Inc. announced a significant turnaround in its first quarter 2026 financial results, reporting a net income of $211.3 million and substantial debt reduction.
Better than expected
NASDAQ
BRC Group Holdings, Inc. announced a significant financial turnaround for fiscal year 2025, reporting substantial net income and adjusted EBITDA, alongside considerable debt reduction and resolution of compliance issues.
Better than expected
NASDAQ
BRC Group Holdings, Inc. announced a significant debt reduction through bond-for-equity exchanges and repurchases, alongside a delay in its 2025 Annual Report filing.
Delay expected
Worse than expected
Capital raise
NASDAQ
BRC Group Holdings reported a substantial net loss of $774.9 million for 2024, driven by significant investment losses and fair value adjustments, while actively pursuing debt reduction through asset sales.
Worse than expected
Capital raise
Quarterly Earnings (10-Q)
NASDAQ
BRC Group Holdings, Inc. reported a significant turnaround in Q3 2025, achieving net income of $95.6 million and positive operating income, while actively managing debt and addressing Nasdaq compliance.
Delay expected
Better than expected
Capital raise
NASDAQ
Targus International LLC and its affiliates have entered into Amendment No. 4 to their Revolving Credit, Term Loan and Security Agreement, dated November 7, 2024, with PNC Bank, National Association.
Capital raise
NASDAQ
B. Riley Financial, Inc. reported a reduced net loss in Q1 2025, driven by significant asset sales and debt exchanges, while facing ongoing Nasdaq compliance issues and multiple legal challenges.
Delay expected
Worse than expected
Capital raise
NASDAQ
10-Q: B. Riley Financial Reports Q3 2024 Results: Navigating Strategic Shifts Amidst Market Challenges
B. Riley Financial's Q3 2024 results reflect strategic shifts with discontinued operations and a focus on deleveraging amidst challenging market conditions.
Delay expected
Worse than expected
NASDAQ
B. Riley Financial, Inc. reported a significant net loss for the second quarter of 2024, driven by fair value adjustments and strategic shifts, while continuing to address liquidity concerns through asset sales and debt reduction.
Worse than expected
Delay expected
Capital raise
NASDAQ
B. Riley Financial reported a net loss of $49.2 million in Q1 2024, compared to a net income of $17.2 million in Q1 2023, alongside a 20.6% decrease in revenue.
Worse than expected
Delay expected
Annual Reports (10-K)
NASDAQ
B. Riley Financial reports a significant net loss of $774.9 million for 2024, driven by investment impairments, while actively reducing its total indebtedness through strategic asset dispositions.
Worse than expected
Capital raise
Delay expected
NASDAQ
10-K/A: B. Riley Financial Amends Annual Report, Provides Updated Director and Executive Information
B. Riley Financial has filed an amendment to its annual report to include previously omitted information regarding directors, executive officers, and corporate governance.
NASDAQ
10-K: B. Riley Financial Reports Full Year 2023 Results Amid Strategic Reviews and Internal Investigations
B. Riley Financial, Inc. has released its full-year 2023 results, highlighting a complex period marked by strategic reviews, internal investigations, and significant financial transactions.
Worse than expected
Delay expected
Insider Trading (Form 4)
NASDAQ
Alan Forman reports a disposition of BRC Group Holdings, Inc. common stock, with shares withheld for tax payments related to accelerated vesting.
NASDAQ
Thomas J. Kelleher, Co-CEO of BRC Group Holdings, Inc., reported a gift of 3,000 common shares to an unaffiliated trust on June 16, 2026.
NASDAQ
Chairman and Co-CEO Bryant R. Riley sold 195,492 shares of BRC Group Holdings, Inc. common stock in an open market transaction.
NASDAQ
EVP and General Counsel Alan N. Forman sold 100,000 shares of BRC Group Holdings, Inc. common stock over two days in May 2026.
NASDAQ
Chairman and Co-CEO Bryant R. Riley reported the withholding of 17,059 shares to cover tax obligations related to RSU vesting.
NASDAQ
SVP and Chief Accounting Officer Howard Weitzman reported the withholding of 4,861 shares to cover tax obligations.
Proxy Statements (Def-14A)
NASDAQ
BRC Group Holdings, Inc. has issued a proxy statement announcing its 2026 Annual Meeting of Stockholders, scheduled for May 19, 2026, to elect directors, ratify auditor selection, and vote on executive compensation.
NASDAQ
B. Riley Financial, Inc. announces its 2025 Annual Meeting of Stockholders to be held virtually on December 1, 2025, outlining proposals for director elections, auditor ratification, and executive compensation votes.
NASDAQ
B. Riley Financial, Inc. announced its 2025 Annual Meeting, detailing director elections, auditor ratification, executive compensation votes, and disclosing material weaknesses in internal controls and a change in independent accounting firm.
Capital raise
Worse than expected
NASDAQ
B. Riley Financial will hold its annual stockholders meeting virtually on June 21, 2024, to elect directors and ratify the selection of its accounting firm.
NASDAQ
B. Riley Financial will hold its 2024 Annual Meeting of Stockholders virtually on June 21, 2024, to elect directors and ratify the selection of its independent accounting firm.
Institutional Holdings (13F)
NASDAQ
BRC Group Holdings, Inc. disclosed its equity holdings for the quarter ended December 31, 2025, totaling over $233 million across 21 positions.
NASDAQ
BRC Group Holdings, Inc. filed its Form 13F-HR, revealing institutional investment holdings totaling $147.9 million as of September 30, 2025.
NASDAQ
BRC Group Holdings, Inc. filed its Form 13F-HR, revealing its equity holdings totaling $88.96 million as of June 30, 2025.
NASDAQ
BRC Group Holdings, Inc. filed its Q1 2025 13F-HR report, revealing equity holdings totaling $79.5 million across 23 positions.
NASDAQ
B. Riley Financial, Inc. discloses its holdings as of December 31, 2024, showcasing a diverse portfolio of investments.
NASDAQ
B. Riley Financial, Inc. has reported its equity holdings as of September 30, 2024, with a total value of approximately $149.8 million across 15 positions.
Schedule 13D - Activist Investments
NASDAQ
BRF Investments, LLC has sold its remaining interest in TransAct Technologies, Inc., resulting in the termination of the reporting group's Schedule 13D filing obligations.
NASDAQ
Bryant R. Riley has terminated his loan agreement with Axos Bank, releasing all 2,681,587 previously pledged shares of BRC Group Holdings, Inc. common stock.
Better than expected
NASDAQ
SCHEDULE: Riley Reduces BRC Holdings Share Pledge
Bryant R. Riley, a significant shareholder in BRC Group Holdings, Inc., reduced his pledged shares by 53.7% after repaying over $10 million of a loan from Axos Bank.
Better than expected
NASDAQ
B. Riley Financial and its affiliates have reduced their beneficial ownership in TransAct Technologies Inc. to 5.9% through recent share sales.
Worse than expected
NASDAQ
SCHEDULE 13D/A: B. Riley Financial Chairman Bryant Riley Updates Stake and Extends Personal Loan Maturity
Bryant R. Riley, Chairman of B. Riley Financial, Inc., has updated his beneficial ownership to 23% and extended the maturity date of his personal loan with Axos Bank to April 1, 2026, collateralized by a significant portion of his company shares.
NASDAQ
B. Riley Financial, Inc. has filed an amended Schedule 13D, updating its beneficial ownership in Babcock & Wilcox Enterprises, Inc. following the separation of B. Riley Securities Holding, Inc.
Schedule 13G - Passive Investments
NASDAQ
Oaktree Capital entities report beneficial ownership of 1,832,289.96 warrants in BRC Group Holdings, Inc.
NASDAQ
B. Riley Financial entities and Bryant Riley report a combined 7.3% beneficial ownership stake in DoubleDown Interactive Co., Ltd.
NASDAQ
Daniel Asher and DBA Trading, LLC have jointly filed a Schedule 13G, reporting beneficial ownership of 2,297,246 ordinary shares in BRC Group Holdings, Inc., representing 6.54% of the class.
NASDAQ
Daniel Asher and DBA Trading, LLC have disclosed a passive 8.78% beneficial ownership stake in BRC Group Holdings, Inc. through a Schedule 13G filing.
NASDAQ
A group of affiliated Susquehanna entities has disclosed a 4.0% beneficial ownership stake in BRC Group Holdings, Inc., totaling 1,237,541 common shares.
NASDAQ
B. Riley Financial, Inc. and its affiliates, including Bryant Riley, disclosed a combined beneficial ownership of 7.5% in DoubleDown Interactive Co., Ltd. American Depositary Shares.