B Riley Financial, INC 8-K filings

BRC Group Holdings provided an update on its indirect economic interest in SpaceX following its IPO, estimating net carried interest proceeds.

BRC Group Holdings, Inc. reports final voting results from its 2026 Annual Meeting of Stockholders, including director elections and auditor ratification.

BRC Group Holdings, Inc. announced a significant turnaround in its first quarter 2026 financial results, reporting a net income of $211.3 million and substantial debt reduction.

BRC Group Holdings, Inc. announced a significant financial turnaround for fiscal year 2025, reporting substantial net income and adjusted EBITDA, alongside considerable debt reduction and resolution of compliance issues.

BRC Group Holdings, Inc. announced a significant debt reduction through bond-for-equity exchanges and repurchases, alongside a delay in its 2025 Annual Report filing.

BRC Group Holdings reported a substantial net loss of $774.9 million for 2024, driven by significant investment losses and fair value adjustments, while actively pursuing debt reduction through asset sales.

BRC Group Holdings, Inc. has announced it has regained compliance with Nasdaq's periodic filing rule, though it will be subject to a mandatory one-year panel monitor.

BRC Group Holdings, Inc. announced strong preliminary unaudited financial estimates for the fourth quarter and full year ended December 31, 2025, showing significant improvements in net income and adjusted EBITDA.

BRC Group Holdings, Inc. amended its credit agreement to allow for up to $25 million in unsecured note repurchases and reduced the severance package for its Executive Vice President and General Counsel.

BRC Group Holdings, Inc. and co-plaintiffs have filed a lawsuit seeking over $735 million in damages against Willkie Farr & Gallagher LLP and Brian and Lauren Kahn related to the Franchise Group take-private transaction.

BRC Group Holdings, Inc. announced robust third-quarter 2025 financial results, including $89.1 million in net income, and successfully brought its SEC periodic reporting current, meeting Nasdaq's filing deadlines.

BRC Group Holdings, Inc. completed the sale of its traditional W-2 Wealth Management business to Stifel, Nicolaus & Company, Incorporated for $26.0 million in cash, generating an $86.2 million gain and reducing debt.

BRC Group Holdings, Inc. filed an 8-K/A to provide pro forma financial statements reflecting the completed sale of its GlassRatner disposal group.

BRC Group Holdings filed an amended 8-K to include pro forma financials for the March 2025 sale of its Atlantic Companies subsidiaries, showing improved profitability metrics post-disposition.

B. Riley Financial, Inc. officially changed its corporate name to BRC Group Holdings, Inc., effective January 1, 2026, with no impact on stock tickers or outstanding certificates.

B. Riley Financial reported second quarter 2025 net income of $137.5 million, aligning with estimates and significantly improving from a prior year loss, while also reducing total debt by $314 million.

B. Riley Financial, Inc. announced the results of its 2025 annual meeting, where stockholders elected all director nominees, ratified the auditor, and approved executive compensation.

B. Riley Financial received an expected Nasdaq delinquency notification for delayed filings but secured an extension to file its overdue reports.

B. Riley Financial, Inc. received an extension from Nasdaq to cure its delinquent quarterly filings, avoiding immediate delisting.

B. Riley Financial's Co-CEO Bryant R. Riley transitions to a new compensation structure tied to investment banking revenue generation, replacing his base salary and bonuses, following a substantial decline in company revenues and debt restructuring.

B. Riley Securities Holdings, Inc. announced preliminary unaudited financial results for Q3 2025, reporting total revenue of $109.1 million and net income of $41.8 million, alongside a $0.40 per share dividend.

B. Riley Financial, Inc. amended its credit agreement to extend the earliest possible maturity date of its Initial Term Loans to March 31, 2027, and announced that director Michael Sheldon will not seek re-election.

B. Riley Financial received a Nasdaq Staff Determination Letter for failing to file its Q1 and Q2 2025 quarterly reports, risking potential delisting.

B. Riley Financial, Inc. has dismissed Marcum LLP as its independent auditor and appointed BDO USA, P.C., following the identification of multiple material weaknesses in internal controls.

B. Riley Financial's subsidiary, Tiger US Holdings, Inc., has entered into a new $30 million revolving credit facility to refinance existing debt and support working capital.

B. Riley Financial received a Nasdaq delinquency notice for delayed financial filings but maintains its listing with a compliance plan.

B. Riley Financial provided preliminary financial results for Q4 and full year 2024, along with updated estimates and a business outlook for the first half of 2025, highlighting significant debt reduction and strategic divestitures.

B. Riley Financial, Inc. has completed the sale of its advisory services businesses, GlassRatner and B. Riley Farber, to TorQuest Partners for $117.8 million, anticipating a $66 million gain, and simultaneously executed a private exchange of $28 million in senior notes for $13 million in new secured notes.

B. Riley Financial, Inc. has received an exception from Nasdaq to regain compliance with listing rules by September 29, 2025, following delays in filing its 2024 Annual Report and Q1 2025 Quarterly Report.

B. Riley Financial, Inc. announced a private debt exchange transaction involving $139 million in senior notes for $93.1 million in new secured notes and warrants, while also disclosing a Nasdaq delinquency notice for delayed financial report filings.