Latest S-1 registration statements
NYSE
Rice Acquisition Corporation 3, a blank check company, filed an S-1/A for a $300 million initial public offering targeting the energy value chain.
NASDAQ
K2 Capital Acquisition Corporation, a newly formed SPAC, filed an S-1 registration statement for a $100 million initial public offering to target companies in humanoid robotics, physical AI, and small modular nuclear reactors.
Aspire Biopharma Holdings, Inc. filed an S-1 registration statement for the resale of up to 147 million common shares underlying convertible promissory notes, while reporting significant losses and a going concern doubt.
NASDAQ
Rent the Runway, Inc. is conducting a rights offering to raise $12.5 million as part of a comprehensive recapitalization plan to address significant debt and liquidity concerns.
NASDAQ
TuHURA Biosciences, a clinical-stage immuno-oncology company, filed an S-1/A registration statement for the resale of up to 9.3 million shares, following recent mergers and financing activities.
OID
Awaysis Capital, Inc. filed an S-1/A for a public offering of 2.86 million shares, aiming for a NYSE American listing, while addressing significant related-party transactions and governance changes.
NASDAQ
Pattern Group Inc., an e-commerce accelerator, filed an S-1/A for its initial public offering, showcasing robust revenue and profit growth, and plans to list on Nasdaq under the symbol PTRN.
GDNT
Guident CORPGuident Corp., a remote monitoring and control teleoperation services provider for autonomous vehicles and robots, has filed an S-1 registration statement for its initial public offering, revealing significant losses and a going concern warning amidst early commercialization efforts.
NYSE
Bain Capital GSS Investment Corp., a blank check company sponsored by Bain Capital, filed an amended S-1 registration statement for its $400 million initial public offering of units.
NYSE
FutureCrest Acquisition Corp. files S-1/A for a $250 million IPO to acquire businesses in AI, digital assets, fintech, robotics, and communications sectors.
NASDAQ
Maison Solutions Inc. has filed to register up to 14,025,000 Class A common shares for resale by a selling stockholder, potentially leading to significant dilution for existing investors.
Safe & Green Holdings Corp. filed an S-1/A registration statement for the resale of 937,500 common shares by a selling stockholder, stemming from a warrant exchange.
NYSE
TGE Value Creative Solutions Corp, a blank check company affiliated with AMTD Group, filed an amended S-1 registration statement for a $150 million initial public offering targeting media, entertainment, and gaming sectors.
NYSE ARCA
Teucrium Trading, LLC registers a new series, the 7RCC Spot Bitcoin and Carbon Credit Futures ETF, designed to offer investors exposure to bitcoin and carbon credit futures with an environmentally responsible approach.
NYSE
American Exceptionalism Acquisition Corp. A filed an amendment detailing its Investment Management Trust Agreement, outlining how $250 million in IPO proceeds will be held and managed.
NASDAQ
Hoyne Bancorp, Inc. is offering up to 7.935 million shares of common stock at $10.00 per share to fund strategic growth and convert to a stock holding company structure.
NASDAQ
Westin Acquisition Corp, a Cayman Islands blank check company, is launching a $50 million initial public offering to seek a business combination, focusing globally but excluding Greater China.
NASDAQ
Emmis Acquisition Corp. filed an Amendment No. 4 to its S-1 registration statement, primarily updating its corporate governance documents and legal opinions for its proposed public offering.
NASDAQ
Pattern Group Inc. is pursuing an initial public offering of 21,428,572 shares of Series A common stock at an estimated price range of $13.00 to $15.00 per share, aiming to list on Nasdaq under PTRN.
NASDAQ
BCDA
Biocardia, INCBioCardia, Inc. filed an amendment to its S-1 registration statement, primarily updating its engagement agreement with H.C. Wainwright & Co., LLC for capital raising services and delaying the effective date.
Profusa, Inc. filed an S-1 amendment detailing a revised $22.2 million PIPE financing, its new Bitcoin treasury strategy, and ongoing substantial doubt about its ability to continue as a going concern.
NASDAQ
DAIC
Cid Holdco, INCCID HoldCo, a SaaS platform for asset tracking, completed its business combination and registered shares for resale, facing significant losses and potential dilution.
NASDAQ
Turn Therapeutics, a biopharmaceutical company focused on dermatology and vaccine delivery, is preparing for a direct listing on Nasdaq, aiming to fund its advanced clinical trials and expand its proprietary PermaFusion technology.
NASDAQ
X3 Acquisition Corp. Ltd., a newly formed blank check company, is launching an initial public offering of 20 million units at $10.00 each to target a business combination in the financial services industry.
NYSE
WaterBridge Infrastructure LLC filed an S-1/MEF to register an additional 5.4 million Class A shares for its public offering, including underwriter options.
NYSE ARCA
Sui Group Holdings Limited announces a $500 million equity facility and a strategic shift to long-term accumulation of SUI cryptocurrency as its primary treasury asset.
Qualigen Therapeutics files S-1 to register up to 3.2 million common shares for resale by existing Series A-3 Preferred stockholders, with no proceeds going to the company.
AMEX
Universal Safety Products, Inc. filed an S-1 registration statement for the resale of up to 2,750,000 shares of common stock issuable upon conversion of convertible promissory notes totaling $2.75 million, with no proceeds going to the company from the resale.
JNVR
Janover INCDeFi Development Corp. files S-1 registration for Series C Cumulative Perpetual Preferred Stock, outlining its dual strategy in commercial real estate tech and digital asset treasury.
AMEX
BURU
Nuburu, INCNUBURU, INC. filed an S-1MEF to register an additional $3.72 million in securities, primarily common warrants, for its ongoing public offering, while its auditor noted a going concern risk.