Latest S-1 registration statements
NASDAQ
MOBX
Mobix Labs, INCMobix Labs, a designer of wireless and wired connectivity solutions, has filed to register the resale of up to 12.89 million Class A Common Stock shares by selling stockholders and announced recent financing activities totaling over $6 million in proceeds, alongside a proposed acquisition of Peraso, Inc.
OID
Ludwig Enterprises, an early-stage genomics company, filed an S-1/A for a public offering to fund its operations and advance its non-invasive breast cancer diagnostic test, despite significant losses and going concern doubts.
NASDAQ
NAVN
Navan, INCNavan, Inc. files an S-1/A for its initial public offering, showcasing robust revenue and booking growth driven by its AI-powered travel and expense management platform, despite continued net losses.
NASDAQ
BullFrog AI Holdings, Inc. filed an S-1 registration statement for the resale of up to 5,000,000 common shares by Lincoln Park Capital Fund, LLC, and to register shares for a potential $10 million capital raise.
NYSE
TIC
Acuren CORPTIC Solutions, Inc. filed an S-1 registration statement for the resale of up to 20,833,333 shares of common stock by a selling stockholder, following recent acquisitions and a $250 million private placement.
NASDAQ
Flux Power Holdings, Inc. filed an Amendment No. 1 to its S-1 Registration Statement to facilitate automatic effectiveness and update offering expenses and recent unregistered securities sales.
Kodiak AI files S-1 for the issuance and resale of up to 184.8 million shares and 14.3 million warrants, detailing its business combination, financial losses, and autonomous vehicle technology.
NASDAQ
DNMX
Dynamix CORP IiiDynamix Corporation III, a blank check company, filed an amended S-1 registration statement for its initial public offering of $175 million, targeting energy, power, and digital asset sectors.
NYSE
Viking Acquisition Corp. I, a blank check company, filed an S-1/A for its initial public offering of 20 million units at $10.00 each, aiming to raise $200 million for a business combination.
NASDAQ
NOMA
Nomadar CORPNomadar Corp., the innovation arm of Spanish soccer club Cdiz CF, is preparing for a direct listing on the Nasdaq Capital Market, aiming to fund its multi-purpose event center, high-performance training, and brand commercialization initiatives.
NYSE ARCA
Grayscale XRP Trust, soon to be Grayscale XRP Trust ETF, has filed an S-1/A registration statement with the SEC, signaling its intent to list on NYSE Arca under the symbol GXRP and offer continuous share creations.
NASDAQ
Westin Acquisition Corp, a blank check company, filed an S-1/A for an initial public offering of 5 million units at $10.00 each, aiming to raise $50 million for a business combination.
NASDAQ
Caring Brands, Inc. filed an S-1/A registration statement for a public offering of 1,000,000 shares and a resale of 2,610,000 shares, contingent on NASDAQ listing, to fund product development and working capital.
NASDAQ
Turn Therapeutics, a biopharmaceutical company, reported significant losses and expressed substantial doubt about its ability to continue as a going concern, despite advancing multiple drug and medical device candidates.
NASDAQ
USEG
US Energy CORPU.S. Energy Corp. has entered into a committed equity facility for up to $25 million, allowing the company to sell common stock to Roth Principal Investments, LLC, but warns of significant potential shareholder dilution.
Profusa, Inc. filed an S-1 registration statement for the resale of up to 42.6 million common shares, including those tied to a $100 million committed equity facility with Ascent Partners, and revealed a new treasury strategy to invest proceeds in Bitcoin.
NYSE ARCA
Grayscale Solana Trust (SOL) is amending its S-1 filing to list as an ETF on NYSE Arca and implement a SOL staking program, aiming to enhance investor access and yield.
NASDAQ
Sonim Technologies has entered into a $500 million committed equity facility with Chardan Capital Markets and is selling its enterprise 5G solutions business for $15 million, while facing Nasdaq delisting concerns.
OID
SolarWindow Technologies files an S-1 registration statement for the resale of up to 25.16 million common shares by existing stockholders, highlighting ongoing R&D and future financing needs.
NYSE ARCA
Bitwise Investment Advisers, LLC has filed an S-1/A for its Bitwise Solana Staking ETF (BSOL), aiming to provide investors with Solana exposure and staking yield on the Cboe BZX Exchange.
NYSE
Alliance Laundry Holdings Inc. has filed to register an additional 3.9 million shares of common stock for sale, increasing its public offering.
NASDAQ
GCTK
Glucotrack, INCGlucotrack, Inc. filed an S-1/A to register shares for resale under a new $20.0 million committed equity financing facility, while detailing significant progress in its implantable glucose monitor development and ongoing Nasdaq listing challenges.
AMEX
Bluerock Homes Trust, Inc. is offering up to 14,000,000 shares of Series B Redeemable Preferred Stock at $25.00 per share to fund future investments and general corporate purposes.
OQB
Actelis Networks, Inc. filed an S-1 registration statement for the resale of up to 15.2 million shares by White Lion Capital, LLC, tied to a new $30 million equity line of credit and a private placement, amidst ongoing Nasdaq compliance challenges.
OID
GBUX
Givbux, INCGivBux, a Fin-Tech company, filed an S-1/A registration statement for the resale of 10.9 million shares by a selling stockholder, reporting increased revenues but widening net losses and significant going concern doubts.
NASDAQ
Apex Treasury Corporation, a blank check company, filed an S-1/A for an initial public offering of 25 million units at $10.00 each, targeting high-growth sectors like blockchain, AI, and renewable energy for its initial business combination.
Tvardi Therapeutics, formed from a reverse merger with Cara Therapeutics, filed an S-1/A for the resale of 2.08 million common shares by existing stockholders, as it advances its STAT3 inhibitor pipeline for fibrosis-driven diseases.
Twin Hospitality Group Inc. filed an S-1 registration statement for the resale of up to 10,885,725 Class A Common Stock shares by White Lion Capital LLC, aiming to raise up to $50 million to address significant debt obligations.
OTC.Pink
Idaho Copper Corporation files S-1 for a public offering of 781,250 shares to fund its CuMo Project, despite significant net losses and going concern doubts.
Amatuhi Holdings, Inc., a Japanese operator of disability group homes, filed an amended S-1 registration statement for its initial public offering of 1,000,000 shares on the Nasdaq Capital Market.