Latest S-1 registration statements

NASDAQ
Flux Power Holdings, Inc. files an S-1 registration statement for the resale of up to 3,644,289 shares of common stock by selling stockholders, following a $5.0 million private placement and ongoing efforts to address financial and listing compliance.
NASDAQ
Upexi, Inc. filed an S-1/A registration statement for the resale of up to 83,333,333 shares of common stock by A.G.P./Alliance Global Partners, while detailing its new Solana-focused digital asset treasury strategy.
NASDAQ
Upexi, Inc. has shifted its core strategy to a Solana-focused digital asset treasury, registering 48 million shares for resale by existing stockholders.
Aspira Womens Health Inc. filed an S-1/A to register 29,226,527 shares of common stock for resale by existing stockholders, stemming from recent financing activities.
NASDAQ
Grayscale Polkadot Trust ETF files an amended registration statement to offer shares providing investors with exposure to Polkadot (DOT) through a passive investment vehicle.
Grayscale Cardano Trust ETF files an amended registration statement for a spot Cardano (ADA) ETF, aiming to provide investors with exposure to ADA, including potential staking rewards, while highlighting significant digital asset market risks and regulatory uncertainties.
NASDAQ
Cellectar Biosciences, Inc. filed an S-1 registration statement for the resale of up to 2,096,188 shares of common stock by selling stockholders, following a recent warrant inducement transaction that generated $5.8 million in gross proceeds.
NASDAQ
Acurx Pharmaceuticals filed an S-1 registration statement for the resale of up to 585,000 common shares by Lincoln Park Capital Fund, LLC, enabling the company to potentially raise an additional $9.0 million.
NASDAQ
DevvStream Corp. files S-1/A for the resale of 12.95 million common shares by a selling stockholder, highlighting its crypto treasury strategy and ongoing financial challenges.
Tvardi Therapeutics reported its lead candidate TTI-101 failed to meet goals in a Phase 2 IPF trial, while advancing its HCC program and acknowledging substantial future capital needs.
Collab Z Inc. is pursuing an initial public offering of 1,250,000 shares at an assumed price of $4.00 per share to fund its AI-enhanced community-based property management platform and strategic growth initiatives.
Thoughtful Media Group, a Southeast Asia-focused digital advertising and MCN company, is pursuing an initial public offering on Nasdaq, aiming to raise up to $16.875 million, despite recent net losses and auditor concerns about its going concern ability.
NASDAQ
Galaxy Digital Inc. reports mixed financial results for H1 2025 amidst strategic expansion into AI/HPC data centers and significant capital raises, while resolving key legal matters.
AMEX
Buda Juice, Inc. files for an initial public offering to raise up to $20 million, aiming to list on the NYSE and fund its national expansion of UltraFresh™ cold-crafted juice production.
Twin Hospitality Group Inc. filed an S-1/A to register shares for resale by White Lion Capital LLC and to potentially raise up to $50 million through a committed equity facility, while actively negotiating with noteholders regarding alleged debt defaults.
NASDAQ
Momentus Inc. filed an S-1/A amendment detailing a series of highly dilutive capital raises, debt conversions, and warrant issuances to fund operations and settle debts.
NASDAQ
SHF Holdings, Inc. filed an S-1/A registration statement for the potential sale of up to 46,153,846 shares of Class A Common Stock by CREO Investments LLC, potentially raising up to $500 million for the company.
NASDAQ
Palatin Technologies is conducting a public offering of common stock and warrants to raise capital, while simultaneously navigating delisting from NYSE American and ongoing litigation.
NASDAQ
GeoVax Labs files an S-1 registration statement for warrant resale, highlighting clinical advancements in vaccines and oncology therapies while facing significant financial challenges and a 'going concern' opinion.
NASDAQ
Tailwind 2.0 Acquisition Corp., a blank check company, filed an amended S-1 registration statement for its initial public offering of 15 million units at $10.00 each, aiming to acquire a business in the 'Electron Economy' within 24 months.
NASDAQ
Maze Therapeutics, a clinical-stage biopharmaceutical company, filed an S-1 registration statement for the resale of up to 9.2 million shares of common stock by existing selling stockholders.
NASDAQ
Envoy Medical, a hearing health company, filed an S-1 registration statement for the resale of over 15 million shares by selling stockholders, while advancing its Acclaim cochlear implant clinical trials and addressing Nasdaq listing compliance.
OQB
Actelis Networks, Inc. filed an amendment to its S-1 registration statement, primarily to enable automatic effectiveness and disclose a series of recent private placements and warrant exercises totaling over $12 million.
Functional Brands Inc. is pursuing a direct listing on Nasdaq, registering 17.88 million shares for resale, while facing recurring losses and a going concern doubt.
NYSE
Exzeo Group, a P&C InsurTech provider, files for an IPO of 8 million shares, targeting a $20-$22 price range, and reports strong preliminary Q3 2025 revenue and net income growth.
OID
Alpha One Inc. reports a significant net loss and negative working capital, raising substantial doubt about its ability to continue as a going concern, despite increased Q2 2025 revenues.
NASDAQ
Onconetix, a commercial-stage biotech, filed an S-1 to register 5.1 million common shares for resale by Keystone Capital Partners under an existing equity line of credit, while facing significant financial challenges and abandoning a key product.
NASDAQ
PMGC Holdings Inc. filed an S-1 registration statement for the resale of up to 5 million common shares by Streeterville Capital, LLC, following a new $20 million equity line of credit and recent strategic acquisitions.
Heritage Distilling Holding Company, Inc., now branded IP Strategy, has completed a $223.8 million private placement and is shifting its core business focus to cryptocurrency, specifically the Story Network's $IP tokens, alongside its craft spirits operations.
ECD Automotive Design, a custom luxury car builder, filed an S-1/A for the resale of up to 300.7 million common shares and warrants, while facing significant losses and Nasdaq compliance challenges.