Latest S-1 registration statements
NASDAQ
GT Biopharma, a clinical-stage biopharmaceutical company, filed an S-1 registration statement for the resale of up to 14.59 million common shares by selling stockholders, stemming from recent private placements and advisory agreements.
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Charging Robotics Inc. filed an S-1 registration statement for the resale of 7,928,852 shares of common stock by existing shareholders and to facilitate its planned uplisting to the Nasdaq Capital Market.
OTC.Pink
Windtree Therapeutics, Inc. has been delisted from Nasdaq, faces substantial doubt about its ability to continue as a going concern, and is pivoting to a new strategy focused on acquiring revenue-generating FDA-approved products.
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EDGM
Edgemode, INCEdgemode, Inc. has filed an S-1 registration statement to raise up to $50 million through equity financing with ClearThink Capital Partners.
NASDAQ
Aptera Motors Corp. filed an amended S-1 registration statement for the resale of up to 6,000,000 Class B common shares and disclosed a $75 million equity line of credit with New Circle Principal Investments LLC.
NASDAQ
Capstone Holding Corp. filed an S-1 registration statement for the resale of 4,306,664 shares of common stock by a selling stockholder, 3i, LP, following a convertible note conversion.
NASDAQ
Digital Brands Group, Inc. files an S-1 registration statement for the resale of up to 1,442,308 shares of common stock by selling stockholders, following recent strategic partnerships and a Series D preferred stock financing.
NASDAQ
Innventure, Inc. reports a staggering $394.9 million net loss and significant goodwill impairment, raising substantial doubt about its ability to continue as a going concern despite recent capital raises.
NASDAQ
Aptera Motors Corp. filed an S-1 registration statement for the resale of up to 6,000,000 shares of Class B common stock by New Circle Principal Investments LLC, with the potential to raise up to $75 million in gross proceeds for the company.
NASDAQ
XCF Global, Inc. files an S-1 registration statement for the resale of up to 120.8 million Class A common shares by existing selling stockholders, with no direct proceeds to the company from these sales, while facing significant financial distress and operational delays.
OQX
Osprey Solana Trust files S-1 for Cboe BZX Exchange listing, aiming to provide Solana exposure while navigating market volatility and regulatory uncertainties.
NASDAQ
XCF Global, Inc. filed an S-1 registration statement for the potential resale of up to $50 million in Class A common stock by Helena Global Investment Opportunities I Ltd. through an equity line of credit, with proceeds intended for working capital and facility development amidst ongoing production issues and significant debt defaults.
NASDAQ
Miluna Acquisition Corp files S-1MEF to increase warrants in its public offering, enhancing unit structure.
Hyperliquid Strategies Inc. has entered into a $1.0 billion committed equity facility with Chardan Capital Markets LLC, enabling future stock sales to fund its HYPE token treasury strategy following a business combination.
NASDAQ
Bimergen Energy Corporation, a renewable energy project developer, filed an S-1/A for a public offering of common stock and pre-funded warrants, aiming to raise $10.6 million to advance its BESS and solar project pipeline.
NASDAQ
Evolution Global Acquisition Corp, a blank check company, filed an S-1/A for a $175 million initial public offering to target businesses in the critical minerals sector.
NASDAQ
Blueport Acquisition Ltd, a blank check company, filed an S-1/A for its initial public offering of 5,000,000 units at $10.00 each, aiming to raise $50,000,000 for a business combination.
NASDAQ
Alaunos Therapeutics, Inc. filed an S-1 for the resale of shares by Mast Hill Fund, L.P., outlining a potential $25 million equity financing and its strategic pivot to a preclinical oral obesity program.
OTC.Pink
ProPhase Labs files S-1 to register up to 226 million common shares for resale by selling stockholders, following a private placement and amidst significant business restructuring and Nasdaq compliance challenges.
Beeline Holdings, Inc. amended its common stock purchase agreement with C/M Capital Master Fund LP, boosting the commitment to $20 million and removing minimum price conditions.
NASDAQ
Algorhythm Holdings, Inc. is transitioning to focus solely on its AI-enabled logistics business, SemiCab, following the sale of its Singing Machine unit, while navigating significant financial challenges and recent capital raises.
NASDAQ
Graphjet Technology filed an S-1 registration statement for the resale of up to 7.8 million Class A Ordinary Shares by selling securityholders, revealing significant financial losses, ongoing Nasdaq compliance challenges, and a new $7 million loan.
NASDAQ
CISO
Ciso Global, INCCISO Global, Inc. filed an S-1/A registration statement for the resale of up to 39,062,500 shares of common stock by B. Riley Principal Capital, LLC, stemming from a $15 million Series B Preferred Stock purchase agreement.
Semnur Pharmaceuticals filed an S-1 registration statement, outlining its non-opioid pain product SP-102's development, recent business combination, and significant financial challenges including a going concern doubt.
OQB
Bunker Hill Mining Corp. files S-1 registration for resale of over 900 million common shares, detailing recent financings, debt restructuring, and mine development plans.
NASDAQ
Blink Charging Co. files an S-1 registration statement for the resale of 13.6 million common shares and warrants related to its Envoy Technologies acquisition, while disclosing substantial net losses and going concern doubt.
NASDAQ
Laser Photonics Corporation filed an S-1/A to register 3.87 million shares for resale by existing stockholders, including shares from recent private placements and warrant exercises, with no direct proceeds to the company from the resales.
Salarius Pharmaceuticals completes its merger with Decoy Therapeutics and initiates an $8 million public offering, significantly diluting existing shareholders while pivoting to a new peptide conjugate platform.
New Era Energy & Digital, Inc. files an S-1/A for a secondary offering of 5.2 million shares and a primary offering of 5.75 million shares underlying public warrants, while reporting significant net losses and liquidity concerns.
NASDAQ
SHF Holdings, Inc. files an S-1 registration statement for the resale of up to 52.28 million Class A Common Stock by selling stockholders, including shares from recent preferred stock and warrant issuances.