Latest S-1 registration statements
Registration statements, filed ahead of a public offering, with the business description and financials a first-time investor sees.
NASDAQ
SHF Holdings, Inc. is facing delisting from Nasdaq due to low stock price, while grappling with significant operating losses and substantial doubt about its ability to continue as a going concern.
AMEX
Westwater Resources, Inc. has filed an S-1 registration statement to allow Lincoln Park Capital Fund, LLC to resell up to 26,141,858 shares of common stock, potentially raising up to $50 million.
NASDAQ
Nauticus Robotics, Inc. has filed a registration statement for an offering of its 10.00% Series E Convertible Preferred Stock, aiming to raise capital for general corporate purposes and working capital.
NASDAQ
Hydrofarm Holdings Group, Inc. files an S-1 registration statement for the resale of up to 17,559,428 shares of common stock by selling stockholders, including shares from warrants and pre-funded warrants.
NASDAQ
Wheeler Real Estate Investment Trust, Inc. is registering up to 100,002,030 shares of common stock issuable upon redemption of its Series D Cumulative Convertible Preferred Stock.
NASDAQ
Agility Robotics, Inc. has filed a registration statement for the resale of up to 20,102,500 shares of common stock by selling securityholders, representing approximately 8% of the company's outstanding shares.
NASDAQ
FLYE
Fly-e Group, INCFly-E Group, Inc. has filed a registration statement for an at-the-market offering of up to shares of common stock, alongside pre-funded warrants and warrants, amidst significant legal challenges and concerns about its going concern status.
Cryptex Digital Market Cap ETF has filed a pre-effective amendment to its S-1 registration statement, outlining its objective to track the Cryptex Digital Market Cap Index and list on the Nasdaq under the ticker BAGZ.
NASDAQ
BOXL
Boxlight CORPBoxlight Corporation has filed an amendment to its S-1 registration statement, primarily as an exhibit-only filing, detailing legal opinions and various corporate agreements.
OQX
ConnectM Technology Solutions, Inc. is seeking to raise capital through a public offering of common stock and warrants, while simultaneously addressing significant financial headwinds and material weaknesses in internal controls.
eXoZymes Inc. has filed an S-1 registration statement for a public offering of common stock and warrants, aiming to fund its novel exozyme platform and lead product candidate, NCT.
SEQC
Seeqc, INCSeeQC, Inc., an early-stage quantum computing infrastructure company, has filed an S-1/A amendment for its initial public offering, aiming to raise capital for product development and general corporate purposes.
AMEX
Ocean Power Technologies, Inc. has filed an S-1/A amendment detailing a proposed offering of common stock and accompanying common warrants, aiming to raise capital while highlighting significant risks.
NASDAQ
Parabolic Technologies, Inc. has filed an S-1MEF to increase its public offering size, registering an additional 643,382 Units and 360,000 option warrants.
NASDAQ
SOBR
Sobr Safe, INCSOBR Safe, Inc. has been delisted from Nasdaq and is now quoted on the OTC Markets, having ceased its revenue-generating operations to preserve cash for a potential merger that has since been terminated.
NYSE
Janus Living, Inc. has filed a registration statement to offer an additional $12,362,500.00 of Class A-1 common stock, supplementing a prior filing.
NYSE
Janus Living, Inc. files an S-11 registration statement detailing a proposed offering of 25,000,000 shares of Class A-1 common stock, alongside recent acquisitions and strategic growth plans in the senior housing sector.
NASDAQ
MOBX
Mobix Labs, INCMobix Labs, Inc. has filed a registration statement for the resale of up to 6,000,000 shares of Class A Common Stock by a selling stockholder, highlighting ongoing financial challenges and potential dilution.
NASDAQ
Capstone Holding Corp. has filed a Form S-1 with the SEC to register for resale up to 333,333 shares of its common stock by a selling stockholder, highlighting ongoing equity financing and potential risks.
NASDAQ
Parabolic Technologies, Inc. (PARA) received a Staff Delisting Determination from Nasdaq due to non-compliance with minimum bid price requirements, highlighting significant financial challenges and a history of reverse stock splits.
OQB
BIO-key International, Inc. is registering for resale up to 1,236,668 shares of its common stock issuable upon the exercise of warrants by a selling stockholder.
OID
Interpace Biosciences, Inc. is filing an S-1/A to register 3,100,000 shares of common stock, aiming for a Nasdaq listing while navigating past reimbursement challenges and potential dilution.
NASDAQ
IPW
Ipower INCiPower Inc. has filed an S-1/A amendment to register up to 8,089,888 shares of common stock underlying $3,000,000 of Series A Senior Secured Convertible Notes, primarily for resale by a specific institutional investor.
NASDAQ
Stratum Holdings Corp. has filed an amendment to its S-1 registration statement, primarily to include exhibits and legal opinions related to its common stock offering.
NASDAQ
Velos Acquisition I Corp. (formerly M3-Brigade Acquisition V Corp.) has filed an amendment to its Form S-1 registration statement, detailing the resale of up to 5,550,135 Class A ordinary shares by selling securityholders and providing updates on its business combination timeline and related party transactions.
NASDAQ
Stratum Holdings Corp. has filed a registration statement for the potential sale of up to 69,718,800 shares of common stock through an equity purchase facility.
USBC, Inc. has filed an S-1/A amendment to register up to 357,815,000 shares of common stock for resale by a selling stockholder, primarily Goldeneye 1995 LLC.
AMEX
Ocean Power Technologies, Inc. is offering up to 9,375,000 shares of common stock and accompanying warrants to raise approximately $5.65 million, a move that carries significant dilution risk for existing shareholders.
YHD
Starton Holdings, Inc. has filed an S-1/A amendment detailing its plans for an initial public offering to fund its clinical-stage biotechnology operations focused on improving cancer therapies through proprietary drug delivery technology.
OID
Glow Holdings, Inc. is launching a best-efforts offering of up to 35,000,000 shares of common stock at $0.01 per share, aiming to raise a maximum of $350,000 to fund its technology asset evaluation and commercialization efforts.