Market Movers (8-K)
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SHF Holdings announced its securities will be delisted from Nasdaq due to low bid prices, while also revealing a substantial increase in outstanding common stock following preferred stock conversions.
Worse than expected
Delay expected
NASDAQ
SHF Holdings announced third-quarter revenue growth driven by loan program income, but also highlighted significant dilution from Series B conversions and an ongoing struggle to meet Nasdaq's minimum bid price requirement.
Worse than expected
Capital raise
NASDAQ
SHF Holdings disclosed the issuance of over 60 million shares of common stock upon conversion of Series B Preferred Stock, significantly increasing outstanding shares.
Worse than expected
NASDAQ
SHF Holdings, Inc. (Safe Harbor) has signed a non-binding term sheet to combine with Opifex Media Inc., a creator economy focused company, aiming to maintain its Nasdaq listing.
Capital raise
NASDAQ
SHF Holdings, Inc. has received an additional 180-day extension from Nasdaq to regain compliance with the minimum bid price requirement for its Class A common stock.
Worse than expected
NASDAQ
SHF Holdings, d/b/a Safe Harbor, announced preliminary Q3 2026 deposit results showing a 7.4% year-over-year increase and an estimated $150,000 annual boost in investment income from recent rate hikes.
Quarterly Earnings (10-Q)
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SHF Holdings, Inc. reported continued operating losses and negative cash flows, raising substantial doubt about its ability to continue as a going concern, while also facing critical challenges in maintaining its Nasdaq listing.
Worse than expected
Delay expected
Capital raise
NASDAQ
SHF Holdings, Inc. reported a net loss for the period ended June 30, 2026, and faces substantial doubt about its ability to continue as a going concern, alongside ongoing litigation and Nasdaq listing challenges.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. reported a significant capital raise and debt reduction, improving its balance sheet and Nasdaq compliance, despite a sharp decline in revenue and a shift to net loss for the nine-month period.
Capital raise
Worse than expected
NASDAQ
SHF Holdings reports a significant revenue decline and net loss, raising substantial doubt about its ability to continue as a going concern, alongside multiple material weaknesses in internal controls.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. restated its Q1 2025 financial results due to stock-based compensation errors, revealing a significant net loss and raising substantial doubt about its ability to continue as a going concern, alongside a Nasdaq delisting notice.
Delay expected
Worse than expected
Capital raise
NASDAQ
SHF Holdings' Q1 2025 results reveal a significant revenue decrease compared to Q1 2024, driven by changes in agreements and market conditions.
Worse than expected
Capital raise
Annual Reports (10-K)
NASDAQ
SHF Holdings, Inc. filed its annual report for the fiscal year ended December 31, 2025, detailing a significant revenue decline, strategic adjustments to its commercial alliance agreement, and ongoing efforts to address internal control weaknesses.
Capital raise
Worse than expected
NASDAQ
SHF Holdings files an amendment to its annual report on Form 10-K/A for the year ended December 31, 2024, to include previously omitted information and update the exhibit list.
NASDAQ
10-K: SHF Holdings Reports Fiscal Year 2024 Results, Navigates Nasdaq Compliance and Restructures Debt
SHF Holdings, a financial services provider for the cannabis industry, announces its fiscal year 2024 results, addresses Nasdaq listing compliance, and restructures its debt with Partner Colorado Credit Union (PCCU).
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed its annual report on Form 10-K for the year ended December 31, 2023, and granted equity incentives under its 2022 plan.
Worse than expected
Insider Trading (Form 4)
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SHF Holdings announced its common stock and warrants will be delisted from Nasdaq, with trading suspended November 18, 2026, while also detailing significant stock conversions.
Worse than expected
Delay expected
NASDAQ
SHF Holdings announced third-quarter revenue growth of 6.5% to $1.95 million, driven by loan program income, but reported a net loss of $979,000 and faces significant challenges with its Nasdaq listing and capital structure.
Capital raise
Worse than expected
NASDAQ
SHF Holdings (Safe Harbor) announces a non-binding term sheet to combine with Opifex Media, a creator economy company, aiming to meet Nasdaq listing standards and diversify operations.
Capital raise
NASDAQ
Chief Marketing Officer Jeffrey R. Kay acquired 63 shares of Series B Convertible Preferred Stock and 4,057 warrants in a late-reported transaction.
Delay expected
Capital raise
NASDAQ
CEO Terrance Mendez acquired preferred stock and warrants after SHF Holdings successfully completed a 4 million dollar financing milestone.
Better than expected
Delay expected
Capital raise
NASDAQ
Chief Investment & Strategic Officer Michael Regan acquired preferred stock and warrants following the company's successful $4 million financing milestone.
Delay expected
Capital raise
Proxy Statements (Def-14A)
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SHF Holdings, Inc. has issued its 2026 proxy statement detailing the upcoming annual meeting, director elections, and auditor ratification.
Capital raise
NASDAQ
SHF Holdings, Inc. is seeking stockholder approval for six key proposals at a special meeting, including increasing authorized shares, approving equity issuances, and authorizing a reverse stock split to maintain Nasdaq listing.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed a Definitive Proxy Statement (DEFA14A) with the U.S. Securities and Exchange Commission.
NASDAQ
DEF: SHF Holdings to Hold 2025 Annual Meeting Amidst Executive Departures and Shareholder Governance Push
SHF Holdings, Inc. announced its 2025 Annual Stockholders Meeting to be held virtually on July 8, 2025, where shareholders will vote on director elections, auditor ratification, an equity incentive plan amendment, and a contested shareholder proposal concerning corporate governance, against a backdrop of recent executive resignations.
Worse than expected
NASDAQ
SHF Holdings is asking stockholders to approve a reverse stock split of its Class A common stock at a ratio of up to 1-for-20 to maintain its Nasdaq listing and potentially increase its stock price.
NASDAQ
SHF Holdings announces its 2024 Annual Stockholders Meeting to be held virtually on June 11, 2024, featuring the election of directors and ratification of the company's independent auditor.
New Public Companies (S-1)
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SHF Holdings, Inc. is registering 21,517,377 shares of Class A common stock for resale by selling stockholders, primarily related to Series B Warrants with a voluntarily reduced exercise price.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed an S-1/A amendment to register up to 22,598,184 shares of Class A Common Stock for resale by selling stockholders.
Capital raise
Worse than expected
NASDAQ
SHF Holdings, Inc. has filed a registration statement to facilitate the potential resale of 22.6 million shares of its Class A common stock by existing stockholders.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. files an S-1 registration statement for the resale of up to 52.28 million Class A Common Stock by selling stockholders, including shares from recent preferred stock and warrant issuances.
Worse than expected
Capital raise
NASDAQ
SHF Holdings, Inc. filed an S-1/A registration statement for the potential sale of up to 46,153,846 shares of Class A Common Stock by CREO Investments LLC, potentially raising up to $500 million for the company.
Delay expected
Worse than expected
Capital raise
NASDAQ
SHF Holdings, a financial services provider to the cannabis industry, has entered into a $150 million equity line of credit with CREO Investments LLC, while simultaneously grappling with significant financial losses, liquidity concerns, and Nasdaq listing non-compliance.
Capital raise
Worse than expected
Schedule 13G - Passive Investments
NASDAQ
SCHEDULE: M3 Entities Report Stake in SHF Holdings
M3 Funds, LLC and affiliated entities report a 4.77% beneficial ownership stake in SHF Holdings, Inc. Class A Common Stock as of June 30, 2026.
NASDAQ
M3 Funds, LLC and its affiliates have reported a 10% beneficial ownership stake in SHF Holdings, Inc., totaling 308,000 shares of common stock.
NASDAQ
M3 Funds, LLC and its affiliates reported a passive beneficial ownership of 3.84% of SHF Holdings, Inc.'s common stock as of September 30, 2025.