Latest Schedule 13D activist filings
LDWY
Lendway, INCThe Swenson Group and Air T, Inc. have increased their collective beneficial ownership in Bloomia Holdings, Inc. to 60.1% following a rights offering and debt-to-equity conversion.
NASDAQ
SCHEDULE: Innventure Inc. Ownership Update
WE-INN LLC reports a slight decrease in its beneficial ownership percentage of Innventure, Inc. common stock to 5.85% due to an updated share count.
OQB
Innovation Endeavors III LP and Dror Berman have reduced their beneficial ownership in Vicarious Surgical Inc. to below 5% after a series of stock sales.
AMEX
Luminus Management, LLC and its affiliates have amended their Schedule 13D filing to report a combined beneficial ownership of 43.4% of Battalion Oil Corp.'s common stock, including shares issuable upon conversion of preferred stock.
NASDAQ
BIIB
Biogen INCBiogen Inc. announced its definitive agreement to acquire Apellis Pharmaceuticals, Inc. for $41.00 per share in cash plus a contingent value right (CVR) per share, valuing the company at approximately $41 billion.
NASDAQ
Biogen Inc. announced its definitive agreement to acquire Apellis Pharmaceuticals, Inc. for $41.00 per share in cash plus a contingent value right (CVR) per share, valuing the company at approximately $41 billion.
NASDAQ
PHUN
Phunware, INCInvestor Zhengxu He has acquired a 2.6% stake in Phunware, Inc. through a series of open market purchases totaling 520,000 shares.
NYSE
Brookfield Corporation and BAM Partners Trust have amended their Schedule 13D filing to disclose a new $1 billion margin loan facility, pledging 65 million Class A shares of Brookfield Asset Management Ltd. as collateral.
NYSE
Brookfield Corporation and BAM Partners Trust have amended their Schedule 13D filing to disclose a new $1 billion margin loan facility, pledging 65 million Class A shares of Brookfield Asset Management Ltd. as collateral.
NYSE
Bank of America Corporation and its subsidiary, Banc of America Preferred Funding Corp, have amended their Schedule 13D filing to reflect a reduction in their beneficial ownership of Federated Hermes Premier Municipal Income Fund's preferred shares following a partial redemption.
NYSE
Bank of America Corporation and its subsidiary, Banc of America Preferred Funding Corp, have amended their Schedule 13D filing to reflect a reduction in their beneficial ownership of Federated Hermes Premier Municipal Income Fund's preferred shares following a partial redemption.
NYSE
ADW Capital Partners, L.P. has amended its Schedule 13D filing to disclose its beneficial ownership of 10,500,000 shares, representing 14.0% of Compass Diversified Holdings, including call options.
NYSE
Maewyn Capital Partners LLC, along with affiliated entities, has disclosed a beneficial ownership of 6.7% of FrontView REIT Inc.'s common stock, following an investment agreement and the appointment of Charles Fitzgerald to the board.
NASDAQ
Spruce House Investment Management and its affiliates have increased their beneficial ownership of Colliers International Group Inc. subordinate voting shares to 5.13%, citing an attractive investment opportunity.
NYSE
Canada Growth Fund Inc. and its manager, Canada Growth Fund Investment Management Inc., have disclosed an increased beneficial ownership of Nouveau Monde Graphite Inc. (NMG) shares, now representing 22.0% of the class.
NYSE
Holcim Ltd has acquired a 50.01% stake in Cementos Pacasmayo SAA, signaling a significant strategic expansion in Peru.
OTC.Pink
SYBX
Synlogic, INCCable Car Capital and Funicular Funds propose to acquire Synlogic for $0.64 per share, representing a 28.3% stake.
NYSE
A group of individuals and trusts, collectively the Kotouc Group, has disclosed a beneficial ownership of 5.65% of Associated Banc-Corp's common stock following the company's merger with American National Corporation.
VLCN
Volcon, INCATG Capital Management has filed a lawsuit against Empery Digital's board, alleging breaches of fiduciary duty and entrenchment tactics.
NASDAQ
Kaufman Kapital LLC reports a 34.5% beneficial ownership stake in BranchOut Food Inc. following debt-to-equity conversions and new financing.
NASDAQ
APLM
Apollomics INCApollomics Inc. Chairman and CEO Hung-Wen Chen has provided a $2 million unsecured bridge loan to the company, convertible into equity under specific future financing conditions.
NASDAQ
EVO
Evotec SEActivist investor MAK Capital, holding a 7% stake in Evotec SE, is pushing for a U.S. IPO of Just Biologics and accelerated restructuring to unlock shareholder value.
NASDAQ
Christian Friedland updates his activist agenda for Lulu's Fashion Lounge, withdrawing board reconstitution demands while pushing for enhanced investor relations and segment reporting.
NYSE
Saba Capital Management, L.P. has filed an amendment to its Schedule 13D, reporting an increased beneficial ownership of common shares in The New Germany Fund, Inc.
NYSE
Delek US Holdings, Inc. and its subsidiaries report a significant beneficial ownership stake of 63.0% in Delek Logistics Partners, LP, totaling 33,508,831 common units.
NYSE
Delek US Holdings, Inc. and its subsidiaries report a significant beneficial ownership stake of 63.0% in Delek Logistics Partners, LP, totaling 33,508,831 common units.
NASDAQ
TRIP
Tripadvisor, INCStarboard Value entities have adjusted their holdings in TripAdvisor, Inc., selling shares and entering into cash-settled total return swaps.
NASDAQ
Lands' End announces the closing of a tender offer and the execution of a voting agreement, impacting significant shareholder positions.
NYSE
Kimbell Royalty Partners LP files Schedule 13D Amendment No. 6, indicating EnCap Partners GP has ceased to be the beneficial owner of more than 5% of the Common Units.
NYSE
Elliott Investment Management L.P. has reduced its direct economic exposure to Southwest Airlines Co. while maintaining significant shareholder confidence.