Latest Schedule 13D activist filings
OQB
Jacob Aaron Warnock and affiliated EV Metals entities have increased their beneficial ownership in International Battery Metals Ltd. to 70.1% following a new unit acquisition.
NASDAQ
SCWO
374water INCReporting person Yaacov Nagar transferred 1,440,000 shares of 374Water Inc. to irrevocable trusts, reducing his beneficial ownership to 10.16%.
Thurman J. Rodgers and affiliated trusts have filed a Schedule 13D disclosing a 33.2% beneficial ownership stake in SunPower Inc. following recent debt-to-equity conversions.
BoltRock Holdings LLC and Craig A. Huff have increased their beneficial ownership in CitroTech Inc. to 20.0% following a debt-to-equity conversion.
R01 Fund LP and Michael Kazley updated their beneficial ownership in Stablecoin Development Corp following anti-dilution warrant adjustments.
Framework Ventures reports a 44.5% beneficial ownership stake in Stablecoin Development Corp following warrant adjustments and a reverse stock split.
NASDAQ
PROK
Prokidney CORPThe Slim family and Control Empresarial have increased their beneficial ownership in ProKidney Corp. to 36% following a share exchange.
NYSE
Franklin Resources, Inc. and its subsidiary, BSP Fund HoldCo, have reported a beneficial ownership of 87.6% of Franklin BSP Lending Fund's Class I shares.
NYSE
Saba Capital Management has increased its beneficial ownership in Japan Smaller Capitalization Fund, Inc. to 6.73%.
NASDAQ
Lee Chong Kuang, CEO of Greenpro Capital Corp., has increased his beneficial ownership to 11.16% through a private placement.
NYSE
Karpus Management has increased its beneficial ownership to 36.01% of Western Asset Inflation-Linked Income Fund's common shares, acquiring over 8.39 million shares.
NASDAQ
Wu Rui, Chief Operating Officer of Addentax Group Corp., has disclosed beneficial ownership of 66,667 shares, representing 7.75% of the company's outstanding common stock, acquired as equity compensation.
John Donald Steele, Jr. reports beneficial ownership of 406,630 shares (11.9%) of Steele Bancorp Inc. common stock following a merger.
NASDAQ
Mitsui & Co., Ltd. has updated its beneficial ownership in Atlas Lithium Corporation to 7.3% following a recent share acquisition for services and overall share dilution.
OQB
Global Value Investment Corp and its leadership team have secured a 21.01% stake in Liberty Defense Holdings Ltd. following its recent initial public offering.
NASDAQ
PRCH
Porch Group, INCCEO Matt Ehrlichman filed an amendment to his Schedule 13D disclosing recent equity award vestings and mandatory tax-related share sales.
OrbiMed Advisors and affiliated entities increased their beneficial ownership in ImageneBio, Inc. following participation in a 2026 private placement of pre-funded warrants.
NYSE
Pershing Square filed an amendment to its Schedule 13D to reflect internal corporate restructuring and updated ownership entities in Howard Hughes Holdings Inc.
NYSE
Pershing Square Capital Management and William A. Ackman have reduced their beneficial ownership in Restaurant Brands International Inc. following a series of share sales.
AMEX
Star Equity Fund, a 5.4% shareholder in GEE Group, is demanding the removal of excessive change-in-control severance provisions for top executives to facilitate a potential company sale.
NASDAQ
CLYM
Climb Bio, INCRA Capital Management disclosed a significant investment in Climb Bio, Inc. through a private placement of common stock and pre-funded warrants.
NASDAQ
XOMA Royalty Corp. announces a merger agreement with Ligand Pharmaceuticals Inc., with key shareholders entering a support agreement to vote in favor of the transaction.
NASDAQ
RTW Investments, LP and affiliated funds have increased their beneficial ownership in Orchestra Biomed Holdings, Inc. to 19.2% following the cashless exercise of pre-funded warrants.
NYSE
SCHEDULE: Nuveen Fund Reorganization Update
Wells Fargo entities report no longer holding preferred shares in Nuveen New Jersey Quality Municipal Income Fund following a reorganization into NMZ.
NYSE
SCHEDULE: Nuveen Fund Reorganization Update
Wells Fargo entities report no longer holding preferred shares in Nuveen New Jersey Quality Municipal Income Fund following a reorganization into NMZ.
NYSE
Wells Fargo & Company and its affiliate report a significant stake in Nuveen Municipal High Income Opportunity Fund following a corporate reorganization.
NYSE
Wells Fargo & Company and its affiliate report a significant stake in Nuveen Municipal High Income Opportunity Fund following a corporate reorganization.
NYSE
SCHEDULE: Nuveen Fund Reorganization Update
Wells Fargo & Company and its affiliate report no longer owning VRDP Shares of Nuveen Pennsylvania Quality Municipal Income Fund following a reorganization.
NYSE
SCHEDULE: Nuveen Fund Reorganization Update
Wells Fargo & Company and its affiliate report no longer owning VRDP Shares of Nuveen Pennsylvania Quality Municipal Income Fund following a reorganization.
NASDAQ
Several significant shareholders in Indaptus Therapeutics have formally disbanded their reporting group, with one shareholder falling below the 5% ownership threshold.